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TOP FINANCIAL GROUP SEC Filings

TOP NASDAQ

Welcome to our dedicated page for TOP FINANCIAL GROUP SEC filings (Ticker: TOP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Cross-border brokerage revenues, futures margin risks and post-IPO capital requirements make TOP Financial Group’s SEC disclosures anything but straightforward. If you have ever tried to locate margin exposure tables in a 20-F or wondered how insider trades impact this young Nasdaq listing, you know the challenge.

Our platform turns those hurdles into answers. The moment a TOP Financial Group insider trading Form 4 posts, you receive real-time alerts and an AI-powered summary that explains who bought, who sold, and why it matters. Need the latest TOP Financial Group quarterly earnings report 10-Q filing or a semi-annual 6-K? They land here first—complete with plain-English highlights of trading-fee growth, interest income trends and regulatory capital ratios.

Instead of combing through hundreds of pages, use our AI to:

  • Decode complex derivatives footnotes in seconds
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  • Spot material events via 8-K or 6-K updates—no manual refresh required

Every filing type—20-F, F-1, 6-K, 10-K, 10-Q, proxy statements, and 8-K material events—is indexed, time-stamped and paired with concise commentary. Curious about “TOP Financial Group annual report 10-K simplified” or “TOP Financial Group proxy statement executive compensation”? Our AI-powered summaries lay out the remuneration tables, related-party dealings and risk factors in minutes.

From understanding TOP Financial Group SEC documents with AI to deep-dive earnings report filing analysis, Stock Titan delivers clarity, speed and confidence—so you can focus on decisions, not document hunts.

Rhea-AI Summary

TOP Financial Group Limited (Nasdaq: TOP) filed a Form 6-K summarizing the results of its 24 June 2025 Annual General Meeting. A quorum of 30,298,071 Class A ordinary shares (81.63% of the 37,117,806 shares outstanding) was present and every resolution passed with roughly 99.4% shareholder support (30,119,246 FOR; 177,445 AGAINST; 1,380 ABSTAIN).

Key resolutions approved:

  • Board continuity: Re-appointment of five directors—Junli Yang, Ka Fai Yuen, Anthony S. Chan, Mau Chung Ng and Mei Cai—for terms expiring at the next AGM.
  • Auditor ratification: YCM CPA, Inc. confirmed as independent registered public accounting firm for the fiscal year ending 31 March 2025.
  • Share re-designation: 90 million authorised but unissued Class A shares were re-designated as Class B shares, changing authorised capital from 990 million Class A / 10 million Class B to 900 million Class A / 100 million Class B shares (par value US$0.001 each).
  • Memorandum & Articles overhaul: A series of special resolutions amended and restated the Memorandum and Articles to reflect the new capital structure, update definitions, and insert new Articles 16-19.
  • Conversion mechanism: New Articles permit each Class A share to be converted 1-for-1 into a Class B share; conversions above 10 million shares require an ordinary shareholder resolution.
  • Other governance updates: Clarified provisions on share issuance, redemption, treasury shares and variation of rights; renumbered existing Articles accordingly.

The filing contains no financial performance information and focuses solely on corporate-governance and capital-structure matters.

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FAQ

What is the current stock price of TOP FINANCIAL GROUP (TOP)?

The current stock price of TOP FINANCIAL GROUP (TOP) is $1.24 as of June 28, 2025.

What is the market cap of TOP FINANCIAL GROUP (TOP)?

The market cap of TOP FINANCIAL GROUP (TOP) is approximately 45.2M.

What does TOP Financial Group Limited specialize in?

TOP Financial Group Limited specializes in trading local and overseas equities, futures, and options products.

Where is TOP Financial Group based?

TOP Financial Group is based in Hong Kong.

How did TOP Financial Group perform financially in the fiscal year 2023?

In fiscal year 2023, TOP Financial Group achieved a nearly 24% increase in total revenues, amounting to $9.7 million.

What major milestone did TOP Financial Group achieve in June 2022?

In June 2022, TOP Financial Group successfully completed its initial public offering (IPO) on the Nasdaq.

What are the recent strategic investments of TOP Financial Group?

Recent strategic investments include a 20% partnership interest in a limited partnership and the acquisition of TOP 500 Sec Pty Ltd in Australia.

What is the focus of TOP Financial Group's current projects?

The focus is on expanding market presence through strategic investments in the financial industry and fintech innovations.

How much cash and equivalents did TOP Financial Group have as of March 31, 2023?

As of March 31, 2023, TOP Financial Group had $16 million in cash and equivalents.

What new service agreement did TOP Financial Group announce in February 2024?

In February 2024, TOP Financial Group announced an agreement to sell 2,000,000 ordinary shares with corresponding warrants, generating gross proceeds of approximately $5 million.

What licenses does TOP Financial Group hold from the HKSFC?

TOP Financial Group holds licenses from the HKSFC to conduct type 1 (dealing in securities), type 2 (dealing in futures contracts), type 4 (advising on securities), type 5 (advising on futures contracts), and type 9 (asset management) regulated activities.

Where can I find more information about TOP Financial Group?

For more information about TOP Financial Group, you can visit their official website at http://www.zyfgl.com/.
TOP FINANCIAL GROUP

NASDAQ:TOP

TOP Rankings

TOP Stock Data

45.19M
7.09M
81.12%
0.35%
0.29%
Capital Markets
Financial Services
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Hong Kong
Hong Kong