Alpha Teknova (NASDAQ: TKNO) director awarded 55,000 non-qualified stock options

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Alpha Teknova, Inc. director Alexander Vos received a grant of options covering 55,000 shares of common stock as equity compensation. These non-qualified stock options have an exercise price of $5.37 per share and expire on June 1, 2036. The award vests in full on the first anniversary of the grant date, meaning Vos must remain in service for one year before any options become exercisable. This is a compensation-related grant, not an open-market purchase or sale of shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Vos Alexander

Role null

Type	Security	Shares	Price	Value
Grant/Award	Non-Qualified Stock Option (right to buy)	55,000	$0.00	--

Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 55,000 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Option grant size: 55,000 options Exercise price: $5.37 per share Underlying shares: 55,000 shares +2 more

5 metrics

Option grant size 55,000 options Non-qualified stock options granted to director

Exercise price $5.37 per share Strike price for non-qualified stock options

Underlying shares 55,000 shares Common stock underlying the options

Expiration date June 1, 2036 Option term end date

Shares after transaction 55,000 derivative securities Total options held following grant

Key Terms

Non-Qualified Stock Option, exercise price, grant, award, or other acquisition, vest

4 terms

Non-Qualified Stock Option financial

"Non-Qualified Stock Option (right to buy)"

A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.

exercise price financial

"conversion_or_exercise_price: "5.3700""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

vest financial

"shares subject to the option shall vest on the first anniversary"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/02/2026 - 04:21 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vos Alexander

(Last)

(First)

(Middle)

C/O ALPHA TEKNOVA, INC.

2451 BERT DRIVE

(Street)

HOLLISTER

CALIFORNIA

95023

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alpha Teknova, Inc. [ TKNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Non-Qualified Stock Option (right to buy)	$5.37	06/01/2026		A		55,000		⁽¹⁾	06/01/2036	Common Stock	55,000	$0.0	55,000	D

Explanation of Responses:

1. The number of shares subject to the option shall vest on the first anniversary of the grant date.

	By: Damon A. Terrill For: Alexander Vos	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Alexander Vos report in this Alpha Teknova (TKNO) Form 4?

Alexander Vos reported receiving a grant of non-qualified stock options for 55,000 shares of Alpha Teknova common stock. The options are a compensation award, not an open-market trade, and give him the right to buy shares at a fixed exercise price.

What is the exercise price of the new TKNO stock options granted to Alexander Vos?

The granted options have an exercise price of $5.37 per share. This is the price Vos would pay in the future to convert each option into one share of Alpha Teknova common stock if and when the options become exercisable and he chooses to exercise.

How many Alpha Teknova (TKNO) options does Alexander Vos hold after this transaction?

After the reported transaction, Vos holds 55,000 non-qualified stock options. These options correspond to 55,000 underlying shares of Alpha Teknova common stock, representing his entire derivative position disclosed in this filing, with no additional option balances shown.

When do Alexander Vos’s new Alpha Teknova (TKNO) options vest and expire?

The options vest in full on the first anniversary of the grant date, meaning all 55,000 options become exercisable after one year. They carry an expiration date of June 1, 2036, after which any unexercised options will lapse and can no longer be used.

Does this Alpha Teknova (TKNO) Form 4 show any stock sales by Alexander Vos?

The filing does not show any sales of common stock by Vos. It reports only a grant of non-qualified stock options as a compensation award, with no open-market purchases, sales, tax withholdings, or other dispositions disclosed in this particular Form 4.