TRINITY CAPITAL 7 875 NTS SEC Filings

Trinity Capital Inc. filed a shelf prospectus permitting offers of common stock, preferred stock, debt securities, subscription rights and warrants. The company is an internally managed business development company and intends to qualify as a regulated investment company for U.S. tax purposes. As of June 30, 2025, Trinity reported an investment portfolio with an aggregate fair value of approximately $1,978.3 million, composed of $1,491.8 million in secured loans, $342.6 million in equipment financings and $143.9 million in equity and warrants across 163 portfolio companies. Loans and equipment financings generally range from $5 million to $50 million, with terms up to 60 months and interest-only periods up to 24 months for some loans. The prospectus discloses a net asset value per share of $13.27 (June 30, 2025) and a last reported Nasdaq sale price of $15.12 (August 5, 2025). Annual expense estimates include 7.07% operating expenses, 9.22% interest payments and 16.45% total annual expenses as a percentage of net assets. The prospectus highlights material risks including credit risk, leverage, dilution and exposure to covenant-lite loans.

Current Report (Form 8-K) — Trinity Capital Inc. (TRIN/TRINZ/TRINI)

On August 6, 2025, Trinity Capital furnished an earnings press release announcing its financial results for the quarter ended June 30, 2025 (Exhibit 99.1) and an earnings presentation for a conference call and webcast scheduled August 6, 2025 at 12:00 p.m. Eastern (Exhibit 99.2). The filing states these exhibits are being furnished and are not "filed" for purposes of Section 18 of the Exchange Act. The report lists registered securities: Common Stock (TRIN), and 7.875% Notes due 2029 (TRINZ, TRINI). Exhibits include 99.1, 99.2, and the Inline XBRL cover page (104).

Trinity Capital (NASDAQ:TRINZ) filed a preliminary Rule 424B2 prospectus supplement for an offering of senior unsecured notes due 2030. Labeled “7.875% Notes” in the header but still containing placeholder terms inside the document, the filing outlines an aggregate principal amount to be determined at pricing. The notes will be issued in $2,000 minimum denominations, pay interest semi-annually, rank pari passu with existing unsubordinated debt and mature in 2030. Holders may require repurchase at 100% of principal upon a Change-of-Control Repurchase Event, while the company retains an optional redemption right.

Net proceeds, after underwriting discounts and expenses, are earmarked to originate new term loans, equipment financings and asset-based lending and for general corporate purposes, thereby expanding Trinity’s specialty-lending platform focused on growth-oriented, sponsor-backed private companies. As an internally managed BDC and RIC, the company must maintain statutory asset-coverage ratios and distribution requirements, yet the new debt will increase fixed-charge obligations. The supplement incorporates risk factors tied to leverage, liquidity and exposure to non-investment-grade borrowers. Keefe, Bruyette & Woods and Morgan Stanley are joint book-running managers, with settlement expected through DTC, Euroclear and Clearstream. Because the document is marked “preliminary,” all terms—including size, coupon and pricing dates—remain subject to completion.