Truist Financial (TFC) reports 120,003-share holding in Two Roads ETF (Schedule 13G/A)

Rhea-AI Filing Summary

Truist Financial Corporation filed Amendment No. 3 to a Schedule 13G/A disclosing beneficial ownership of 120,003 shares of the Two Roads Shared Trust Exchange Traded Fund (CUSIP 90214Q584), representing 1.49% of the class as reported 3/31/2026. The filing states Truist has sole dispositive power over those 120,003 shares and no voting power. The amendment is signed by Edward M. Kwiatkowski, Vice President, dated 04/20/2026.

Key Figures

Shares beneficially owned: 120,003 shares Percent of class: 1.49% CUSIP: 90214Q584 +3 more

6 metrics

Shares beneficially owned 120,003 shares beneficial ownership as of 3/31/2026

Percent of class 1.49% percent of class as reported on the amendment

CUSIP 90214Q584 Two Roads Shared Trust Exchange Traded Fund

Sole dispositive power 120,003 shares number of shares Truist can direct disposition of

Form caption Amendment No. 3 Schedule 13G/A amendment identifier

Signature date 04/20/2026 signed by Edward M. Kwiatkowski, Vice President

Key Terms

Schedule 13G/A, beneficially owned, dispositive power, CUSIP

4 terms

Schedule 13G/A regulatory

"Amendment No. 3 to a Schedule 13G/A disclosing beneficial ownership"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

beneficially owned financial

"Amount beneficially owned: 120003"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

dispositive power financial

"Sole power to dispose or to direct the disposition of: 120003"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

CUSIP technical

"CUSIP No.: 90214Q584"

A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 02:53 PM Learn about SEC filing dates

FAQ

What stake does Truist Financial (TFC) report in Two Roads Shared Trust?

Truist reports beneficial ownership of 120,003 shares, equal to 1.49% of the class. The filing lists sole dispositive power for the full 120,003 shares and indicates no voting power over those shares.

What is the CUSIP and class for the filing by TFC?

The filing covers the Exchange Traded Fund with CUSIP 90214Q584. The class is described as an Exchange Traded Fund and the issuer named is Two Roads Shared Trust with address details provided in the amendment.

What voting and dispositive powers does Truist claim in the 13G/A?

The amendment states Truist has 0 sole voting power and 0 shared voting power, while claiming sole dispositive power over 120,003 shares. Shared dispositive power is listed as 0 in the filing.

What dates are associated with the Schedule 13G/A amendment from TFC?

The ownership figure is reported with an as of date of 3/31/2026. The amendment is signed and dated by the reporting officer on 04/20/2026, and the form is captioned as Amendment No. 3.

Does Truist indicate it controls voting for the reported ETF shares?

No. The filing shows Truist reports no sole or shared voting power over the reported shares but does report sole dispositive power to direct disposition of 120,003 shares, representing 1.49% of the class.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)

Two Roads Shared Trust

(Name of Issuer)

Exchange Traded Fund

(Title of Class of Securities)

90214Q584

(CUSIP Number)

3/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 90214Q584

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 120,003.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

120,003.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

1.5 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Two Roads Shared Trust
(b)	Address of issuer's principal executive offices: 225 PICTORIA DRIVE, 225 PICTORIA DRIVE, CINCINNATI, OHIO, 45246.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Fund
(e)	CUSIP No.: 90214Q584
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 120003
(b)	Percent of class: 1.49 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 120003
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Edward M. Kwiatkowski
Name/Title:	Vice President
Date:	04/20/2026