Truist Financial (TFC) reports 57,088 shares (6.72%) in First Trust ETF — Schedule 13G
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G
Rhea-AI Filing Summary
Truist Financial Corporation reports beneficial ownership of 57,088 shares of the First Trust Exchange-Traded Fund (CUSIP 33738R837), representing 6.72% of the class as of the filing. The filing states Truist has sole dispositive power over 57,088 shares and no voting power. The Schedule 13G was signed on 04/20/2026.
Positive
- None.
Negative
- None.
Key Figures
Shares beneficially owned: 57,088 shares
Percent of class: 6.72%
CUSIP: 33738R837
+3 more
6 metrics
Shares beneficially owned
57,088 shares
amount reported in Schedule 13G
Percent of class
6.72%
percent of class reported in Schedule 13G
CUSIP
33738R837
First Trust Exchange-Traded Fund identifier
Securities power
57,088 (sole dispositive power)
number of shares with sole dispositive power
Voting power
0 (sole voting power)
sole voting power reported
Filing signature date
04/20/2026
date signature executed on Schedule 13G
Key Terms
Schedule 13G, Beneficial ownership, Sole dispositive power, CUSIP
4 terms
Schedule 13G regulatory
"Item 1. (a) Name of issuer: FIRST TRUST EXCHANGE-TRADED FUND"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Beneficial ownership financial
"Item 4. (a) Amount beneficially owned: 57088"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Sole dispositive power regulatory
"(iii) Sole power to dispose or to direct the disposition of: 57088"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
CUSIP technical
"CUSIP Number(s): 33738R837"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.
FAQ
What stake does Truist Financial (TFC) report in First Trust ETF?
Truist reports beneficial ownership of 57,088 shares, equal to 6.72% of the class. The filing lists sole dispositive power over the shares and no sole or shared voting power.
What CUSIP and issuer are shown in the Schedule 13G for TFC?
The Schedule 13G lists issuer First Trust Exchange-Traded Fund with CUSIP 33738R837. The issuer's principal office address is 120 East Liberty Drive, Suite 400, Wheaton, Illinois.
Who filed the Schedule 13G on behalf of Truist (TFC)?
The filing was made by Truist Financial Corporation as parent holding company for Truist Advisory Services, Inc., signed by Caroline D. Hoang, Assistant Vice President, on 04/20/2026.
How is ownership characterized in the Schedule 13G for TFC?
Ownership is reported as beneficial ownership of 57,088 shares with sole dispositive power. The filing shows no voting power, and percent of class is listed as 6.72%.