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[Form 3] Tharimmune, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Tharimmune director Thomas Clay Kahler filed an initial Form 3 reporting ownership of a derivative security: a stock option to buy 50,000 shares of Tharimmune common stock (ticker THAR) with an exercise price of $1.33. The option has an expiration date of 08/04/2035; 25,000 shares vested on grant and 25,000 vest on 08/04/2026. The Form 3 indicates the filing was made by one reporting person.

Il direttore di Tharimmune, Thomas Clay Kahler, ha presentato un modulo iniziale Form 3 segnalando il possesso di un titolo derivato: un'opzione su azioni per acquistare 50.000 azioni ordinarie Tharimmune (ticker THAR) con prezzo di esercizio di $1,33. L'opzione scade il 04/08/2035; 25.000 azioni sono state maturate alla concessione e le restanti 25.000 maturano il 04/08/2026. Il Form 3 indica che la segnalazione è stata effettuata da una sola persona.

El director de Tharimmune, Thomas Clay Kahler, presentó un Formulario 3 inicial informando la tenencia de un título derivado: una opción para comprar 50,000 acciones ordinarias de Tharimmune (ticker THAR) con un precio de ejercicio de $1.33. La opción vence el 04/08/2035; 25,000 acciones se otorgaron con vesting inmediato y 25,000 vestan el 04/08/2026. El Form 3 indica que la presentación fue realizada por una sola persona informante.

Tharimmune의 이사 Thomas Clay Kahler는 파생증권 보유를 보고하는 초기 Form 3을 제출했습니다: 행사 가격이 $1.33인 Tharimmune 보통주(티커 THAR) 50,000주를 매수할 수 있는 주식 옵션입니다. 해당 옵션의 만료일은 2035/08/04이며; 25,000주는 부여 시 이미 확정되었고 나머지 25,000주는 2026/08/04에 확정됩니다. Form 3에는 한 명의 보고인이 제출한 것으로 표기되어 있습니다.

Le directeur de Tharimmune, Thomas Clay Kahler, a déposé un Formulaire 3 initial déclarant la détention d'un titre dérivé : une option d'achat de 50 000 actions ordinaires Tharimmune (symbole THAR) au prix d'exercice de $1,33. L'option expire le 04/08/2035 ; 25 000 actions ont été acquises lors de l'attribution et 25 000 autres seront acquises le 04/08/2026. Le Formulaire 3 précise que la déclaration a été faite par une seule personne déclarente.

Der Direktor von Tharimmune, Thomas Clay Kahler, reichte ein anfängliches Formular 3 ein und meldete den Besitz eines derivativen Wertpapiers: eine Kaufoption auf 50.000 Tharimmune-Stammaktien (Ticker THAR) mit einem Ausübungspreis von $1,33. Die Option läuft am 04.08.2035 ab; 25.000 Aktien wurden bei Gewährung freigegeben und 25.000 Aktien werden am 04.08.2026 freigegeben. Im Formular 3 ist angegeben, dass die Meldung von einer einzigen meldenden Person gemacht wurde.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider initial ownership disclosure of options by a company director; standard vesting schedule disclosed.

This Form 3 is a standard initial Section 16 filing showing a director-level option grant rather than open-market purchases or transfers. The grant size (50,000 options) and exercise price ($1.33) are stated, with half vesting immediately and half vesting one year later. For governance review, this confirms timely disclosure of equity compensation but contains no additional material events such as related-party transactions or unusual acceleration terms.

TL;DR: Compliance disclosure appears complete for an initial beneficial-ownership report; no discrepancies visible in the filing text.

The filing identifies the reporting person, address, relationship to issuer (Director), event date (04/28/2025), and option mechanics (exercise price, underlying shares, expiration). The signature block is present with a signature date of 08/22/2025. From a compliance standpoint, this is a routine public record of equity compensation under Section 16 requirements and does not by itself implicate trading violations.

