TRINITY CAPITAL 7 875 NTS SEC Filings

Sarah Stanton, GC/CCO/Secretary of Trinity Capital Inc. (TRIN) reported a transaction on Form 4 showing that 2,537 shares of Common Stock were disposed on 09/15/2025 at a price of $16.02 per share. The filing explains the shares were withheld to satisfy tax obligations upon vesting of restricted shares and the transaction is exempt from Section 16(b) under Rule 16b-3. After the disposition, Stanton beneficially owns 140,806 shares of Trinity Capital Common Stock. The Form 4 was signed on 09/18/2025 by the reporting person.

Ronald Kundich, Chief Credit Officer of Trinity Capital Inc. (TRINZ), reported a routine Section 16 transaction. On 09/15/2025 he had 4,037 shares withheld at a price of $16.02 to satisfy tax obligations tied to the vesting of restricted shares. After that withholding, he beneficially owns 213,146 shares directly. The transaction is coded F(1) and is described as exempt from Section 16(b) under Rule 16b-3 because it relates to withholding on vesting. The Form 4 was signed on behalf of Mr. Kundich by Sarah Stanton on 09/18/2025.

Michael Testa, identified as CFO and Treasurer of Trinity Capital Inc., reported a routine Section 16 transaction related to the vesting of restricted shares. On 09/15/2025 he had 1,789 shares withheld to satisfy tax obligations at an indicated price of $16.02 per share. After this withholding, he beneficially owns 98,040 shares. The filing states the transaction is exempt from Section 16(b) under Rule 16b-3. The Form 4 is signed and dated 09/18/2025.

Kyle S. Brown, Trinity Capital Inc. director and CEO, reported a non-derivative disposition of common stock on 09/15/2025 related to withholding to satisfy tax obligations from vesting restricted shares. The Form 4 shows 16,187 shares disposed at an indicated price of $16.02 per share. Following the reported transaction, Mr. Brown beneficially owns 990,113 shares directly, plus 55,332 shares indirectly through The Kyle and Amy Brown Family Trust and 10,825 shares indirectly through KBIZ Corp. The filing notes the tax-withholding exemption under Rule 16b-3 and is signed on behalf of Mr. Brown by Sarah Stanton under power of attorney.

Gerald Harder, Chief Operating Officer of Trinity Capital Inc. (TRIN/"TRINZ" per metadata), reported a non-derivative disposition of 4,579 common shares on 09/15/2025. The sale price is shown as $16.02 per share and the filing states the shares were withheld to satisfy the reporting person's tax obligations upon vesting of restricted shares, an action exempt from Section 16(b) under Rule 16b-3. After the transaction, Mr. Harder directly beneficially owns 296,124 shares. The filing also discloses 10,000 indirect shares held by the Harder Family Living Trust and 9,788 indirect shares held via Millennium Trust Co. LLC as custodian for his IRA. The Form 4 was signed on behalf of Mr. Harder by Sarah Stanton under a previously filed power of attorney.

Ronald E. Estes, a director of Trinity Capital Inc. (ticker: TRIN), reported acquiring 1,000 shares of the company's common stock on 09/03/2025 at a price of $16.1455 per share. Following the purchase, Mr. Estes beneficially owns 32,778.696 shares directly and an additional 6,837 shares indirectly through The Estes Revocable Trust dated January 12, 1990. The filing also discloses 3,443 restricted shares issued under the 2019 Non-Employee Director Restricted Stock Plan that vest in full on the earlier of June 12, 2026 or the day before the next annual meeting. The Form 4 was signed on behalf of Mr. Estes by Sarah Stanton under a previously filed power of attorney.

Ronald E. Estes, a director of Trinity Capital Inc. (TRIN), reported a non‑derivative transaction on 08/27/2025. The Form 4 shows a transaction code G (gift) disposing of 2,000 shares of Common Stock at no cash price. After the reported transaction, the filing lists 6,837 shares held indirectly by The Estes Revocable Trust dated January 12, 1990, and a separate line showing 31,778.696 shares disposed per the form entry. The filing also discloses 3,443 restricted shares issued under Trinity’s 2019 Non‑Employee Director Restricted Stock Plan that vest in full on the earlier of June 12, 2026 or the day before the next annual meeting. The Form 4 is signed by Sarah Stanton on behalf of Mr. Estes under a previously filed power of attorney.

Kyle Steven Brown, who serves as CEO, President, CIO and a director of Trinity Capital Inc., reported a purchase of 3,200 shares of common stock on 08/08/2025 at $15.78 per share, increasing his reported direct holdings to 1,006,300 shares. The filing also discloses indirect holdings of 55,332 shares via the Kyle and Amy Brown Family Trust and 10,825 shares via KBIZ Corp. The Form 4 was submitted under a previously filed power of attorney.