STOCK TITAN

[Form 4] Alpha Teknova, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Alpha Teknova, Inc. (TKNO) filed a Form 4 on 25 June 2025 detailing an equity-based compensation award to its General Counsel & Chief Compliance Officer, Damon A. Terrill. The filing reports a single grant of non-qualified stock options covering 137,808 common shares.

The option was granted on 14 February 2025 with an exercise price of $8.28 per share and a ten-year term expiring on 14 February 2035. The award vests in 48 equal monthly installments beginning one month after the grant date, aligning Mr. Terrill’s incentives with longer-term shareholder value creation. There were no open-market purchases or sales of TKNO common stock disclosed, and Mr. Terrill’s post-transaction beneficial ownership consists solely of the 137,808 derivative securities reported.

Because the transaction involves only the issuance of options rather than immediate share issuance, it has no direct impact on current share count or cash flows. However, full exercise would add up to 137,808 new shares to the outstanding share base, representing modest potential dilution. Overall, the disclosure appears to be a routine insider compensation event rather than a signal of changing fundamentals or insider sentiment.

Alpha Teknova, Inc. (TKNO) ha presentato un Modulo 4 il 25 giugno 2025, riportando un premio di compensazione azionaria destinato al suo General Counsel e Chief Compliance Officer, Damon A. Terrill. La comunicazione segnala una singola concessione di opzioni su azioni non qualificate per 137.808 azioni ordinarie.

L'opzione è stata concessa il 14 febbraio 2025 con un prezzo di esercizio di 8,28 dollari per azione e una durata di dieci anni con scadenza il 14 febbraio 2035. Il premio matura in 48 rate mensili uguali a partire da un mese dopo la data di concessione, allineando gli incentivi del sig. Terrill alla creazione di valore azionario a lungo termine. Non sono stati divulgati acquisti o vendite sul mercato aperto di azioni ordinarie TKNO, e la proprietà beneficiaria post-transazione del sig. Terrill consiste esclusivamente nei 137.808 titoli derivati segnalati.

Poiché la transazione riguarda solo l'emissione di opzioni e non l'immediata emissione di azioni, essa non ha impatto diretto sul numero attuale di azioni o sui flussi di cassa. Tuttavia, l'esercizio completo comporterebbe l'aggiunta di 137.808 nuove azioni al capitale sociale, rappresentando una diluizione potenziale modesta. Nel complesso, la comunicazione sembra essere un evento di compensazione interna di routine piuttosto che un segnale di cambiamenti nei fondamentali o nel sentimento degli insider.

Alpha Teknova, Inc. (TKNO) presentó un Formulario 4 el 25 de junio de 2025 detallando una compensación basada en acciones para su Consejero General y Director de Cumplimiento, Damon A. Terrill. El informe indica una única concesión de opciones sobre acciones no calificadas que cubren 137,808 acciones ordinarias.

La opción fue otorgada el 14 de febrero de 2025 con un precio de ejercicio de $8.28 por acción y un plazo de diez años que vence el 14 de febrero de 2035. La concesión se adquiere en 48 cuotas mensuales iguales comenzando un mes después de la fecha de otorgamiento, alineando los incentivos del Sr. Terrill con la creación de valor para los accionistas a largo plazo. No se divulgaron compras o ventas en el mercado abierto de acciones ordinarias TKNO, y la propiedad beneficiaria posterior a la transacción del Sr. Terrill consiste únicamente en los 137,808 valores derivados reportados.

Dado que la transacción solo implica la emisión de opciones y no la emisión inmediata de acciones, no tiene impacto directo en el recuento actual de acciones ni en los flujos de efectivo. Sin embargo, el ejercicio completo agregaría hasta 137,808 nuevas acciones a la base de acciones en circulación, representando una dilución potencial modesta. En general, la divulgación parece ser un evento rutinario de compensación interna más que una señal de cambios en los fundamentos o en el sentimiento de los insiders.

Alpha Teknova, Inc. (TKNO)는 2025년 6월 25일에 법무총괄 겸 최고준법책임자인 Damon A. Terrill에게 주식 기반 보상 수여 내역을 상세히 밝힌 Form 4를 제출했습니다. 해당 제출서류에는 137,808주 보통주에 대한 비자격 스톡옵션 단일 부여가 보고되어 있습니다.

