ReposiTrak CEO entity sells 3,500 TRAK shares

Rhea-AI Filing Summary

ReposiTrak, Inc. director and chief executive officer Randall K. Fields reported that RK Fields Charitable 2022, LLC, an entity he manages as trustee of a charitable remainder unitrust, sold 3,500 shares of common stock on March 9, 2026 at a weighted average price of $8.5612 per share.

The sale was executed automatically under a pre-established Rule 10b5-1 trading plan designed to help meet charitable commitments. After this transaction, that LLC held 89,000 shares, while Fields also reported 3,483,955 shares held directly and additional indirect holdings through Riverview Financial Corp., his spouse, and Fields Management, Inc.

Insider Trade Summary 10b5-1

Net Seller: 3,500 shares

Net Sell 7 txns

Insider FIELDS RANDALL K

Role CHIEF EXECUTIVE OFFICER

Sold 3,500 shs ($30K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,500	$8.5612	$30K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Series B Preferred Stock	--	--	--
holding	Series B Preferred Stock	--	--	--

Holdings After Transaction: Common Stock — 89,000 shares (Indirect, By RK Fields Charitable 2022, LLC); Common Stock — 3,483,955 shares (Direct); Common Stock — 615,260 shares (Indirect, By Riverview Financial Corp.); Common Stock — 30,667 shares (Indirect, By Spouse); Common Stock — 333,643 shares (Indirect, By Fields Management, Inc.); Series B Preferred Stock — 169,797 shares (Indirect, By Riverview Financial Corp); Series B Preferred Stock — 3,704 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.
2. F2. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $8.50 to $8.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ReposiTrak (TRAK) report for Randall K. Fields?

ReposiTrak reported that an entity associated with CEO Randall K. Fields, RK Fields Charitable 2022, LLC, sold 3,500 shares of common stock on March 9, 2026 at a weighted average price of $8.5612 per share in an open-market transaction.

Was the ReposiTrak (TRAK) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the 3,500-share sale was executed automatically under a Rule 10b5-1 trading plan adopted by Fields in his capacity as trustee, with the plan established to help him meet certain charitable commitments over time.

Who actually sold the 3,500 ReposiTrak (TRAK) shares disclosed in the Form 4?

The shares were sold by RK Fields Charitable 2022, LLC, which is managed by the 2022 RK Fields Charitable Remainder Unitrust. Randall K. Fields acts as trustee of that trust, so the holdings and sale are reported as indirect ownership on the Form 4.

What ReposiTrak (TRAK) shares does Randall K. Fields still hold directly after this filing?

After the reported activity, Fields’ direct holding line in the filing shows 3,483,955 shares of ReposiTrak common stock. Separate lines also list additional indirect holdings through RK Fields Charitable 2022, LLC, Riverview Financial Corp., his spouse, and Fields Management, Inc.

At what prices were the 3,500 ReposiTrak (TRAK) shares sold in this insider trade?

The Form 4 reports a weighted average sale price of $8.5612 per share. A footnote explains that multiple trades occurred between $8.50 and $8.67 per share, and detailed breakdowns are available to investors or regulators upon request.

Does Randall K. Fields hold any preferred stock of ReposiTrak (TRAK)?

Yes. The holdings section shows indirect ownership of Series B Preferred Stock, with 169,797 shares held through Riverview Financial Corp. and 3,704 shares held by his spouse. These preferred positions are reported separately from his common stock holdings in the same Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/11/2026 - 05:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIELDS RANDALL K

(Last) (First) (Middle)

5282 S COMMERCE DRIVE, SUITE D-292

(Street)

MURRAY UT 84107

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ReposiTrak, Inc. [ TRAK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/09/2026		S(1)		3,500	D	$8.5612(2)	89,000	I	By RK Fields Charitable 2022, LLC
Common Stock								3,483,955	D
Common Stock								615,260	I	By Riverview Financial Corp.
Common Stock								30,667	I	By Spouse
Common Stock								333,643	I	By Fields Management, Inc.
Series B Preferred Stock								169,797	I	By Riverview Financial Corp
Series B Preferred Stock								3,704	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.

2. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $8.50 to $8.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

	/s/ Randall K. Fields	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.