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Tokyo Lifestyle (NASDAQ: TKLF) director and officer files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Tokyo Lifestyle Co., Ltd. corporate officer and director Haga Youichiro filed an initial ownership report on Form 3 for TKLF. The filing lists his roles as both director and officer, with the officer title noted as Corporate Officer (PA and FO). The data show no reported purchases, sales, or other equity transactions at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Haga Youichiro

(Last)(First)(Middle)
HARUMI BUILDING, 2-5-9 KOTOBASHI
SUMIDA-KU

(Street)
TOKYO130-0022

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Tokyo Lifestyle Co., Ltd. [ TKLF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Corporate Officer (PA and FO)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Youichiro Haga03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the TKLF Form 3 filing by Haga Youichiro represent?

The Form 3 for Tokyo Lifestyle (TKLF) is an initial statement of beneficial ownership. It identifies Haga Youichiro as a director and corporate officer and confirms his insider status without reporting any equity transactions in this filing.

Did Haga Youichiro buy or sell TKLF shares in this Form 3?

No, this Form 3 shows no reported purchases or sales of Tokyo Lifestyle (TKLF) shares. All transaction-related counts and share amounts are zero, indicating this filing is purely an initial ownership and role disclosure.

What roles does Haga Youichiro hold at Tokyo Lifestyle (TKLF)?

The filing lists Haga Youichiro as both a director and officer of Tokyo Lifestyle Co., Ltd. His officer title is Corporate Officer (PA and FO), which formally establishes him as an insider subject to SEC reporting rules.

Is Haga Youichiro a 10% owner of Tokyo Lifestyle (TKLF)?

According to the Form 3, Haga Youichiro is not classified as a 10% owner of Tokyo Lifestyle (TKLF). The is_ten_percent_owner field is marked as zero, indicating his holdings are below that regulatory ownership threshold.

Does the TKLF Form 3 include any derivative securities activity?

No derivative securities activity is reported. The derivativeSummary is empty, and derivative-related counts in the transaction summary are zero, indicating no options, warrants, or similar instruments are disclosed in this Form 3 excerpt.
Tokyo Lifestyle Co., Ltd

NASDAQ:TKLF

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