STOCK TITAN

CRC Founders-linked group discloses big Track Group (TRCK) stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Track Group, Inc. insider entities led by CRC Founders Fund, LP filed an initial Form 3 showing significant indirect ownership. CRC Founders reports indirect holdings of 17,555,695 shares of Common Stock and warrants exercisable for 375,000 shares at an exercise price of $0.3500 per share, expiring on April 30, 2036.

The filing is made jointly by CRC Founders Fund, Carlson Ridge Capital, Carlson Ridge Capital GP, and Denver J. Smith, who is a director of Track Group. Each party may be deemed to beneficially own more than 10% of the company’s outstanding Common Stock, while all disclaim beneficial ownership beyond their pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Smith Denver Johnson, CRC Founders Fund, LP, Carlson Ridge Capital, LLC, Carlson Ridge Capital GP, LLC
Role null | null | null | null
Type Security Shares Price Value
holding Warrant -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Warrant — 375,000 shares (Indirect, CRC Founders Fund, LP); Common Stock — 17,555,695 shares (Indirect, By CRC Founders Fund, LP)
Footnotes (1)
  1. This Form 3 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents securities owned directly by CRC Founders. Carlson Ridge Capital, as the investment manager of CRC Founders, may be deemed to beneficially own the securities owned by CRC Founders. Carlson Ridge GP, as the general partner of CRC Founders, may be deemed to beneficially own the securities owned by CRC Founders. Mr. Smith, as the Managing Member of each of Carlson Ridge Capital and Carlson Ridge GP, may be deemed to beneficially own the securities owned by CRC Founders.
Indirect common share holdings 17,555,695 shares Common Stock indirectly owned through CRC Founders as of April 30, 2026
Warrant underlying shares 375,000 shares Underlying Track Group Common Stock for warrants held indirectly
Warrant exercise price $0.3500 per share Exercise price for warrants on 375,000 Track Group shares
Warrant expiration date April 30, 2036 Stated expiration date of CRC Founders’ Track Group warrants
Unknown transaction entries 2 entries Transaction summary shows two holding entries with unknown code
Ownership threshold More than 10% of shares Each reporting person may be deemed a more-than-10% beneficial owner
beneficially own financial
"Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest"
warrant financial
"Warrant ... conversion_or_exercise_price: "0.3500" ... underlying_security_title: "Common Stock""
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
ten percent owner regulatory
"Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock"
general partner financial
"Carlson Ridge GP, as the general partner of CRC Founders, may be deemed to beneficially own the securities"
A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Smith Denver Johnson

(Last)(First)(Middle)
C/O TRACK GROUP, INC.
200 E 5TH AVE, SUITE 100

(Street)
NAPERVILLE ILLINOIS 60563

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/30/2026
3. Issuer Name and Ticker or Trading Symbol
Track Group, Inc. [ TRCK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1)17,555,695IBy CRC Founders Fund, LP(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrant(1)04/30/202604/30/2036Common Stock375,000$0.35ICRC Founders Fund, LP(2)
1. Name and Address of Reporting Person*
Smith Denver Johnson

(Last)(First)(Middle)
C/O TRACK GROUP, INC.
200 E 5TH AVE, SUITE 100

(Street)
NAPERVILLE ILLINOIS 60563

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
CRC Founders Fund, LP

(Last)(First)(Middle)
1528 WAZEE STREET

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Carlson Ridge Capital, LLC

(Last)(First)(Middle)
1528 WAZEE STREET

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Carlson Ridge Capital GP, LLC

(Last)(First)(Middle)
1528 WAZEE STREET

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. This Form 3 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
2. Represents securities owned directly by CRC Founders. Carlson Ridge Capital, as the investment manager of CRC Founders, may be deemed to beneficially own the securities owned by CRC Founders. Carlson Ridge GP, as the general partner of CRC Founders, may be deemed to beneficially own the securities owned by CRC Founders. Mr. Smith, as the Managing Member of each of Carlson Ridge Capital and Carlson Ridge GP, may be deemed to beneficially own the securities owned by CRC Founders.
/s/ Denver Smith05/06/2026
CRC Founders Fund, LP By: /s/ Denver J. Smith, Managing Member of its General Partner05/06/2026
Carlson Ridge Capital, LLC By: /s/ Denver J. Smith, Managing Member05/06/2026
Carlson Ridge Capital GP, LLC By: /s/ Denver J. Smith, Managing Member05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the TRCK Form 3 filed by CRC Founders Fund show?

The Form 3 shows CRC Founders Fund and related entities hold 17,555,695 Track Group Common shares indirectly, plus warrants for 375,000 shares at $0.3500 per share. Each reporting person may be deemed a more-than-10% beneficial owner.

Who are the reporting persons on Track Group (TRCK) Form 3?

Reporting persons are CRC Founders Fund, LP, Carlson Ridge Capital, LLC, Carlson Ridge Capital GP, LLC, and Denver J. Smith. Smith is a Track Group director and managing member of the Carlson Ridge entities, tying him to CRC Founders’ reported holdings and warrants.

How many Track Group (TRCK) shares are reported as indirectly owned?

The filing reports 17,555,695 shares of Track Group Common Stock indirectly owned through CRC Founders Fund, LP. These securities are owned directly by CRC Founders, with affiliated Carlson Ridge entities and Denver J. Smith deemed beneficial owners through management and general partner roles.

Why are the TRCK reporting persons described as more-than-10% owners?

The filing states each reporting person may be deemed to beneficially own more than 10% of Track Group’s outstanding Common Stock based on CRC Founders’ large share position. However, each disclaims beneficial ownership of the securities except to the extent of their pecuniary interest.

How is Denver J. Smith connected to CRC Founders’ TRCK holdings?

Denver J. Smith is a Track Group director and Managing Member of both Carlson Ridge Capital and Carlson Ridge Capital GP. Because those entities manage and act as general partner to CRC Founders, Smith may be deemed to beneficially own CRC Founders’ TRCK securities, subject to his pecuniary interest.