Transcat director adds 1,587 shares via RSUs

TRANSCAT INC (TRNS) director Gary J. Haseley reported equity compensation activity involving restricted stock units (RSUs) and common stock.

Available on EDGAR 09/10/2026 - 04:32 PM EDT Accepted by SEC EDGAR 09/10/2026 - 04:32 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

TRANSCAT INC (TRNS) director Gary J. Haseley reported equity compensation activity involving restricted stock units (RSUs) and common stock. On September 9, 2026 he received a grant of 1,671 RSUs that, except as otherwise provided, vest on September 9, 2027 and convert into common stock on a one-for-one basis. On September 10, 2026, 1,587 previously granted RSUs vested and were converted into 1,587 shares of common stock at no cash exercise price, increasing his direct common stock holdings to 40,689 shares. He also reports 1,200 shares of common stock held indirectly by family trusts. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

1,587 shares exercised/converted

Exercise 3 txns

Insider Haseley Gary J.

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	1,587	$0.00	$0.00
Exercise	Common Stock, $.50 par value F1	1,587	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2	1,671	$0.00	$0.00
Holding	Common Stock, $.50 par value	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,671 contracts (Direct); Common Stock, $.50 par value — 40,689 shares (Direct); Common Stock, $.50 par value — 1,200 shares (Indirect, By Family Trusts)

Footnotes (3)

1. F1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. These RSUs were granted in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest on September 9, 2027.
3. F3. These RSUs vested on September 10, 2026.

Key Figures

RSUs granted: 1,671 units RSUs vested and converted: 1,587 units/shares Direct common shares after transaction: 40,689 shares +3 more

6 metrics

RSUs granted 1,671 units Restricted stock units granted on September 9, 2026

RSUs vested and converted 1,587 units/shares RSUs vested and converted into common stock on September 10, 2026

Direct common shares after transaction 40,689 shares Direct holdings of common stock following September 10, 2026 conversion

Indirect common shares 1,200 shares Common stock held indirectly by family trusts as of September 9, 2026

RSU conversion ratio 1.0 RSUs convert into common stock on a one-for-one basis

Vesting date of new RSU grant September 9, 2027 Scheduled vesting date for the 1,671-unit RSU grant

Key Terms

Restricted Stock Units, Rule 16b-3, indirect ownership, vest

4 terms

Restricted Stock Units financial

"These restricted stock units ("RSUs") convert into common stock on a one-"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"These RSUs were granted in a transaction exempt under Rule 16b-3 and,"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

indirect ownership financial

"Common Stock held indirectly with the nature of ownership By Family Trusts"

vest financial

"These RSUs vested on September 10, 2026."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transactions did Transcat (TRNS) director Gary J. Haseley report?

He reported a grant of 1,671 restricted stock units on September 9, 2026 and the vesting and conversion of 1,587 RSUs into 1,587 common shares on September 10, 2026, all at a stated conversion price of $0.00 per share.

How many Transcat (TRNS) shares does Gary J. Haseley hold after these transactions?

After the September 10, 2026 RSU vesting and conversion, he holds 40,689 shares of common stock directly and an additional 1,200 shares indirectly through family trusts.

What are the terms of the new RSU grant reported by Transcat (TRNS)?

The new award is 1,671 restricted stock units that convert into common stock on a one-for-one basis. They were granted in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest on September 9, 2027.

When did Gary J. Haseley’s previously granted Transcat (TRNS) RSUs vest?

A block of 1,587 restricted stock units vested on September 10, 2026 and simultaneously converted into 1,587 shares of common stock, according to the reported footnote disclosure.

Were Gary J. Haseley’s Transcat (TRNS) transactions made under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to these transactions, and there is no footnote stating they were executed under a pre-arranged plan.

How are Gary J. Haseley’s indirect holdings in Transcat (TRNS) structured?

He reports 1,200 shares of common stock held indirectly with the nature of ownership described as “By Family Trusts”, indicating those shares are owned through family trust entities rather than directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haseley Gary J.

(Last) (First) (Middle)

C/O TRANSCAT, INC.

35 VANTAGE POINT DRIVE

(Street)

ROCHESTER NEW YORK 14624

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRANSCAT INC [ TRNS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.50 par value	09/10/2026		M		1,587	A	$0(1)	40,689	D
Common Stock, $.50 par value								1,200	I	By Family Trusts

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(1)	09/09/2026		A		1,671		(2)	(2)	Common Stock, $.50 par value	1,671	$0	1,671	D
Restricted Stock Units	$0(1)	09/10/2026		M			1,587	(3)	(3)	Common Stock, $.50 par value	1,587	$0	0	D

Explanation of Responses:

1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. These RSUs were granted in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest on September 9, 2027.

3. These RSUs vested on September 10, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Kristina L. Johnston, Attorney-in-Fact for Gary J. Haseley	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)