Thermo Fisher Scientific (TMO) EVP exercises options, then sells 25,500 shares
Rhea-AI Filing Summary
Thermo Fisher Scientific Executive Vice President Michael D. Shafer reported option exercises and stock sales. On August 11, 2026, he exercised options for 25,500 shares of common stock at strike prices of $309.63 and $418.32 per share and acquired the same number of shares. He then sold 25,500 shares at $600.00 per share pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2025. A footnote states his holdings include an additional 44.079 shares acquired under the employee stock purchase plan on May 15, 2026, and the options exercised had vested in four equal installments from February 25, 2021 through February 25, 2024.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 25,500 shares ($5.85M approx. pre-tax spread)
Exercise and Sale
6 txns
Insider
Shafer Michael D
Role
Executive Vice President
Sold
25,500 shs ($15.30M)
Approx. gross sale proceeds
$15.30M
Approx. exercise cost
$9.45M
Approx. pre-tax spread
$5.85M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) F3 | 11,200 | $0.00 | $0.00 |
| Exercise | Stock Option (Right to Buy) | 14,300 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 11,200 | $309.63 | $3.47M |
| Sale | Common Stock F2 | 11,200 | $600.00 | $6.72M |
| Exercise | Common Stock | 14,300 | $418.32 | $5.98M |
| Sale | Common Stock F2 | 14,300 | $600.00 | $8.58M |
Holdings After Transaction:
Stock Option (Right to Buy) — 0 shares (Direct);
Common Stock — 20,994.0336 shares (Direct)
Footnotes (3)
- F1. Includes 44.079 shares acquired under the Issuer's employee's stock purchase plan on May 15, 2026.
- F2. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2025.
- F3. The options vested in four equal installments on February 25, 2021, 2022, 2023, and 2024.
Key Figures
Shares sold: 25,500 shares
Sale price: $600.00 per share
Option strike price 1: $309.63 per share
+4 more
7 metrics
Shares sold
25,500 shares
Common stock sales on August 11, 2026
Sale price
$600.00 per share
Price for 25,500 common shares sold on August 11, 2026
Option strike price 1
$309.63 per share
Exercise price for 11,200 stock options
Option strike price 2
$418.32 per share
Exercise price for 14,300 stock options
Options exercised
25,500 options
Total stock options converted to common stock on August 11, 2026
Rule 10b5-1 plan adoption date
December 11, 2025
Plan governing reported sales
ESPP shares
44.079 shares
Shares acquired under employee stock purchase plan on May 15, 2026
Key Terms
Rule 10b5-1 trading plan, Stock Option (Right to Buy), exercise or conversion of derivative security, employee's stock purchase plan
4 terms
Rule 10b5-1 trading plan regulatory
"transactions were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy) with an exercise price"
exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
employee's stock purchase plan financial
"shares acquired under the Issuer's employee's stock purchase plan"
FAQ
What did Thermo Fisher (TMO) executive Michael D. Shafer report in this Form 4?
Michael D. Shafer reported option exercises and stock sales. He exercised options into 25,500 Thermo Fisher shares and sold 25,500 shares on August 11, 2026, all under a pre-arranged Rule 10b5-1 plan.
What option grants did Michael D. Shafer exercise in Thermo Fisher (TMO)?
He exercised options for 11,200 shares at a strike price of $309.63 and 14,300 shares at $418.32. The options vested in four equal installments on February 25, 2021, 2022, 2023, and 2024 before being exercised.
Were Michael D. Shafer’s Thermo Fisher (TMO) stock sales under a Rule 10b5-1 plan?
Yes. A footnote states the reported transactions were effected under a Rule 10b5-1 trading plan adopted by Michael D. Shafer on December 11, 2025. Such plans pre-schedule trades, reducing the significance of trade timing as an information signal.
AI-generated analysis. How Rhea-AI works. Not financial advice.