옵션은 2025년 2월 14일에 부여되었으며, 행사가격은 이고 만기는 2035년 2월 14일까지 10년입니다. 이 보상은 부여일로부터 한 달 후부터 시작하여 48개월에 걸쳐 동일한 월별 분할로 베스팅되며, Terrill 씨의 인센티브를 장기 주주 가치 창출과 일치시킵니다. TKNO 보통주에 대한 시장 내 매매는 없었으며, 거래 후 Terrill 씨의 실질 소유권은 보고된 137,808개의 파생 증권에 한정됩니다.

이번 거래는 즉시 주식 발행이 아닌 옵션 발행만 포함하므로 현재 주식 수나 현금 흐름에 직접적인 영향은 없습니다. 그러나 옵션이 전부 행사되면 최대 137,808주의 신규 주식이 발행되어 유통 주식 수가 증가하여 다소의 희석 효과가 발생할 수 있습니다. 전반적으로 이번 공시는 내부자 보상 관련 일상적인 사안으로, 기본적 상황 변화나 내부자 심리 변화의 신호는 아닌 것으로 보입니다.

Alpha Teknova, Inc. (TKNO) a déposé un formulaire 4 le 25 juin 2025 détaillant une attribution de rémunération en actions à son conseiller juridique général et directeur de la conformité, Damon A. Terrill. Le dépôt rapporte une seule attribution d’options d’achat d’actions non qualifiées portant sur 137 808 actions ordinaires.

L’option a été attribuée le 14 février 2025 avec un prix d’exercice de 8,28 $ par action et une durée de dix ans expirant le 14 février 2035. La récompense est acquise en 48 versements mensuels égaux à partir d’un mois après la date d’attribution, alignant ainsi les incitations de M. Terrill sur la création de valeur actionnariale à long terme. Aucun achat ou vente sur le marché ouvert d’actions ordinaires TKNO n’a été divulgué, et la propriété bénéficiaire de M. Terrill après la transaction se compose uniquement des 137 808 titres dérivés déclarés.

Comme la transaction concerne uniquement l’émission d’options et non l’émission immédiate d’actions, elle n’a aucun impact direct sur le nombre actuel d’actions ni sur les flux de trésorerie. Toutefois, l’exercice complet ajouterait jusqu’à 137 808 nouvelles actions à la base d’actions en circulation, représentant une dilution potentielle modérée. Globalement, cette divulgation semble être un événement de rémunération interne courant plutôt qu’un signe de changement des fondamentaux ou du sentiment des initiés.

Alpha Teknova, Inc. (TKNO) reichte am 25. Juni 2025 ein Formular 4 ein, das eine aktienbasierte Vergütung für den General Counsel & Chief Compliance Officer Damon A. Terrill detailliert beschreibt. Die Meldung berichtet über eine einzelne Gewährung von nicht qualifizierten Aktienoptionen auf 137.808 Stammaktien.

Die Option wurde am 14. Februar 2025 gewährt mit einem Ausübungspreis von 8,28 USD pro Aktie und einer Laufzeit von zehn Jahren bis zum 14. Februar 2035. Die Vergütung wird in 48 gleichen monatlichen Raten ab einem Monat nach dem Gewährungsdatum fällig, wodurch die Anreize von Herrn Terrill auf die langfristige Schaffung von Aktionärswert ausgerichtet werden. Es wurden keine Käufe oder Verkäufe von TKNO-Stammaktien am offenen Markt offengelegt, und das wirtschaftliche Eigentum von Herrn Terrill nach der Transaktion besteht ausschließlich aus den gemeldeten 137.808 derivativen Wertpapieren.

Da die Transaktion nur die Ausgabe von Optionen und nicht die sofortige Ausgabe von Aktien umfasst, hat sie keinen direkten Einfluss auf die aktuelle Aktienanzahl oder die Cashflows. Eine vollständige Ausübung würde jedoch bis zu 137.808 neue Aktien zum ausstehenden Aktienbestand hinzufügen, was eine moderate potenzielle Verwässerung darstellt. Insgesamt scheint die Offenlegung ein routinemäßiges Insider-Vergütungsereignis und kein Signal für fundamentale Veränderungen oder Insider-Stimmungen zu sein.

Positive
  • Incentive alignment: Monthly vesting over four years encourages long-term commitment from a key executive.
Negative
  • Potential dilution: Exercise of 137,808 options could modestly increase share count.

Insights

TL;DR: Routine option grant; minor potential dilution; neutral investment impact.

The Form 4 reveals a standard non-qualified option grant to Damon Terrill, Alpha Teknova’s General Counsel and CCO. The 137,808-share award vests monthly over four years, an incentive structure commonly used to retain key executives and align their interests with shareholders. At an $8.28 strike price and a 10-year life, the options create upside participation without immediate balance-sheet consequences, leaving current EPS and cash unchanged.

