UBS Group reports 762,688-unit stake in APEX Tech

Rhea-AI Filing Summary

UBS Group reports beneficial ownership of 762,688 Units (each unit = one ordinary share and one right) in APEX Tech Acquisition Inc. The filing states UBS Group holds 762,688 shares, representing 5.35% of the class and reports shared voting and dispositive power for that amount.

Insights

Corporate Governance Analyst

UBS Group discloses a passive reporting-level stake of 5.35% in APEX Tech Acquisition Inc.

Schedule 13G filings typically reflect passive or investment intent rather than activist positions. The filing lists 762,688 Units with shared voting and dispositive power, and identifies UBS Group AG and its wholly owned subsidiary as filers.

Key dependencies include whether UBS treats this as passive ownership under Rule 13d-1(b); subsequent changes in stake or voting arrangements would require updated filings.

Key Figures

Beneficial ownership: 762,688 shares Percent of class: 5.35% CUSIP: G0R21F121

3 metrics

Beneficial ownership 762,688 shares Amount beneficially owned reported in Item 4

Percent of class 5.35% Percent of class reported in Item 4

CUSIP G0R21F121 CUSIP for Units class as listed in Item 2(d)

Key Terms

Schedule 13G, Beneficially owned, Shared dispositive power

3 terms

Schedule 13G regulatory

"Item 1. Name of issuer: APEX Tech Acquisition Inc."

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

Beneficially owned financial

"Item 4. Ownership (a) | Amount beneficially owned: 762,688"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Shared dispositive power regulatory

"(iv) Shared power to dispose or to direct the disposition of: 762,688"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake does UBS Group report in APEX Tech Acquisition Inc. (TRAD)?

UBS Group reports beneficial ownership of 762,688 Units, representing 5.35% of the class. The filing states those Units consist of one ordinary share and one right each and lists shared voting and dispositive power for that amount.

What class of security is reported in the Schedule 13G for TRAD?

The filing covers Units, each consisting of one ordinary share and one right. The Schedule 13G lists the CUSIP G0R21F121 and identifies the title of the class as Units composed of one share plus one right.

Does the Schedule 13G indicate UBS has sole voting or dispositive power for these shares?

No. The filing shows UBS Group has 0 sole voting power and 0 sole dispositive power, and reports 762,688 as shared voting power and shared dispositive power for the Units it beneficially owns.

Which UBS entities filed the Schedule 13G for TRAD?

The statement was filed by UBS Group AG on behalf of itself and its wholly owned subsidiary UBS AG London Branch. The filing includes the registrant address at Bahnhofstrasse 45, Zurich, Switzerland.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/07/2026 - 11:56 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

APEX Tech Acquisition Inc.

(Name of Issuer)

Units, each consisting of one ordinary share and one right

(Title of Class of Securities)

G0R21F121

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): G0R21F121

1

Names of Reporting Persons

UBS Group AG

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

SWITZERLAND

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 762,688.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 762,688.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

762,688.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.4 %

12

Type of Reporting Person (See Instructions)

BK

SCHEDULE 13G

Item 1.
(a)	Name of issuer: APEX Tech Acquisition Inc.
(b)	Address of issuer's principal executive offices: 13501 KATY FWY, HOUSTON, TEXAS, 77079
Item 2.
(a)	Name of person filing: UBS Group AG
(b)	Address or principal business office or, if none, residence: Bahnhofstrasse 45 PO Box CH-8021, Zurich, Switzerland
(c)	Citizenship: Switzerland
(d)	Title of class of securities: Units, each consisting of one ordinary share and one right
(e)	CUSIP Number(s): G0R21F121
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 762,688
(b)	Percent of class: 5.35 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 762,688
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 762,688
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. This statement on Schedule 13G is being filed by UBS Group AG on behalf of itself and its wholly owned subsidiary UBS AG London Branch.
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

UBS Group AG

Signature:	Andrew Johnson
Name/Title:	Director
Date:	05/07/2026