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Deep Sea Mining Company TMC Strengthens Board with New Director Appointment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed by Alex Spiro for TMC the metals company, dated June 28, 2025, reporting his position as a newly appointed Director of the company.

Key details:

  • Event Date requiring statement: June 16, 2025
  • Reporting Person: Alex Spiro
  • Position: Director (non-employee)
  • Current Holdings: No securities beneficially owned
  • Filing Type: Individual filing (not joint)

The Form 3 disclosure indicates that Mr. Spiro holds no direct or indirect ownership of TMC securities, including both non-derivative and derivative securities, at the time of his appointment. The filing was executed by Michelle Ancosky as Attorney-In-Fact on June 26, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Spiro Alex

(Last) (First) (Middle)
C/O TMC THE METALS COMPANY INC.
1111 WEST HASTINGS STREET, 15TH FLOOR

(Street)
VANCOUVER A1 V6E 2J3

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2025
3. Issuer Name and Ticker or Trading Symbol
TMC the metals Co Inc. [ TMC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Michelle Ancosky, Attorney-In-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is Alex Spiro at TMC the metals company and what position was appointed to?

According to the Form 3 filing dated June 28, 2025, Alex Spiro was appointed as a Director of TMC the metals company Inc. (NYSE: TMC). This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

When did Alex Spiro join TMC's board of directors?

Alex Spiro's appointment as Director became effective on June 16, 2025, as indicated by the 'Date of Event Requiring Statement' in the Form 3 filing.

How many TMC shares does Alex Spiro own upon appointment?

According to the Form 3 filing, Alex Spiro owns no securities of TMC the metals company Inc. This is explicitly stated in the 'Remarks' section which notes 'No securities are beneficially owned' and is confirmed by the empty Tables I and II for both non-derivative and derivative securities.

Where is Alex Spiro's business address as TMC director?

Alex Spiro's business address as listed in the Form 3 filing is 1111 West Hastings Street, 15th Floor, Vancouver, V6E 2J3, which is TMC the metals company's corporate address.
Tmc The Metals Company Inc

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207.66M
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