Welcome to our dedicated page for Lionshares U.S. Equity Total Return ETF SEC filings (Ticker: TOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for the LionShares U.S. Equity Total Return ETF (TOT) on Stock Titan is intended to help investors review the regulatory documents that describe this actively managed exchange-traded fund in detail. While the launch announcement emphasizes TOT’s goal of providing long-term capital growth through exposure to the broad U.S. equity market and its focus on minimizing dividend distributions to reduce tax drag, the fund’s official filings contain the formal description of its investment objective, principal strategies, and risk factors.
In these filings, investors can find information that expands on the themes highlighted in the launch communication, such as how TOT invests in exchange-traded funds that track the broad U.S. equity market and may use futures or options for efficiency. The documents also outline the risks referenced in the disclosures, including equity market risk, risks related to large-capitalization stocks, and ETF-specific considerations like the possibility of trading at a premium or discount to net asset value, potential trading halts, and the impact of brokerage commissions.
Stock Titan’s platform associates these filings with AI-powered tools that summarize key sections and clarify technical language. For example, when reviewing registration statements or updates that discuss TOT’s strategy of minimizing dividend distributions, AI-generated insights can help explain how this design is intended to address tax drag and what that may mean for investors who prioritize total return over current income. Similar assistance can be useful when reading about the fund’s status as a recently organized ETF with no operating history and the implications of that for evaluating the product.
By combining the raw SEC documents with explanatory summaries, this page is designed to make it easier for users to understand the regulatory disclosures behind the LionShares U.S. Equity Total Return ETF. Investors can use it to examine how the fund’s objectives, strategies, fees, and risks are presented in official filings and to place public communications about TOT in the context of its formal documentation.
TotalEnergies SE filed a Form 6-K to furnish legal and contractual documents for several U.S. dollar–denominated guaranteed notes issued by TotalEnergies Capital USA, LLC. The filing provides the Indenture dated January 13, 2026 covering US$1,500,000,000 4.248% Guaranteed Notes due 2031, US$1,250,000,000 4.569% Guaranteed Notes due 2033, and US$750,000,000 4.857% Guaranteed Notes due 2036. It also includes an officer’s certificate, the forms of global notes for each series, and legal opinions from Matthew Clayton of TotalEnergies SE on the validity of the notes and related guarantee under French and United States law. This Form 6-K is incorporated by reference into the company’s existing Form F-3 shelf registration statement, so these documents become part of the registered debt program.
TotalEnergies Capital USA, LLC, a subsidiary of TotalEnergies SE, is issuing $3,500,000,000 of senior unsecured notes in three tranches guaranteed on an unsecured, unsubordinated basis by TotalEnergies SE. The offering consists of $1,500,000,000 4.248% notes due 2031, $1,250,000,000 4.569% notes due 2033, and $750,000,000 4.857% notes due 2036, all issued at 100% of principal with interest paid semi-annually from January 13, 2026.
The company expects net proceeds of $3,493,925,000, which it intends to use to repay outstanding intercompany indebtedness. The notes are callable at make-whole prices before their respective par call dates and at par thereafter, and may also be redeemed at par upon certain tax events. They will be issued in global form through DTC, Euroclear and Clearstream and will not be listed on any securities exchange, so liquidity will depend on dealer market-making. Investors face risks including structural subordination to creditors of TotalEnergies’ subsidiaries, the presence of existing secured debt ranking ahead of the notes on secured assets, and the possibility that no active trading market develops.
TotalEnergies Capital USA, LLC, an indirect subsidiary of TotalEnergies SE, plans a multi‑tranche offering of unsecured, unsubordinated guaranteed notes, with all payments fully guaranteed by TotalEnergies SE. The notes will pay fixed interest, have staggered maturities, can be redeemed early at make‑whole prices or at par after specified dates, and will be issued in $2,000 minimum denominations in global form through DTC, Euroclear and Clearstream.
The notes will not be listed on a securities exchange and are primarily targeted at professional and institutional investors, with explicit prohibitions on retail distribution in the EEA and UK. TotalEnergies expects to use the net proceeds to repay outstanding intercompany indebtedness. As context, as of September 30, 2025, TotalEnergies reported current financial debt of $14,612 million, non‑current financial debt of $49,552 million and total shareholders’ equity attributable to TotalEnergies of $115,281 million, for total capitalization and non‑current indebtedness of $167,217 million.
Key risks include the holding‑company structure of the guarantor, which leaves noteholders structurally subordinated to creditors of operating subsidiaries, the unsecured nature of the notes relative to existing secured debt, and the possibility of limited secondary market liquidity since the notes are not intended to be listed.
