ReposiTrak CEO entity sells 4,000 shares in plan

ReposiTrak, Inc. director and CEO Randall K. Fields reported an indirect open-market sale of 4,000 shares of Common Stock at a weighted average price of $8.0599 per share.

Rhea-AI Filing Summary

ReposiTrak, Inc. director and CEO Randall K. Fields reported an indirect open-market sale of 4,000 shares of Common Stock at a weighted average price of $8.0599 per share. The shares were sold by RK Fields Charitable 2022, LLC under a pre-arranged Rule 10b5-1 trading plan established to help meet charitable commitments, with individual trade prices ranging from $7.91 to $8.17. Following the sale, that LLC holds 85,000 shares, while Fields also reports 3,483,955 shares held directly and additional indirect positions through affiliated entities and his spouse.

Insider Trade Summary 10b5-1

Net Seller: 4,000 shares

Net Sell 7 txns

Insider FIELDS RANDALL K

Role CHIEF EXECUTIVE OFFICER

Sold 4,000 shs ($32K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,000	$8.0599	$32K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Series B Preferred Stock	--	--	--
holding	Series B Preferred Stock	--	--	--

Holdings After Transaction: Common Stock — 85,000 shares (Indirect, By RK Fields Charitable 2022, LLC); Common Stock — 3,483,955 shares (Direct); Common Stock — 615,260 shares (Indirect, By Riverview Financial Corp.); Common Stock — 30,667 shares (Indirect, By Spouse); Common Stock — 333,643 shares (Indirect, By Fields Management, Inc.); Series B Preferred Stock — 169,797 shares (Indirect, By Riverview Financial Corp); Series B Preferred Stock — 3,704 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.
2. F2. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $7.91 to $8.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ReposiTrak (TRAK) report for Randall K. Fields?

ReposiTrak reported that an entity associated with CEO Randall K. Fields sold 4,000 shares of Common Stock. The sale was an open-market transaction at a weighted average price of $8.0599 per share on March 12, 2026.

Who actually sold the ReposiTrak (TRAK) shares in this Form 4 filing?

The 4,000 shares were sold by RK Fields Charitable 2022, LLC, an entity associated with Randall K. Fields. He is trustee of the related charitable remainder unitrust, and the plan was established to help fund certain charitable commitments.

At what prices were the ReposiTrak (TRAK) shares sold in the reported transaction?

The filing shows a weighted average price of $8.0599 per share for the 4,000 sold shares. Individual trades occurred in multiple transactions at prices ranging from $7.91 to $8.17, according to the detailed footnote disclosure.

Was the ReposiTrak (TRAK) insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale occurred automatically under a Rule 10b5-1 trading plan adopted by Randall K. Fields in his capacity as trustee of the related trust. The plan was designed to enable him to meet charitable commitments through pre-scheduled transactions.

How many ReposiTrak (TRAK) shares does the charitable LLC hold after the sale?

After selling 4,000 shares, RK Fields Charitable 2022, LLC holds 85,000 ReposiTrak common shares. This reflects the reported total following the transaction for that specific entity, as shown in the indirect ownership line for the LLC.

What are Randall K. Fields’ other reported ReposiTrak (TRAK) holdings?

Beyond the charitable LLC’s 85,000 shares, Randall K. Fields reports 3,483,955 ReposiTrak common shares held directly. He also reports additional indirect holdings through Riverview Financial Corp., his spouse, and Fields Management, Inc., plus Series B Preferred Stock positions.

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Accepted by SEC EDGAR 03/16/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIELDS RANDALL K

(Last) (First) (Middle)

5282 S COMMERCE DRIVE, SUITE D-292

(Street)

MURRAY UT 84107

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ReposiTrak, Inc. [ TRAK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/12/2026		S(1)		4,000	D	$8.0599(2)	85,000	I	By RK Fields Charitable 2022, LLC
Common Stock								3,483,955	D
Common Stock								615,260	I	By Riverview Financial Corp.
Common Stock								30,667	I	By Spouse
Common Stock								333,643	I	By Fields Management, Inc.
Series B Preferred Stock								169,797	I	By Riverview Financial Corp
Series B Preferred Stock								3,704	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.

2. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $7.91 to $8.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

	/s/ Randall K. Fields	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.