Triumph Financial Inc SEC Filings

AltraVue Capital, LLC has disclosed a significant ownership position in Triumph Financial, Inc. common stock. As of 12/31/2025, AltraVue reports beneficial ownership of 1,515,877 shares, representing 6.38% of the outstanding common shares. It has sole voting power over 990,134 shares, shared voting power over 525,743 shares, and sole dispositive power over all 1,515,877 shares, with no shared dispositive power.

The filer is an investment adviser and certifies that the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Triumph Financial, other than activities solely in connection with a nomination under the specified proxy rule.

Triumph Financial, Inc. executive Adam D. Nelson, who serves as EVP and General Counsel, reported selling 3,000 shares of the company’s common stock on 12/18/2025. The shares were sold at a price of $65.18 per share. After this transaction, he beneficially owns a total of 24,832 shares, consisting of 20,768 directly owned shares and 4,064 shares of restricted stock or restricted stock units that are subject to future vesting requirements. The filing was made as a Form 4 for a single reporting person.

A holder has filed a notice of proposed sale of 3,000 shares of common stock through Merrill Lynch on the NASDAQ exchange, with an approximate sale date of 12/18/2025. The filing reports that there were 23,750,000 shares outstanding for this class of stock.

The shares to be sold were acquired as restricted stock and stock bonuses from an individual named Adam Nelson. One block of 2,519 common shares was acquired on 05/01/2022 as a restricted stock bonus, and another 481 common shares were acquired on 02/16/2023 as a stock bonus.

Triumph Financial, Inc. reported that one of its directors made a charitable gift of 5,144 shares of common stock on December 15, 2025. The shares were transferred at a price of $0, reflecting a donation to a 501(c)(3) organization.

After this transaction, the director beneficially owns 127,970 common shares directly, including shares held jointly with a spouse, and an additional 10,000 shares indirectly as trustee of the Charles A. Anderson Exempt Trust.

Triumph Financial, Inc. reported that one of its directors made a charitable gift of 1,657 shares of common stock on December 16, 2025. The transaction was coded as a gift at a reported price of $0, reflecting a transfer to a 501(c)(3) charitable organization.

After this transaction, the director directly owned 9,176 Triumph Financial common shares. The director also directly held 26,500 Depository Shares, with each Depository Share representing a 1/40th interest in a share of the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.

Triumph Financial, Inc. reported that its President & CEO, who is also a director, made a charitable gift of 4,325 shares of common stock on 12/11/2025. The transaction is coded as a gift at a price of $0 per share and was made to 501(c)(3) charitable organizations.

After this transaction, the reporting person beneficially owns 140,233 shares directly, consisting of 118,698 shares plus 21,535 shares of restricted stock or restricted stock units that are subject to future vesting requirements. In addition, 3,315 shares are beneficially owned indirectly through the reporting person’s spouse via a Roth IRA account.

Triumph Financial, Inc. reported that its board of directors has declared a quarterly cash dividend on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock. The dividend is $17.81 per preferred share, which equals $0.44525 per depositary share, with each depositary share representing a 1/40 interest in a Series C preferred share.

The dividend will be paid on December 30, 2025, to shareholders of record of the Series C Preferred Stock as of December 15, 2025. The company also furnished a press release with these details as an exhibit, and reiterated standard cautionary language about forward-looking statements and the risks that could affect future results.

Kayne Anderson Rudnick Investment Management, LLC filed an amended Schedule 13G reporting 11.5% beneficial ownership, equal to 2,723,729 shares, of Triumph Financial Inc (TFIN) as of the event date 09/30/2025.

Additional reporting persons include Virtus Investment Advisers, LLC at 5.8% (1,365,869 shares) and Virtus Equity Trust on behalf of Virtus KAR Small-Cap Growth Fund at 5.5% (1,303,659 shares). The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Triumph Financial, Inc. (TFIN) reported Q3 2025 results showing modest revenue stability but lower profitability. Net income was $1,708, down from $5,347 a year ago, as higher operating costs outweighed gains in fee-based revenue. Diluted EPS was $0.04.

Net interest income was $87,833 versus $88,699 in Q3 2024, while noninterest income increased to $21,448 from $17,497 on stronger fee income. Noninterest expense rose to $103,714 from $95,646, driven by higher salaries and technology-related costs, contributing to the earnings decline. Credit loss expense was $4,284, similar to last year.

On the balance sheet, loans, net were $4,953,373 (up from $4,506,246 at December 31, 2024) and total deposits were $4,955,246 (up from $4,820,820). Federal Home Loan Bank advances increased to $280,000 from $30,000, adding funding support. Total assets reached $6,357,149 and stockholders’ equity was $919,333. Goodwill and intangible assets rose alongside the build‑out of the Intelligence segment, including recent acquisitions. Shares outstanding were 23,763,401 as of October 13, 2025.