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Tokyo Lifestyle (NASDAQ: TKLF) corporate auditor files initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Tokyo Lifestyle Co., Ltd. officer Kimura Keiichi has filed an initial statement of beneficial ownership of securities on Form 3. The filing identifies Kimura as a corporate auditor of the company and reports baseline ownership information but does not list any transactions or derivative positions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kimura Keiichi

(Last)(First)(Middle)
HARUMI BUILDING, 2-5-9 KOTOBASHI
SUMIDA-KU

(Street)
TOKYO130-0022

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Tokyo Lifestyle Co., Ltd. [ TKLF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Corporate Auditor
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Keiichi Kimura03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the TKLF Form 3 filing by Kimura Keiichi represent?

The TKLF Form 3 filing records Kimura Keiichi’s initial beneficial ownership as a corporate auditor of Tokyo Lifestyle Co., Ltd. It is a baseline disclosure required when someone becomes an insider, and it does not itself indicate any stock purchases or sales.

Did Kimura Keiichi buy or sell Tokyo Lifestyle (TKLF) shares in this Form 3?

No transactions are reported in this Form 3 for Tokyo Lifestyle (TKLF). The transaction summary shows zero buys, sells, exercises, gifts, or other trades, indicating the filing is purely an initial ownership statement without trading activity disclosed in this document.

What insider role does Kimura Keiichi hold at Tokyo Lifestyle (TKLF)?

Kimura Keiichi is listed as an officer of Tokyo Lifestyle Co., Ltd., serving as a corporate auditor. This role causes Kimura to be treated as an insider under SEC rules, triggering the requirement to file a Form 3 to disclose beneficial ownership of company securities.

Does the TKLF Form 3 show any derivative securities for Kimura Keiichi?

The TKLF Form 3 does not show any derivative securities for Kimura Keiichi. The derivative summary is empty and derivativeTransactionCount is zero, indicating that no options, warrants, or other derivative positions are disclosed in this particular ownership report.

Is the TKLF Form 3 filing by Kimura Keiichi a routine disclosure?

Yes, this TKLF Form 3 appears to be a routine regulatory disclosure of insider status and baseline ownership. It lists Kimura Keiichi as a corporate auditor and provides required ownership information, without reporting any contemporaneous stock trades or notable financial events.
Tokyo Lifestyle Co., Ltd

NASDAQ:TKLF

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