The potential dilution—roughly 138 k shares—appears immaterial absent broader context on TKNO’s total shares outstanding, but on its face it is not large enough to move valuation multiples. No shares were sold or purchased, so there is no insider sentiment signal. Given the routine nature and limited size, I view the market impact as neutral.

Alpha Teknova, Inc. (TKNO) ha presentato un Modulo 4 il 25 giugno 2025, riportando un premio di compensazione azionaria destinato al suo General Counsel e Chief Compliance Officer, Damon A. Terrill. La comunicazione segnala una singola concessione di opzioni su azioni non qualificate per 137.808 azioni ordinarie.

L'opzione è stata concessa il 14 febbraio 2025 con un prezzo di esercizio di 8,28 dollari per azione e una durata di dieci anni con scadenza il 14 febbraio 2035. Il premio matura in 48 rate mensili uguali a partire da un mese dopo la data di concessione, allineando gli incentivi del sig. Terrill alla creazione di valore azionario a lungo termine. Non sono stati divulgati acquisti o vendite sul mercato aperto di azioni ordinarie TKNO, e la proprietà beneficiaria post-transazione del sig. Terrill consiste esclusivamente nei 137.808 titoli derivati segnalati.

Poiché la transazione riguarda solo l'emissione di opzioni e non l'immediata emissione di azioni, essa non ha impatto diretto sul numero attuale di azioni o sui flussi di cassa. Tuttavia, l'esercizio completo comporterebbe l'aggiunta di 137.808 nuove azioni al capitale sociale, rappresentando una diluizione potenziale modesta. Nel complesso, la comunicazione sembra essere un evento di compensazione interna di routine piuttosto che un segnale di cambiamenti nei fondamentali o nel sentimento degli insider.

Alpha Teknova, Inc. (TKNO) presentó un Formulario 4 el 25 de junio de 2025 detallando una compensación basada en acciones para su Consejero General y Director de Cumplimiento, Damon A. Terrill. El informe indica una única concesión de opciones sobre acciones no calificadas que cubren 137,808 acciones ordinarias.

La opción fue otorgada el 14 de febrero de 2025 con un precio de ejercicio de $8.28 por acción y un plazo de diez años que vence el 14 de febrero de 2035. La concesión se adquiere en 48 cuotas mensuales iguales comenzando un mes después de la fecha de otorgamiento, alineando los incentivos del Sr. Terrill con la creación de valor para los accionistas a largo plazo. No se divulgaron compras o ventas en el mercado abierto de acciones ordinarias TKNO, y la propiedad beneficiaria posterior a la transacción del Sr. Terrill consiste únicamente en los 137,808 valores derivados reportados.

Dado que la transacción solo implica la emisión de opciones y no la emisión inmediata de acciones, no tiene impacto directo en el recuento actual de acciones ni en los flujos de efectivo. Sin embargo, el ejercicio completo agregaría hasta 137,808 nuevas acciones a la base de acciones en circulación, representando una dilución potencial modesta. En general, la divulgación parece ser un evento rutinario de compensación interna más que una señal de cambios en los fundamentos o en el sentimiento de los insiders.

Alpha Teknova, Inc. (TKNO)는 2025년 6월 25일에 법무총괄 겸 최고준법책임자인 Damon A. Terrill에게 주식 기반 보상 수여 내역을 상세히 밝힌 Form 4를 제출했습니다. 해당 제출서류에는 137,808주 보통주에 대한 비자격 스톡옵션 단일 부여가 보고되어 있습니다.

옵션은 2025년 2월 14일에 부여되었으며, 행사가격은 이고 만기는 2035년 2월 14일까지 10년입니다. 이 보상은 부여일로부터 한 달 후부터 시작하여 48개월에 걸쳐 동일한 월별 분할로 베스팅되며, Terrill 씨의 인센티브를 장기 주주 가치 창출과 일치시킵니다. TKNO 보통주에 대한 시장 내 매매는 없었으며, 거래 후 Terrill 씨의 실질 소유권은 보고된 137,808개의 파생 증권에 한정됩니다.

이번 거래는 즉시 주식 발행이 아닌 옵션 발행만 포함하므로 현재 주식 수나 현금 흐름에 직접적인 영향은 없습니다. 그러나 옵션이 전부 행사되면 최대 137,808주의 신규 주식이 발행되어 유통 주식 수가 증가하여 다소의 희석 효과가 발생할 수 있습니다. 전반적으로 이번 공시는 내부자 보상 관련 일상적인 사안으로, 기본적 상황 변화나 내부자 심리 변화의 신호는 아닌 것으로 보입니다.

