STOCK TITAN

Tri Pointe Homes (TPH) director receives 3,734 restricted stock units

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GILBERT STEVEN J reported acquisition or exercise transactions in this Form 4 filing.

Tri Pointe Homes, Inc. director Steven J. Gilbert reported receiving an equity award in the form of restricted stock units. He was granted 3,734 restricted stock units, with a stated value reference of $46.86 per share. The units will vest on the day immediately prior to Tri Pointe Homes, Inc.'s 2027 Annual Meeting of Stockholders and will be settled in an equal number of common shares upon vesting. Following this award, Gilbert holds 34,064 shares of common stock directly, reflecting a routine, compensation-related increase in his equity stake rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
Insider GILBERT STEVEN J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 3,734 $46.86 $175K
Holdings After Transaction: Common Stock — 34,064 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 3,734 units Restricted stock units granted to director Steven J. Gilbert
Grant reference price $46.86 per share Recorded transaction price for RSU award
Shares owned after grant 34,064 shares Common stock directly held following the transaction
Vesting date trigger Day before 2027 annual meeting RSUs vest immediately prior to 2027 Annual Meeting of Stockholders
restricted stock units financial
"Represents a grant of 3,734 restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"The restricted stock units, which shall vest on the day immediately prior..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Annual Meeting of Stockholders regulatory
"prior to Tri Pointe Homes, Inc.'s 2027 Annual Meeting of Stockholders"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GILBERT STEVEN J

(Last)(First)(Middle)
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200

(Street)
INCLINE VILLAGE NEVADA 89451

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tri Pointe Homes, Inc. [ TPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/17/2026A(1)3,734A$46.8634,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of 3,734 restricted stock units. The restricted stock units, which shall vest on the day immediately prior to Tri Pointe Homes, Inc.'s 2027 Annual Meeting of Stockholders, are to be settled for an equal number of shares of common stock upon vesting.
Remarks:
/s/ Glenn J. Keeler, attorney-in-fact04/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Tri Pointe Homes (TPH) director Steven J. Gilbert report on this Form 4?

Steven J. Gilbert reported receiving a grant of 3,734 restricted stock units of Tri Pointe Homes, Inc. These units are a form of equity compensation and will convert into the same number of common shares once they vest, increasing his ownership stake.

How many Tri Pointe Homes (TPH) shares will Steven J. Gilbert own after this RSU award vests?

The Form 4 shows Gilbert directly holding 34,064 shares of common stock after the grant. When the 3,734 restricted stock units vest and settle into shares, his ownership would increase by that same number, assuming no other transactions occur.

When do Steven J. Gilbert’s Tri Pointe Homes (TPH) restricted stock units vest?

The 3,734 restricted stock units are scheduled to vest on the day immediately prior to Tri Pointe Homes, Inc.'s 2027 Annual Meeting of Stockholders. Upon vesting, they will be settled in an equal number of common shares, according to the filing footnote.

Was Steven J. Gilbert’s Tri Pointe Homes (TPH) transaction an open-market stock purchase or sale?

No. The Form 4 describes the transaction with code A, indicating a grant, award, or other acquisition. It reflects an equity compensation grant of restricted stock units, not an open-market buy or sell decision in Tri Pointe Homes shares.

What is the reference price for Steven J. Gilbert’s Tri Pointe Homes (TPH) RSU grant?

The grant of 3,734 restricted stock units is recorded at $46.86 per share in the Form 4. This figure is a transaction price reference used in the filing and does not, by itself, indicate current or future market prices for Tri Pointe Homes stock.

How does this Form 4 affect insider ownership in Tri Pointe Homes (TPH)?

This Form 4 shows a compensation-related increase in Steven J. Gilbert’s potential equity stake through 3,734 restricted stock units. After the grant, he directly owns 34,064 common shares, and his ownership will grow further if the RSUs vest and settle as planned.