STOCK TITAN

[Form 4] TKO Group Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Tatements show that Mark S. Shapiro, identified as a director and the company's President and Chief Operating Officer, was granted 73,969 restricted stock units (RSUs) by TKO Group Holdings. Each RSU represents the contingent right to receive one share of Class A common stock and the award was recorded as an acquisition; following the grant he beneficially owns 73,969 shares on a direct basis. The RSUs carry no purchase price and are scheduled to vest in two equal annual installments beginning one year after the grant, providing deferred equity compensation tied to continued service. The grant is described as recognition by the Compensation Committee for the reporting person’s role in connection with the issuer’s strong performance.

Dalle comunicazioni risulta che Mark S. Shapiro, indicato come direttore nonché Presidente e Chief Operating Officer della società, ha ricevuto da TKO Group Holdings 73.969 unità di azioni vincolate (RSU). Ciascuna RSU rappresenta il diritto condizionato a ricevere una azione di azioni ordinarie di Classe A e l’assegnazione è stata registrata come acquisizione; dopo il conferimento detiene direttamente 73.969 azioni. Le RSU non prevedono alcun prezzo di acquisto e sono destinate a maturare in due quote annuali uguali a partire da un anno dopo la data di assegnazione, costituendo una remunerazione azionaria differita legata alla permanenza in servizio. Il riconoscimento è stato attribuito dal Compensation Committee per il ruolo del soggetto segnalante nell’ambito delle solide performance dell’emittente.

Los documentos indican que Mark S. Shapiro, identificado como miembro del consejo y Presidente y Director de Operaciones de la compañía, recibió de TKO Group Holdings 73.969 unidades de acciones restringidas (RSU). Cada RSU representa el derecho condicionado a recibir una acción de la Clase A ordinaria y la concesión se registró como una adquisición; tras la adjudicación posee de forma directa 73.969 acciones. Las RSU no tienen precio de compra y están programadas para consolidarse en dos cuotas anuales iguales a partir de un año después de la adjudicación, ofreciendo una compensación en acciones diferida vinculada al mantenimiento del servicio. El otorgamiento se describe como un reconocimiento del Comité de Compensación por el papel del interesado en relación con el sólido desempeño del emisor.

공시에 따르면 이사회 구성원이자 회사의 회장겸 최고운영책임자로 기재된 Mark S. Shapiro는 TKO Group Holdings로부터 73,969개의 제한부 주식 단위(RSU)를 부여받았습니다. 각 RSU는 클래스 A 보통주 1주를 수령할 수 있는 조건부 권리를 의미하며, 해당 수여는 취득으로 기록되었습니다. 수여 후 그는 직접 보유 형태로 73,969주를 보유하게 됩니다. RSU에는 매입가격이 없으며 수여일로부터 1년 후부터 연간 동일한 두 차례에 걸쳐베스팅(권리확정)되도록 예정되어 있어, 계속 근무에 연동된 이연 주식 보상입니다. 이번 수여는 발행인의 우수한 실적과 관련하여 보상위원회가 보고인(신고자)의 역할을 인정한 것이라고 설명되어 있습니다.

Les déclarations indiquent que Mark S. Shapiro, identifié comme administrateur et Président et Chief Operating Officer de la société, s’est vu attribuer par TKO Group Holdings 73 969 unités d’actions restreintes (RSU). Chaque RSU représente le droit conditionnel de recevoir une action de la classe A et l’attribution a été enregistrée comme une acquisition ; après la remise, il possède directement 73 969 actions. Les RSU n’impliquent aucun prix d’achat et doivent s’acquérir en deux versements annuels égaux à compter d’un an après l’attribution, constituant une rémunération différée en actions liée à la poursuite du service. L’attribution est présentée comme une reconnaissance par le comité de rémunération du rôle de la personne concernée dans le cadre des solides performances de l’émetteur.

