Thermo Fisher (NYSE: TMO) director awarded new phantom stock units as deferred pay
Rhea-AI Filing Summary
SPERLING SCOTT M reported acquisition or exercise transactions in this Form 4 filing.
Thermo Fisher Scientific director Scott M. Sperling received a routine equity-based compensation award. He was granted 82.84 Phantom Stock Units on June 27, 2026 under the company’s Deferred Compensation Plan for Directors.
These units are credited at a price of $513.03 per unit and are convertible into Common Stock on a 1-for-1 basis. Following this grant, Sperling holds a total of 17,674.64 Phantom Stock Units. The stock units are scheduled to be distributed in shares of Common Stock when his board service ends for any reason or upon a change of control.
Positive
- None.
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- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
SPERLING SCOTT M
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Phantom Stock Units | 82.84 | $0.00 | -- |
Holdings After Transaction:
Phantom Stock Units — 17,674.64 shares (Direct)
Footnotes (1)
- Convertible into Common Stock on a 1-for-1 basis. Represents stock units credited to the Reporting Person's account as of June?27, 2026, at a price of $513.03 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.
Key Figures
Phantom units granted: 82.84 units
Total phantom units after grant: 17,674.64 units
Unit credit price: $513.03 per unit
+3 more
6 metrics
Phantom units granted
82.84 units
Grant to director on June 27, 2026
Total phantom units after grant
17,674.64 units
Holdings following this award
Unit credit price
$513.03 per unit
Deferred Compensation Plan for Directors
Conversion ratio
1 unit = 1 share
Convertible into Common Stock on a 1-for-1 basis
Transaction code
A
Grant, award, or other acquisition of derivative units
Exercise price
$0.00
No exercise price for Phantom Stock Unit grant
Key Terms
Phantom Stock Units, Deferred Compensation Plan for Directors, Common Stock units, change of control
4 terms
Phantom Stock Units financial
"Represents stock units credited to the Reporting Person's account as of June 27, 2026"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Deferred Compensation Plan for Directors financial
"pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan")"
A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.
Common Stock units financial
"Directors' retainers are deferred quarterly under the Plan as Common Stock units"
A common stock unit is a tradable ownership interest that represents one or more ordinary shares in a company, giving the holder a stake in profits, a claim on assets after creditors, and usually voting rights on corporate matters. For investors it matters because these units determine how much of the company you own, how much influence you have, and how returns or losses are shared—think of owning slices of a pie that can be increased or diluted by the company’s actions.
change of control financial
"The shares are distributable as stock upon cessation of director service (for any reason) or a change of control"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Thermo Fisher (TMO) director Scott Sperling report on this Form 4?
Scott M. Sperling reported receiving 82.84 Phantom Stock Units as director compensation. The award was granted under Thermo Fisher’s Deferred Compensation Plan for Directors and increases his total Phantom Stock Unit holdings to 17,674.64, all linked to the company’s Common Stock on a 1-for-1 basis.
Is Scott Sperling buying or selling Thermo Fisher (TMO) stock in this Form 4?
The filing shows an acquisition as a grant/award, not an open-market buy or sale. Sperling received 82.84 Phantom Stock Units as part of deferred director compensation, with no cash purchase or sale of Thermo Fisher Common Stock reported in this transaction.
How are Thermo Fisher (TMO) Phantom Stock Units for Scott Sperling valued in this filing?
The Phantom Stock Units were credited at $513.03 per unit as of June 27, 2026. This value is based on Thermo Fisher’s closing stock price for the relevant quarter, as specified in the company’s Deferred Compensation Plan for Directors described in the filing footnotes.
What does the 1-for-1 conversion mean for Thermo Fisher (TMO) Phantom Stock Units?
Each Phantom Stock Unit is convertible into one share of Thermo Fisher Common Stock on a 1-for-1 basis. This means Sperling’s 82.84 new units represent the right to receive 82.84 shares of Common Stock when the distribution conditions under the plan are met.