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[Form 3] TMC the metals company Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed by Alex Spiro for TMC the metals company, dated June 28, 2025, reporting his position as a newly appointed Director of the company.

Key details:

  • Event Date requiring statement: June 16, 2025
  • Reporting Person: Alex Spiro
  • Position: Director (non-employee)
  • Current Holdings: No securities beneficially owned
  • Filing Type: Individual filing (not joint)

The Form 3 disclosure indicates that Mr. Spiro holds no direct or indirect ownership of TMC securities, including both non-derivative and derivative securities, at the time of his appointment. The filing was executed by Michelle Ancosky as Attorney-In-Fact on June 26, 2025.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata da Alex Spiro per TMC the metals company, datata 28 giugno 2025, che segnala la sua nomina come nuovo Direttore della società.

Dettagli principali:

  • Data dell'evento che richiede la dichiarazione: 16 giugno 2025
  • Persona che presenta la dichiarazione: Alex Spiro
  • Ruolo: Direttore (non dipendente)
  • Partecipazioni attuali: Nessun titolo posseduto beneficiariamente
  • Tipo di presentazione: Presentazione individuale (non congiunta)

La dichiarazione nel Modulo 3 indica che il Sig. Spiro non detiene alcuna proprietà diretta o indiretta di titoli TMC, inclusi titoli non derivati e derivati, al momento della sua nomina. La presentazione è stata eseguita da Michelle Ancosky in qualità di Procuratore il 26 giugno 2025.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada por Alex Spiro para TMC the metals company, con fecha 28 de junio de 2025, informando su posición como Director recién nombrado de la compañía.

Detalles clave:

  • Fecha del evento que requiere la declaración: 16 de junio de 2025
  • Persona que reporta: Alex Spiro
  • Posición: Director (no empleado)
  • Participaciones actuales: No posee valores en beneficio propio
  • Tipo de presentación: Presentación individual (no conjunta)

La divulgación del Formulario 3 indica que el Sr. Spiro no posee propiedad directa o indirecta de valores de TMC, incluyendo valores no derivados y derivados, en el momento de su nombramiento. La presentación fue realizada por Michelle Ancosky como Apoderada el 26 de junio de 2025.

초기 실소유권 신고서(Form 3)가 2025년 6월 28일자로 TMC the metals company를 위해 Alex Spiro에 의해 제출되었으며, 회사의 신임 이사로서의 직위를 보고하고 있습니다.

주요 내용:

  • 신고가 요구되는 사건 날짜: 2025년 6월 16일
  • 신고자: Alex Spiro
  • 직위: 이사 (비직원)
  • 현재 보유 주식: 실소유 주식 없음
  • 신고 유형: 개인 신고 (공동 신고 아님)

Form 3 공시에는 Spiro 씨가 임명 시점에 TMC 증권에 대한 직접적 또는 간접적 소유권이 없음을 나타냅니다. 제출은 2025년 6월 26일 Michelle Ancosky가 대리인 자격으로 수행하였습니다.

Déclaration Initiale de Détention Bénéficiaire (Formulaire 3) déposée par Alex Spiro pour TMC the metals company, datée du 28 juin 2025, signalant sa nomination en tant que nouveau Directeur de la société.

Détails clés :

  • Date de l'événement nécessitant la déclaration : 16 juin 2025
  • Personne déclarant : Alex Spiro
  • Poste : Directeur (non salarié)
  • Participations actuelles : Aucun titre détenu à titre bénéficiaire
  • Type de dépôt : Dépôt individuel (non conjoint)

La divulgation du Formulaire 3 indique que M. Spiro ne détient aucune propriété directe ou indirecte des titres de TMC, y compris les titres non dérivés et dérivés, au moment de sa nomination. Le dépôt a été effectué par Michelle Ancosky en tant que mandataire le 26 juin 2025.

Anfängliche Erklärung über wirtschaftliches Eigentum (Formular 3) eingereicht von Alex Spiro für TMC the metals company, datiert auf den 28. Juni 2025, und meldet seine Position als neu ernannter Direktor des Unternehmens.

Wichtige Details:

  • Datum des Ereignisses, das die Erklärung erfordert: 16. Juni 2025
  • Meldende Person: Alex Spiro
  • Position: Direktor (nicht angestellt)
  • Aktueller Besitz: Keine wirtschaftlich gehaltenen Wertpapiere
  • Art der Einreichung: Einzelmeldung (nicht gemeinsam)

Die Offenlegung im Formular 3 zeigt, dass Herr Spiro zum Zeitpunkt seiner Ernennung keine direkte oder indirekte Beteiligung an TMC-Wertpapieren besitzt, weder an nicht-derivativen noch an derivativen Wertpapieren. Die Einreichung wurde am 26. Juni 2025 von Michelle Ancosky als Bevollmächtigte vorgenommen.

Positive
  • None.
Negative
  • None.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata da Alex Spiro per TMC the metals company, datata 28 giugno 2025, che segnala la sua nomina come nuovo Direttore della società.

