[Form 3] TMC the metals company Inc. Initial Statement of Beneficial Ownership
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Hess Michael Bernard
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Class C Warrant (right to buy) | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 5,000,000 shares (Direct);
Class C Warrant (right to buy) — 3,333,333 shares (Indirect, SS3H Ventures LLC);
Common Shares — 3,333,333 shares (Indirect, SS3H Ventures LLC)
Footnotes (2)
- F1. The Reporting Person is the sole member of SS3H Ventures LLC ("SS3H") and has voting and dispositive power over and may be deemed to beneficially own such securities held by SS3H.
- F2. The Reporting Person holds 5,000,000 stock options which vest upon the achievement of certain market-based performance thresholds. The exercise of such options is subject to approval by the Issuer's shareholders of an increase in the number of common shares reserved for issuance under the Issuer's 2021 Incentive Equity Plan and the filing of a Registration Statement on Form S-8 registering such additional common shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