Il direttore di Tharimmune, Thomas Clay Kahler, ha presentato un modulo iniziale Form 3 segnalando il possesso di un titolo derivato: un'opzione su azioni per acquistare 50.000 azioni ordinarie Tharimmune (ticker THAR) con prezzo di esercizio di $1,33. L'opzione scade il 04/08/2035; 25.000 azioni sono state maturate alla concessione e le restanti 25.000 maturano il 04/08/2026. Il Form 3 indica che la segnalazione è stata effettuata da una sola persona.

El director de Tharimmune, Thomas Clay Kahler, presentó un Formulario 3 inicial informando la tenencia de un título derivado: una opción para comprar 50,000 acciones ordinarias de Tharimmune (ticker THAR) con un precio de ejercicio de $1.33. La opción vence el 04/08/2035; 25,000 acciones se otorgaron con vesting inmediato y 25,000 vestan el 04/08/2026. El Form 3 indica que la presentación fue realizada por una sola persona informante.

Tharimmune의 이사 Thomas Clay Kahler는 파생증권 보유를 보고하는 초기 Form 3을 제출했습니다: 행사 가격이 $1.33인 Tharimmune 보통주(티커 THAR) 50,000주를 매수할 수 있는 주식 옵션입니다. 해당 옵션의 만료일은 2035/08/04이며; 25,000주는 부여 시 이미 확정되었고 나머지 25,000주는 2026/08/04에 확정됩니다. Form 3에는 한 명의 보고인이 제출한 것으로 표기되어 있습니다.

Le directeur de Tharimmune, Thomas Clay Kahler, a déposé un Formulaire 3 initial déclarant la détention d'un titre dérivé : une option d'achat de 50 000 actions ordinaires Tharimmune (symbole THAR) au prix d'exercice de $1,33. L'option expire le 04/08/2035 ; 25 000 actions ont été acquises lors de l'attribution et 25 000 autres seront acquises le 04/08/2026. Le Formulaire 3 précise que la déclaration a été faite par une seule personne déclarente.

Der Direktor von Tharimmune, Thomas Clay Kahler, reichte ein anfängliches Formular 3 ein und meldete den Besitz eines derivativen Wertpapiers: eine Kaufoption auf 50.000 Tharimmune-Stammaktien (Ticker THAR) mit einem Ausübungspreis von $1,33. Die Option läuft am 04.08.2035 ab; 25.000 Aktien wurden bei Gewährung freigegeben und 25.000 Aktien werden am 04.08.2026 freigegeben. Im Formular 3 ist angegeben, dass die Meldung von einer einzigen meldenden Person gemacht wurde.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kahler Thomas Clay

(Last) (First) (Middle)
C/O THARIMMUNE, INC.
34 SHREWSBURY AVE., SUITE 1C

(Street)
RED BANK NJ 07701

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/28/2025
3. Issuer Name and Ticker or Trading Symbol
Tharimmune, Inc. [ THAR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 08/04/2035 Common Stock 50,000 $1.33 D
Explanation of Responses:
1. 25,000 of the options vest on date of grant and 25,000 vest on August 4, 2026.
/s/ Thomas Clay Kahler 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Thomas Clay Kahler report on his Form 3 for THAR?

The Form 3 reports a stock option for 50,000 shares of Tharimmune common stock at an exercise price of $1.33, expiring on 08/04/2035.

How does the option vest according to the Form 3?

According to the filing, 25,000 options vested on the date of grant and 25,000 vest on 08/04/2026.

What is Thomas Kahler's relationship to Tharimmune as stated on the Form 3?

The filing lists Thomas Clay Kahler as a Director of Tharimmune, Inc.

When was the event requiring this Form 3 reported?

The Date of Event Requiring Statement is listed as 04/28/2025.

When was the Form 3 signed?

The signature block shows the Form was signed by Thomas Clay Kahler on 08/22/2025.
Tharimmune Inc

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Biotechnology
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