Aus den Angaben geht hervor, dass Mark S. Shapiro, der als Direktor sowie Präsident und Chief Operating Officer des Unternehmens geführt wird, von TKO Group Holdings 73.969 Restricted Stock Units (RSUs) gewährt bekam. Jede RSU entspricht dem bedingten Recht, eine Aktie der Klasse A Stammaktien zu erhalten, und die Zuteilung wurde als Erwerb verbucht; nach der Gewährung besitzt er unmittelbar 73.969 Aktien. Die RSUs haben keinen Kaufpreis und sollen in zwei gleichen jährlichen Raten beginnen ein Jahr nach der Gewährung vesten, wodurch sie eine auf fortgesetzte Tätigkeit bezogene, aufgeschobene Aktienvergütung darstellen. Die Zuteilung wird vom Vergütungsausschuss als Anerkennung der Rolle der meldenden Person im Zusammenhang mit der starken Performance des Emittenten beschrieben.

Positive
  • Grant of 73,969 RSUs provides equity-based alignment between the President/COO and shareholders
  • RSUs vest in two equal annual installments, creating a retention mechanism tied to continued service
  • Award described as recognition by the Compensation Committee for the executive’s role in the issuer’s strong performance
Negative
  • None.

Insights

TL;DR: A non-cash RSU award to a senior executive signals retention incentive tied to company performance, with modest near-term dilution.

The grant of 73,969 RSUs to the President and COO is a standard executive compensation tool to align management incentives with shareholder outcomes and to retain key leadership. Because each RSU converts to one share, the award represents potential dilution when vested shares are issued, but the filing does not state outstanding share count so materiality cannot be quantified. The vesting in two equal annual installments creates continued service requirements, supporting retention and performance alignment. The award was explicitly credited to the executive for contributions to the company’s performance according to the Compensation Committee.

TL;DR: Compensation committee-awarded RSUs reflect routine governance practices to reward performance and retain executives.

The disclosure documents a discretionary equity award approved by the Compensation Committee for an officer who is also a director. The structure—time-based vesting over two years—matches common governance practice for balancing immediate reward with service retention. The filing does not include vesting acceleration provisions, performance metrics, or the company’s broader equity plan details, so evaluation of alignment with shareholder interests is limited by available information.

Dalle comunicazioni risulta che Mark S. Shapiro, indicato come direttore nonché Presidente e Chief Operating Officer della società, ha ricevuto da TKO Group Holdings 73.969 unità di azioni vincolate (RSU). Ciascuna RSU rappresenta il diritto condizionato a ricevere una azione di azioni ordinarie di Classe A e l’assegnazione è stata registrata come acquisizione; dopo il conferimento detiene direttamente 73.969 azioni. Le RSU non prevedono alcun prezzo di acquisto e sono destinate a maturare in due quote annuali uguali a partire da un anno dopo la data di assegnazione, costituendo una remunerazione azionaria differita legata alla permanenza in servizio. Il riconoscimento è stato attribuito dal Compensation Committee per il ruolo del soggetto segnalante nell’ambito delle solide performance dell’emittente.

Los documentos indican que Mark S. Shapiro, identificado como miembro del consejo y Presidente y Director de Operaciones de la compañía, recibió de TKO Group Holdings 73.969 unidades de acciones restringidas (RSU). Cada RSU representa el derecho condicionado a recibir una acción de la Clase A ordinaria y la concesión se registró como una adquisición; tras la adjudicación posee de forma directa 73.969 acciones. Las RSU no tienen precio de compra y están programadas para consolidarse en dos cuotas anuales iguales a partir de un año después de la adjudicación, ofreciendo una compensación en acciones diferida vinculada al mantenimiento del servicio. El otorgamiento se describe como un reconocimiento del Comité de Compensación por el papel del interesado en relación con el sólido desempeño del emisor.

