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0000099106
TRANS LUX Corp
0000099106
2026-04-13
2026-04-13
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 13, 2026
TRANS-LUX
CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware |
1-2257 |
13-1394750 |
| (State or other jurisdiction |
(Commission |
(IRS Employer |
| of incorporation) |
File Number) |
Identification
No.) |
| 6110 Aviator Drive, Hazelwood, Missouri |
63042 |
| (Address of principal executive offices) |
(zip code) |
Registrant’s telephone number, including
area code: (800) 243-5544
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered or to be registered pursuant to Section
12(b) of the Act. None.
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter). ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On April 13, 2026, Trans-Lux
Corporation (the “Company”) accepted the resignation of John Hammock from his position as Interim Chief Executive Officer
of the Company. Mr. Hammock’s departure was not the result of any disagreement related to any matter involving the Company’s
operations, policies or practices.
On April 13, 2026, the
Company appointed Mr. Yantao (Tony) Yu, age 50, as Chief Executive Officer of the Company. Mr. Yu is not a party to any transaction
required to be disclosed pursuant to Item 404(a) of Regulation S-K except with respect to his employment with the Company. There
are no arrangements or understandings between Mr. Yu and any other person pursuant to which he was selected as Chief Executive Officer.
Mr. Yu was elected as a director of the Company on July 30, 2019. Mr. Yu was appointed Chief Operating Officer of the Company
on August 1, 2021. Mr. Yu has been the Chief Financial Officer of Unilumin USA since September 2018. With over 25 years
of financial experience, his background includes positions as Senior Accountant and/or Controller of The Quaker Oats Company; Bostik China
(a subsidiary of Total S.A [TOT]); Eton Electric; and Airwell Air-conditioning Technology (China) Co., Ltd. and Airwell Fedders North
America Inc (subsidiaries of Elco Holdings, Ltd. [TASE: ELCO]). From 1994 through 2012, he served as Chief Financial Officer of Lover
Group and served as its Secretary of the Board from 2013 through August 2018. Mr. Yu holds an Executive Master of Business Administration
(EMBA) degree from the University of Minnesota and his professional certifications include CPA, CGA, CMA and FCCA. Mr. Yu will continue
to be compensated by the Company at his current rate of $26,000 per year, while he also receives compensation from Unilumin, the Company’s
largest stockholder.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| Date: April 15, 2026 |
TRANS-LUX CORPORATION |
| |
|
| |
By: |
/s/ Todd Dupee |
| |
|
Name: |
Todd Dupee |
| |
|
Title: |
Senior Vice President and Chief Accounting Officer |