Dettagli principali:

  • Data dell'evento che richiede la dichiarazione: 16 giugno 2025
  • Persona che presenta la dichiarazione: Alex Spiro
  • Ruolo: Direttore (non dipendente)
  • Partecipazioni attuali: Nessun titolo posseduto beneficiariamente
  • Tipo di presentazione: Presentazione individuale (non congiunta)

La dichiarazione nel Modulo 3 indica che il Sig. Spiro non detiene alcuna proprietà diretta o indiretta di titoli TMC, inclusi titoli non derivati e derivati, al momento della sua nomina. La presentazione è stata eseguita da Michelle Ancosky in qualità di Procuratore il 26 giugno 2025.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada por Alex Spiro para TMC the metals company, con fecha 28 de junio de 2025, informando su posición como Director recién nombrado de la compañía.

Detalles clave:

  • Fecha del evento que requiere la declaración: 16 de junio de 2025
  • Persona que reporta: Alex Spiro
  • Posición: Director (no empleado)
  • Participaciones actuales: No posee valores en beneficio propio
  • Tipo de presentación: Presentación individual (no conjunta)

La divulgación del Formulario 3 indica que el Sr. Spiro no posee propiedad directa o indirecta de valores de TMC, incluyendo valores no derivados y derivados, en el momento de su nombramiento. La presentación fue realizada por Michelle Ancosky como Apoderada el 26 de junio de 2025.

초기 실소유권 신고서(Form 3)가 2025년 6월 28일자로 TMC the metals company를 위해 Alex Spiro에 의해 제출되었으며, 회사의 신임 이사로서의 직위를 보고하고 있습니다.

주요 내용:

  • 신고가 요구되는 사건 날짜: 2025년 6월 16일
  • 신고자: Alex Spiro
  • 직위: 이사 (비직원)
  • 현재 보유 주식: 실소유 주식 없음
  • 신고 유형: 개인 신고 (공동 신고 아님)

Form 3 공시에는 Spiro 씨가 임명 시점에 TMC 증권에 대한 직접적 또는 간접적 소유권이 없음을 나타냅니다. 제출은 2025년 6월 26일 Michelle Ancosky가 대리인 자격으로 수행하였습니다.

Déclaration Initiale de Détention Bénéficiaire (Formulaire 3) déposée par Alex Spiro pour TMC the metals company, datée du 28 juin 2025, signalant sa nomination en tant que nouveau Directeur de la société.

Détails clés :

  • Date de l'événement nécessitant la déclaration : 16 juin 2025
  • Personne déclarant : Alex Spiro
  • Poste : Directeur (non salarié)
  • Participations actuelles : Aucun titre détenu à titre bénéficiaire
  • Type de dépôt : Dépôt individuel (non conjoint)

La divulgation du Formulaire 3 indique que M. Spiro ne détient aucune propriété directe ou indirecte des titres de TMC, y compris les titres non dérivés et dérivés, au moment de sa nomination. Le dépôt a été effectué par Michelle Ancosky en tant que mandataire le 26 juin 2025.

Anfängliche Erklärung über wirtschaftliches Eigentum (Formular 3) eingereicht von Alex Spiro für TMC the metals company, datiert auf den 28. Juni 2025, und meldet seine Position als neu ernannter Direktor des Unternehmens.

Wichtige Details:

  • Datum des Ereignisses, das die Erklärung erfordert: 16. Juni 2025
  • Meldende Person: Alex Spiro
  • Position: Direktor (nicht angestellt)
  • Aktueller Besitz: Keine wirtschaftlich gehaltenen Wertpapiere
  • Art der Einreichung: Einzelmeldung (nicht gemeinsam)

Die Offenlegung im Formular 3 zeigt, dass Herr Spiro zum Zeitpunkt seiner Ernennung keine direkte oder indirekte Beteiligung an TMC-Wertpapieren besitzt, weder an nicht-derivativen noch an derivativen Wertpapieren. Die Einreichung wurde am 26. Juni 2025 von Michelle Ancosky als Bevollmächtigte vorgenommen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Spiro Alex

(Last) (First) (Middle)
C/O TMC THE METALS COMPANY INC.
1111 WEST HASTINGS STREET, 15TH FLOOR

(Street)
VANCOUVER A1 V6E 2J3

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2025
3. Issuer Name and Ticker or Trading Symbol
TMC the metals Co Inc. [ TMC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Michelle Ancosky, Attorney-In-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is Alex Spiro at TMC the metals company and what position was appointed to?

According to the Form 3 filing dated June 28, 2025, Alex Spiro was appointed as a Director of TMC the metals company Inc. (NYSE: TMC). This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

When did Alex Spiro join TMC's board of directors?

Alex Spiro's appointment as Director became effective on June 16, 2025, as indicated by the 'Date of Event Requiring Statement' in the Form 3 filing.

How many TMC shares does Alex Spiro own upon appointment?

According to the Form 3 filing, Alex Spiro owns no securities of TMC the metals company Inc. This is explicitly stated in the 'Remarks' section which notes 'No securities are beneficially owned' and is confirmed by the empty Tables I and II for both non-derivative and derivative securities.

Where is Alex Spiro's business address as TMC director?

Alex Spiro's business address as listed in the Form 3 filing is 1111 West Hastings Street, 15th Floor, Vancouver, V6E 2J3, which is TMC the metals company's corporate address.
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