Truist Financial (TFC) holds 4,795 shares (2.13%) in Harbor ETF — Schedule 13G/A

Rhea-AI Filing Summary

Truist Financial Corporation filed an Amendment No. 2 to Schedule 13G/A disclosing ownership of 4,795 shares of an Exchange Traded Fund issued by Harbor ETF Trust (CUSIP 41151J638). The filing states Truist holds 2.13% of the class and has sole dispositive power over 4,795 shares. The filing is signed by Edward M. Kwiatkowski as Vice President on 04/20/2026.

Insights

Corporate Governance Analyst

Truist reports a small passive holding of an ETF with sole dispositive control over 4,795 shares.

Truist Financial Corporation is listed as the reporting person for an affiliated adviser arrangement, holding 2.13% of the ETF class. The disclosure clarifies voting powers: zero voting power and sole dispositive power for the stated shares, consistent with an investment-management role.

Timing and scale suggest a routine beneficial-ownership update; subsequent periodic filings would show whether this stake changes. Cash-flow treatment or intent (e.g., investment mandate) is not stated in the excerpt.

Key Figures

Shares beneficially owned: 4,795 shares Percent of class: 2.13% CUSIP: 41151J638 +2 more

5 metrics

Shares beneficially owned 4,795 shares reported on Schedule 13G/A for Harbor ETF Trust

Percent of class 2.13% percent of class stated in Item 4(a)/(b)

CUSIP 41151J638 Harbor ETF Trust security identifier

Filing type / amendment Schedule 13G/A Amendment No. 2 cover header for the ownership disclosure

Signature date 04/20/2026 signed by Edward M. Kwiatkowski, Vice President

Key Terms

Schedule 13G/A, beneficially owned, sole dispositive power, CUSIP

4 terms

Schedule 13G/A regulatory

"Amendment No. 2 to Schedule 13G/A disclosing ownership"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

beneficially owned financial

"Amount beneficially owned: 4795"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

sole dispositive power regulatory

"Sole power to dispose or to direct the disposition of: 4795"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

CUSIP market

"CUSIP No.: 41151J638"

A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 02:43 PM Learn about SEC filing dates

FAQ

What stake does Truist Financial (TFC) report in Harbor ETF Trust?

Truist reports beneficial ownership of 4,795 shares, representing 2.13% of the class. The filing shows sole dispositive power over those shares and no voting power, per the Schedule 13G/A amendment.

Who is the reporting person on the Schedule 13G/A for TFC?

The reporting person is Truist Financial Corporation as parent holding company for Truist Advisory Services, Inc. The filing lists Truist's address in Charlotte, North Carolina, and cites affiliated adviser status.

Does Truist have voting control over the reported ETF shares?

No. The filing states 0 sole voting power and 0 shared voting power. It records only sole dispositive power for 4,795 shares, indicating control of disposition but not voting authority.

When was the Schedule 13G/A amendment signed?

The amendment is signed by Edward M. Kwiatkowski, Vice President, with the signature date of 04/20/2026. The cover shows an effective date reference of 03/31/2026 for the filing header.

What is the CUSIP and issuer named in the filing?

The filing lists the issuer as Harbor ETF Trust and the CUSIP for the class as 41151J638. The issuer's principal offices are shown at 111 South Wacker Drive, Chicago, Illinois.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Harbor ETF Trust

(Name of Issuer)

Exchange Traded Fund

(Title of Class of Securities)

41151J638

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 41151J638

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 4,795.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

4,795.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

2.1 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Harbor ETF Trust
(b)	Address of issuer's principal executive offices: 111 SOUTH WACKER DRIVE, 111 SOUTH WACKER DRIVE, CHICAGO, ILLINOIS, 60606.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Fund
(e)	CUSIP No.: 41151J638
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 4795
(b)	Percent of class: 2.13 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 4795
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Edward M. Kwiatkowski
Name/Title:	Vice President
Date:	04/20/2026