STOCK TITAN

Tri Pointe Homes (NYSE: TPH) legal chief makes bona fide gift of 3,400 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tri Pointe Homes, Inc. General Counsel & Secretary David Ch. Lee reported a bona fide gift of 3,400 shares of the company’s common stock. The transfer carried no sale price, reflecting a non-market disposition. After this gift, he continues to directly hold 130,245 common shares.

Positive

  • None.

Negative

  • None.
Insider LEE DAVID CH
Role General Counsel & Secretary
Type Security Shares Price Value
Gift Common Stock 3,400 $0.00 --
Holdings After Transaction: Common Stock — 130,245 shares (Direct)
Footnotes (1)
Shares gifted 3,400 shares Bona fide gift of common stock
Holding after transaction 130,245 shares Directly held common stock following gift
Gift transactions count 1 transaction Single reported bona fide gift
Gift shares in summary 3,400 shares Aggregate gift shares in transactionSummary
bona fide gift financial
"transaction_code_description: "Bona fide gift""
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code G regulatory
"transaction_code: "G""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEE DAVID CH

(Last)(First)(Middle)
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200

(Street)
INCLINE VILLAGE NEVADA 89451

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tri Pointe Homes, Inc. [ TPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026G3,400D$0130,245D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/S/ DAVID CH LEE04/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TPH report in this Form 4?

Tri Pointe Homes General Counsel David Ch. Lee reported a bona fide gift of 3,400 common shares. This is a non-market transfer at no price, meaning no open-market buying or selling occurred in connection with this transaction.

How many Tri Pointe Homes (TPH) shares were gifted by the insider?

The filing shows a bona fide gift of 3,400 shares of Tri Pointe Homes common stock. This reduced the insider’s directly held stake but did not involve a sale, as the reported price per share for the transfer was zero.

Does the TPH General Counsel still hold shares after this gift?

Yes. After the 3,400-share gift, General Counsel David Ch. Lee directly holds 130,245 shares of Tri Pointe Homes common stock. This remaining position provides context that the reported transaction is relatively small compared with his ongoing ownership stake.

Was the TPH insider transaction a market sale or purchase?

No. The transaction was reported under code G as a bona fide gift of 3,400 common shares at a stated price of zero. This indicates a non-market transfer, not an open-market sale or purchase of Tri Pointe Homes stock.

What does transaction code G mean in the TPH Form 4 filing?

Transaction code G in the Tri Pointe Homes Form 4 indicates a bona fide gift. In this case, the insider disposed of 3,400 common shares without receiving payment, distinguishing it from typical market sales or option exercises involving cash consideration.