Alpha Teknova, Inc. (TKNO) a déposé un formulaire 4 le 25 juin 2025 détaillant une attribution de rémunération en actions à son conseiller juridique général et directeur de la conformité, Damon A. Terrill. Le dépôt rapporte une seule attribution d’options d’achat d’actions non qualifiées portant sur 137 808 actions ordinaires.

L’option a été attribuée le 14 février 2025 avec un prix d’exercice de 8,28 $ par action et une durée de dix ans expirant le 14 février 2035. La récompense est acquise en 48 versements mensuels égaux à partir d’un mois après la date d’attribution, alignant ainsi les incitations de M. Terrill sur la création de valeur actionnariale à long terme. Aucun achat ou vente sur le marché ouvert d’actions ordinaires TKNO n’a été divulgué, et la propriété bénéficiaire de M. Terrill après la transaction se compose uniquement des 137 808 titres dérivés déclarés.

Comme la transaction concerne uniquement l’émission d’options et non l’émission immédiate d’actions, elle n’a aucun impact direct sur le nombre actuel d’actions ni sur les flux de trésorerie. Toutefois, l’exercice complet ajouterait jusqu’à 137 808 nouvelles actions à la base d’actions en circulation, représentant une dilution potentielle modérée. Globalement, cette divulgation semble être un événement de rémunération interne courant plutôt qu’un signe de changement des fondamentaux ou du sentiment des initiés.

Alpha Teknova, Inc. (TKNO) reichte am 25. Juni 2025 ein Formular 4 ein, das eine aktienbasierte Vergütung für den General Counsel & Chief Compliance Officer Damon A. Terrill detailliert beschreibt. Die Meldung berichtet über eine einzelne Gewährung von nicht qualifizierten Aktienoptionen auf 137.808 Stammaktien.

Die Option wurde am 14. Februar 2025 gewährt mit einem Ausübungspreis von 8,28 USD pro Aktie und einer Laufzeit von zehn Jahren bis zum 14. Februar 2035. Die Vergütung wird in 48 gleichen monatlichen Raten ab einem Monat nach dem Gewährungsdatum fällig, wodurch die Anreize von Herrn Terrill auf die langfristige Schaffung von Aktionärswert ausgerichtet werden. Es wurden keine Käufe oder Verkäufe von TKNO-Stammaktien am offenen Markt offengelegt, und das wirtschaftliche Eigentum von Herrn Terrill nach der Transaktion besteht ausschließlich aus den gemeldeten 137.808 derivativen Wertpapieren.

Da die Transaktion nur die Ausgabe von Optionen und nicht die sofortige Ausgabe von Aktien umfasst, hat sie keinen direkten Einfluss auf die aktuelle Aktienanzahl oder die Cashflows. Eine vollständige Ausübung würde jedoch bis zu 137.808 neue Aktien zum ausstehenden Aktienbestand hinzufügen, was eine moderate potenzielle Verwässerung darstellt. Insgesamt scheint die Offenlegung ein routinemäßiges Insider-Vergütungsereignis und kein Signal für fundamentale Veränderungen oder Insider-Stimmungen zu sein.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Terrill Damon

(Last) (First) (Middle)
C/O ALPHA TEKNOVA, INC.
2451 BERT DRIVE

(Street)
HOLLISTER CA 95023

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Teknova, Inc. [ TKNO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel and CCO
3. Date of Earliest Transaction (Month/Day/Year)
02/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $8.28 02/14/2025 A 137,808 (1) 02/14/2035 Common Stock 137,808 $0.0 137,808 D
Explanation of Responses:
1. The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant.
Damon A. Terrill 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Alpha Teknova (TKNO) report in its latest Form 4?

The filing discloses a grant of 137,808 non-qualified stock options to General Counsel & CCO Damon A. Terrill.

How many TKNO shares are covered by the new option grant?

The option covers 137,808 shares of Alpha Teknova common stock.

What is the exercise price and expiration date of the options?

The options have a $8.28 exercise price and expire on 14 February 2035.

How does the vesting schedule work for this option grant?

The award vests in 48 equal monthly installments beginning one month after 14 February 2025.

Did the filing report any insider sale or purchase of TKNO common stock?

No. The Form 4 shows only the option grant; no shares were bought or sold.

When was the transaction and when was the Form 4 filed?

The transaction date is 14 February 2025; the Form 4 was filed on 25 June 2025.
Alpha Teknova

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