TFIN (TFIN) Form 144 shows planned sale of 3,000 common shares

Rhea-AI Filing Summary

A holder has filed a notice of proposed sale of 3,000 shares of common stock through Merrill Lynch on the NASDAQ exchange, with an approximate sale date of 12/18/2025. The filing reports that there were 23,750,000 shares outstanding for this class of stock.

The shares to be sold were acquired as restricted stock and stock bonuses from an individual named Adam Nelson. One block of 2,519 common shares was acquired on 05/01/2022 as a restricted stock bonus, and another 481 common shares were acquired on 02/16/2023 as a stock bonus.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch One Cowboys Way Ste 400 Frisco TX 75034	3000	195350	23750000	12/18/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/01/2022	RESTRICTED	ADAM NELSON			2519	05/01/2022	STOCK BONUS
COMMON	02/16/2023	STOCK BONUS	ADAM NELSON			481	02/16/2023	STOCK BONUS

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for TFIN report?

It reports a planned sale of 3,000 shares of common stock through Merrill Lynch on the NASDAQ, with an approximate sale date of 12/18/2025 and an aggregate market value of 195,350.

How many TFIN shares are outstanding according to this notice?

For this class of common stock, the notice lists 23,750,000 shares outstanding at the time of the planned sale.

How were the 3,000 TFIN shares to be sold originally acquired?

The shares came from stock awards received from Adam Nelson: 2,519 common shares acquired on 05/01/2022 as restricted stock and 481 common shares acquired on 02/16/2023 as a stock bonus.

Which broker and exchange are involved in this TFIN share sale?

The proposed transaction lists Merrill Lynch as broker, with the shares to be sold on the NASDAQ exchange.

What is the stated aggregate market value of the TFIN shares to be sold?

The filing shows an aggregate market value of 195,350 for the 3,000 common shares proposed to be sold.

Does the Form 144 mention any recent TFIN share sales by this holder?

The section requesting information on securities sold during the past 3 months is present, but no specific past sales are listed in the provided content.