APEX Tech Acquisition sponsor holds 2.88M shares

Shaoren Liu may be deemed to beneficially own the Sponsor-held shares because he has sole voting and investment discretion over them.

Available on EDGAR 11/05/2026 - 08:37 PM EST Accepted by SEC EDGAR 11/05/2026 - 08:36 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

APEX Tech Acquisition Inc. (TRAD) is the issuer named in an amended initial ownership report listing Shaoren Liu, its CEO and CFO and a director, and APEX Innovation Acquisition Corp. as 10% owners. The Sponsor holds 2,875,000 shares of common stock indirectly. Liu is the Sponsor’s sole member and sole director, has sole voting and investment discretion over the shares, and may be deemed to beneficially own them.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Liu Shaoren, APEX INNOVATION ACQUISITION CORP.

Role CEO and CFO | 10% Owner

Type	Security	Shares	Price	Value
Holding	Common Stock, $0.0001 par value F1	--	--	--

Holdings: Common Stock, $0.0001 par value — 2,875,000 shares (Indirect, By Sponsor)

Footnotes (1)

1. F1. This Form 3/A is being filed to add Apex Innovation Acquisition Corp. (the -Sponsor-) as an additional filer. Mr. Shaoren Liu is the sole member and sole director of the Sponsor and has sole voting and investment discretion with respect to the shares held by the Sponsor and may be deemed to beneficially own those shares.

Key Figures

Common stock held by Sponsor: 2,875,000 shares

1 metrics

Common stock held by Sponsor 2,875,000 shares Indirectly held

Key Terms

beneficially own, voting and investment discretion, par value

3 terms

beneficially own regulatory

"may be deemed to beneficially own those shares"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

voting and investment discretion regulatory

"sole voting and investment discretion with respect to the shares"

par value financial

"Common Stock, $0.0001 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TRAD shares does the Sponsor hold?

APEX Innovation Acquisition Corp. holds 2,875,000 shares of common stock indirectly.

Why may Shaoren Liu be deemed a beneficial owner of TRAD shares?

APEX Innovation Acquisition Corp. holds the shares, and Shaoren Liu is its sole member and sole director with sole voting and investment discretion; he may be deemed to beneficially own them.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu Shaoren

(Last) (First) (Middle)

13501 KATY FWY

(Street)

HOUSTON TEXAS 77079

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/25/2026

3. Issuer Name and Ticker or Trading Symbol
APEX Tech Acquisition Inc. [ TRAD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
02/25/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and CFO

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.0001 par value	2,875,000	I	By Sponsor(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Liu Shaoren

(Last) (First) (Middle)

13501 KATY FWY

(Street)

HOUSTON TEXAS 77079

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and CFO

1. Name and Address of Reporting Person^*

APEX INNOVATION ACQUISITION CORP.

(Last) (First) (Middle)

13501 KATY FWY

(Street)

HOUSTON TEXAS 77079

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. This Form 3/A is being filed to add Apex Innovation Acquisition Corp. (the -Sponsor-) as an additional filer. Mr. Shaoren Liu is the sole member and sole director of the Sponsor and has sole voting and investment discretion with respect to the shares held by the Sponsor and may be deemed to beneficially own those shares.

	/s/ Shaoren Liu	11/05/2026
	/s/ Shaoren Liu, sole member of Apex Innovation Acquisition Corp.	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)