Truist (TFC) reports 9.30% stake in Hartford ETF

Truist Financial Corporation reports passive ownership of 125,542 shares (9.30%) of the Hartford Funds Exchange-Traded Trust (CUSIP 41653L842) as shown on a Schedule 13G filed for the reporting period ending 3/31/2026.

Rhea-AI Filing Summary

Truist Financial Corporation reports passive ownership of 125,542 shares (9.30%) of the Hartford Funds Exchange-Traded Trust (CUSIP 41653L842) as shown on a Schedule 13G filed for the reporting period ending 3/31/2026. The filing states Truist has sole dispositive power over 125,542 shares and no voting power. The report is signed by Caroline D. Hoang, Assistant Vice President, dated 04/20/2026.

Insights

Institutional Ownership Analyst

Truist is a >5% passive holder in a Hartford ETF with disposal but not voting control.

Schedule 13G shows Truist Financial Corporation beneficially owns 125,542 shares, representing 9.30% of the class as of 3/31/2026. The filing lists only sole dispositive power, with voting power recorded as zero.

As a passive reporting owner, this signals a sizable economic stake without voting influence; subsequent SEC filings could show changes in voting or ownership percentage.

Compliance & Regulatory Specialist

Filing format and disclosures align with Schedule 13G passive-owner reporting requirements.

The document identifies the issuer (Hartford Funds Exchange-Traded Trust, CUSIP 41653L842), filer (Truist Financial Corporation as parent for Truist Advisory Services, Inc.), ownership amount (125,542 shares) and percent (9.30%), and the signature with date 04/20/2026.

For governance or voting changes, look for an amended Schedule 13D/13G or Form 4 filings in future disclosures.

Key Figures

Beneficial ownership: 125,542 shares Percent of class: 9.30% CUSIP: 41653L842 +1 more

4 metrics

Beneficial ownership 125,542 shares as of 3/31/2026

Percent of class 9.30% percentage of the ETF class

CUSIP 41653L842 Hartford Funds Exchange-Traded Trust identifier

Sole dispositive power 125,542 shares shares Truist can direct disposition of

Key Terms

Schedule 13G, Beneficially owned, Sole dispositive power

3 terms

Schedule 13G regulatory

"Item 2. | (a) | Name of person filing: Truist Financial Corporation"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

Beneficially owned financial

"Item 4. | (a) | Amount beneficially owned: 125542"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole dispositive power financial

"Item 4. | (iii) Sole power to dispose or to direct the disposition of: 125542"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake does TFC report in Hartford Funds Exchange-Traded Trust?

Truist Financial Corporation reports beneficial ownership of 125,542 shares, representing 9.30% of the class as of 3/31/2026. The filing is on a Schedule 13G, indicating passive investor status.

Does Truist have voting control over the shares reported?

No, the Schedule 13G shows Truist has 0 voting power and 125,542 shares sole dispositive power, meaning it can direct disposition but not the votes tied to those shares.

Which CUSIP and issuer are referenced in the filing?

The filing references CUSIP 41653L842 for the issuer Hartford Funds Exchange-Traded Trust, with the issuer's principal executive offices listed in Wayne, Pennsylvania.

Who filed the Schedule 13G for Truist and when was it signed?

The Schedule 13G was filed by Truist Financial Corporation (as parent for Truist Advisory Services, Inc.) and signed by Caroline D. Hoang, Assistant Vice President on 04/20/2026.

What does a Schedule 13G filing indicate about investor intent?

A Schedule 13G generally indicates passive investment intent under SEC rules; in this case, Truist reports a 9.30% economic stake without claiming voting power, consistent with passive ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 10:06 AM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Hartford Funds Exchange-Traded Trust

(Name of Issuer)

Exchange Traded Fund

(Title of Class of Securities)

41653L842

(CUSIP Number)

3/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 41653L842

1

Names of Reporting Persons

TRUIST FINANCIAL CORP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NORTH CAROLINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 125,542.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

125,542.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.3 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Hartford Funds Exchange-Traded Trust
(b)	Address of issuer's principal executive offices: 690 LEE ROAD, WAYNE, PENNSYLVANIA, 19087.
Item 2.
(a)	Name of person filing: Truist Financial Corporation as Parent Holding Company for Truist Advisory Services, Inc. an affiliated Registered Investment Advisor
(b)	Address or principal business office or, if none, residence: 214 North Tryon Street Charlotte, NC 28202
(c)	Citizenship: Truist Financial Corporation is a North Carolina Corporation; Truist Advisory Services, Inc. is a Delaware Corporation
(d)	Title of class of securities: Exchange Traded Fund
(e)	CUSIP Number(s): 41653L842
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 125542
(b)	Percent of class: 9.30 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 125542
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

TRUIST FINANCIAL CORP

Signature:	Caroline D. Hoang
Name/Title:	Assistant Vice President
Date:	04/20/2026