공시에 따르면 이사회 구성원이자 회사의 회장겸 최고운영책임자로 기재된 Mark S. Shapiro는 TKO Group Holdings로부터 73,969개의 제한부 주식 단위(RSU)를 부여받았습니다. 각 RSU는 클래스 A 보통주 1주를 수령할 수 있는 조건부 권리를 의미하며, 해당 수여는 취득으로 기록되었습니다. 수여 후 그는 직접 보유 형태로 73,969주를 보유하게 됩니다. RSU에는 매입가격이 없으며 수여일로부터 1년 후부터 연간 동일한 두 차례에 걸쳐베스팅(권리확정)되도록 예정되어 있어, 계속 근무에 연동된 이연 주식 보상입니다. 이번 수여는 발행인의 우수한 실적과 관련하여 보상위원회가 보고인(신고자)의 역할을 인정한 것이라고 설명되어 있습니다.

Les déclarations indiquent que Mark S. Shapiro, identifié comme administrateur et Président et Chief Operating Officer de la société, s’est vu attribuer par TKO Group Holdings 73 969 unités d’actions restreintes (RSU). Chaque RSU représente le droit conditionnel de recevoir une action de la classe A et l’attribution a été enregistrée comme une acquisition ; après la remise, il possède directement 73 969 actions. Les RSU n’impliquent aucun prix d’achat et doivent s’acquérir en deux versements annuels égaux à compter d’un an après l’attribution, constituant une rémunération différée en actions liée à la poursuite du service. L’attribution est présentée comme une reconnaissance par le comité de rémunération du rôle de la personne concernée dans le cadre des solides performances de l’émetteur.

Aus den Angaben geht hervor, dass Mark S. Shapiro, der als Direktor sowie Präsident und Chief Operating Officer des Unternehmens geführt wird, von TKO Group Holdings 73.969 Restricted Stock Units (RSUs) gewährt bekam. Jede RSU entspricht dem bedingten Recht, eine Aktie der Klasse A Stammaktien zu erhalten, und die Zuteilung wurde als Erwerb verbucht; nach der Gewährung besitzt er unmittelbar 73.969 Aktien. Die RSUs haben keinen Kaufpreis und sollen in zwei gleichen jährlichen Raten beginnen ein Jahr nach der Gewährung vesten, wodurch sie eine auf fortgesetzte Tätigkeit bezogene, aufgeschobene Aktienvergütung darstellen. Die Zuteilung wird vom Vergütungsausschuss als Anerkennung der Rolle der meldenden Person im Zusammenhang mit der starken Performance des Emittenten beschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SHAPIRO MARK S

(Last) (First) (Middle)
C/O TKO GROUP HOLDINGS, INC.
200 FIFTH AVENUE, 7TH FLOOR

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TKO Group Holdings, Inc. [ TKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/17/2025 A 73,969(2) (3) (3) Class A Common Stock 73,969 $0 73,969 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
2. Represents an award of RSUs granted by the Issuer's Compensation Committee in recognition of the Reporting Person's role in connection with the Issuer's exceptional performance across its businesses.
3. The RSUs will vest in two equal annual installments beginning on August 17, 2026.
Remarks:
President and Chief Operating Officer.
/s/ Robert Hilton, Attorney-in-fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark S. Shapiro receive according to the Form 4 for TKO?

The Form 4 reports an acquisition of 73,969 restricted stock units (RSUs), each convertible into one share of Class A common stock.

How will the 73,969 RSUs vest for TKO insider filings?

The RSUs are scheduled to vest in two equal annual installments beginning one year after the grant.

Does the Form 4 show a purchase price for the awarded RSUs?

No; the RSUs were granted at a $0 purchase price and represent contingent rights to receive shares.

What role does the reporting person hold at TKO?

The filing identifies Mark S. Shapiro as a Director and as the company’s President and Chief Operating Officer.

Was the RSU award tied to performance according to the filing?

The filing states the award was given in recognition of the reporting person’s role in connection with the issuer’s exceptional performance, as described by the Compensation Committee.
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