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Stock option grant to Traw Pharma (TRAW) director John Leaman

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Traws Pharma, Inc. director John Harold Leaman received a grant of 14,150 stock options to buy common stock at an exercise price of $0.6800 per share. Granted under the 2021 Incentive Compensation Plan, these options vest 100% on July 9, 2027 and expire on July 9, 2036, leaving Leaman holding 14,150 derivative securities directly.

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Insider Leaman John Harold
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 14,150 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 14,150 shares (Direct)
Footnotes (1)
  1. [object Object]
Stock options granted 14,150 shares Stock Option (right to buy) award on July 9, 2026
Exercise price $0.6800 per share Conversion or exercise price for the stock options
Vesting date July 9, 2027 Options vest 100% on the first anniversary of the grant date
Expiration date July 9, 2036 Expiration of the stock option award
Post-transaction derivative holdings 14,150 options Total derivative securities held directly after the grant
Stock Option (right to buy) financial
"Security title reported as Stock Option (right to buy) for this grant"
2021 Incentive Compensation Plan financial
"Awarded under the Issuer's 2021 Incentive Compensation Plan, as amended"
vest 100% financial
"The stock options under this award will vest 100% on the first anniversary"
conversion or exercise price financial
"Conversion or exercise price reported as 0.6800 for the stock options"
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FAQ

What stock option grant did Traw Pharma (TRAW) report for John Harold Leaman?

Traw Pharma reported that director John Harold Leaman received 14,150 stock options to buy common shares at an exercise price of $0.6800 per share, as part of his equity compensation package under the 2021 Incentive Compensation Plan.

What are the vesting terms of John Harold Leaman’s options at TRAW?

The stock options granted to John Harold Leaman will vest 100% on July 9, 2027, the first anniversary of the July 9, 2026 grant date, providing a single cliff-vesting schedule rather than gradual vesting over multiple years.

What is the exercise price and expiration date of the TRAW options granted to Leaman?

Leaman’s stock options carry an exercise price of $0.6800 per share and are scheduled to expire on July 9, 2036. He may choose to exercise them after vesting and before that expiration date, subject to plan terms.

How many derivative securities does John Harold Leaman hold after this TRAW grant?

Following the grant, John Harold Leaman holds 14,150 derivative securities directly, all represented by this single stock option award for an equal number of underlying Traw Pharma common shares, according to the reported post-transaction holdings data.

Under which plan were John Harold Leaman’s TRAW stock options granted?

The options were awarded under Traw Pharma’s 2021 Incentive Compensation Plan, as amended and/or restated. The grant was approved by the company’s compensation committee, which the disclosure describes as being comprised of independent directors.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Leaman John Harold

(Last)(First)(Middle)
C/O TRAWS PHARMA, INC.
12 PENNS TRAIL

(Street)
NEWTOWN PENNSYLVANIA 18940

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Traws Pharma, Inc. [ TRAW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$0.6807/09/2026A14,15007/09/2027(1)07/09/2036Common Stock14,150$014,150D
Explanation of Responses:
1. Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.
/s/ John H. Leaman07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)