TotalEnergies SE provides an overview of recent corporate developments across exploration, production, renewables and capital markets. The company highlights expanded collaboration with Chevron and new partnership agreements in Malaysia, as well as an agreement in Namibia to enter as operator in the PEL 83 license that includes the Mopane discovery.
TotalEnergies describes the Live Oak e-NG production project in Nebraska, clarifies aspects of Mozambique LNG project financing, and merges its UK Upstream business with NEO NEXT, creating the largest independent oil and gas producer in the UK. It also notes the commencement of trading of its ordinary shares on the NYSE, multiple disclosures of transactions in its own shares, a new renewable power agreement with Google to supply data centers in Malaysia, and the divestment of 50% of a 424 MW renewable portfolio in Greece.
TotalEnergies-affiliated entities that are 10% owners of Clearway Energy, Inc. reported an indirect acquisition of 1,737 shares of Class C common stock on 12/12/2025. Footnote 1 explains this increase reflects the forfeiture of restricted stock previously granted by Clearway Energy Group LLC to one or more of its employees under a long-term equity incentive program.
After this transaction, the reporting persons indirectly beneficially own 165,592 Class C shares of Clearway Energy, held through Clearway Energy Group and its ownership chain, including GIP III Zephyr Acquisition Partners, L.P. and Zephyr Holdings GP, LLC. Each listed entity is treated as a reporting person and may be deemed to beneficially own these securities but disclaims beneficial ownership except to the extent of its pecuniary interest, and is described as a director by deputization for Section 16 purposes.
TotalEnergies SE is having its American Depositary Shares, each representing one ordinary share, removed from listing and/or registration on the New York Stock Exchange LLC. The exchange filed a Form 25 notification, stating it has complied with its own rules and with 17 CFR 240.12d2-2(b) to strike this class of securities, and that the issuer has complied with exchange rules and 17 CFR 240.12d2-2(c) for a voluntary withdrawal. The filing is signed on behalf of the New York Stock Exchange by an authorized analyst, confirming the exchange believes it meets all requirements to remove the ADSs under Section 12(b) of the Securities Exchange Act of 1934.
TotalEnergies SE has filed a report explaining that it is implementing its previously announced plan to terminate its American depositary share (ADS) program and convert its New York Stock Exchange (NYSE) listing into one based directly on its ordinary shares. This means that, instead of ADSs trading in the U.S., the company’s ordinary shares are now the security listed on the NYSE.
The filing also provides an updated description of TotalEnergies’ ordinary shares, reflecting the new structure designed to support this ordinary-share listing under the U.S. securities laws. The exhibits include an announcement of the commencement of ordinary share trading on the NYSE and a detailed description of the securities registered under the Exchange Act.
TotalEnergies SE reports a series of recent business developments across renewables, gas, and upstream oil and gas. The company highlights new long-term renewable power supply agreements for data centers in Spain and the United States, including a 10-year contract with Data4 and a 15-year contract with Google. It also notes becoming operator of a new offshore exploration license in Guyana and increasing its interest in Nigeria’s OPL257, while completing the divestment of its non-operated interest in the Bonga field.
TotalEnergies lists additional initiatives such as accelerating its gas-to-power integration strategy in Europe through acquiring 50% of a portfolio of flexible power generation assets from EPH, demobilizing its floating LNG terminal in Le Havre, and issuing clarifications on Mozambique LNG. The company also underscores its energy transition efforts, including a $100 million climate investment commitment in support of the OGDC community and a project in Rwanda to bring clean cooking solutions to 200,000 households.
Amundi and Amundi Asset Management filed Amendment No. 20 to Schedule 13G reporting beneficial ownership of 225,190,816 TotalEnergies SE shares, representing 9.87% of the class as of 09/30/2025. They report shared voting power over 51,868,632 shares and shared dispositive power over 225,190,816 shares, with no sole voting or dispositive power.
The filing notes that 168,801,853 shares are held through a French employee investment vehicle (FCPE) dedicated to TotalEnergies employees; voting rights for those shares are exercised by the FCPE’s supervisory board, not by Amundi. The filers certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
TotalEnergies SE provides a Form 6-K summarizing a series of October 2025 business developments. The exhibits cover a divestment of non-operated interests in the West Ekofisk, Albuskjell and Tommeliten Gamma fields in Norway, a new partner and future customer for the Bifrost CCS project in Denmark, and the appointment of Nicola Mavilla as Senior Vice-President Exploration. Other exhibits describe multiple transactions in the company’s own shares, the sale of its GreenFlex affiliate to French group Oteis, and a 400 MW solar project awarded in Saudi Arabia with Aljomaih Energy & Water. The filing also notes third quarter 2025 results and confirms a third interim dividend of €0.85/share for fiscal year 2025, an increase of 7.6% compared to 2024.