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Trio-Tech International (TRT) CEO awarded 80,000 options on 01/09/2026

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Trio-Tech International reported that its chairman, CEO, director, and 10% owner Yong Siew Wai received an award of 80,000 stock options for Common Stock on 01/09/2026. These options give a right to buy Trio-Tech common shares at an exercise price of $6.92 per share, with no cash price reported for receiving the options themselves.

According to the vesting terms, 20,000 options vest on the grant date, and the remaining 60,000 vest in three equal annual installments after that date. Following this grant, the filing shows 70,000 derivative securities beneficially owned on a direct basis by Yong Siew Wai. This transaction reflects equity-based compensation aligning the CEO’s interests with the company’s long-term performance.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
YONG SIEW WAI

(Last) (First) (Middle)
7 PANDAN VALLEY
16-502 POINCIANA TOWER

(Street)
SINGAPORE U0 597631

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRIO-TECH INTERNATIONAL [ TRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN AND CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock (Right to Buy) $6.92 01/09/2026 A 80,000 (1) 01/08/2031 Common Stock 80,000 $0 70,000 D
Explanation of Responses:
1. 20,000 of the stock options vest on the date of the grant, with the remainder vesting in three equal annual installments thereafter.
/s/ Yong Siew Wai 01/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Trio-Tech International (TRT) report for Yong Siew Wai?

Trio-Tech International reported that Yong Siew Wai, its chairman, CEO, director, and 10% owner, was granted 80,000 stock options for Common Stock on 01/09/2026.

What are the key terms of the 80,000 stock options granted at Trio-Tech International (TRT)?

The derivative security is Common Stock (Right to Buy) with an exercise price of $6.92 per share. The filing lists the price of the derivative security as $0, indicating no cash cost to receive the options.

How do the new Trio-Tech International (TRT) stock options for Yong Siew Wai vest?

The footnote states that 20,000 options vest on the grant date, and the remaining 60,000 options vest in three equal annual installments thereafter.

How many derivative securities does Yong Siew Wai beneficially own after this Trio-Tech (TRT) grant?

After the reported transaction, the Form 4 shows 70,000 derivative securities beneficially owned by Yong Siew Wai on a direct ownership basis.

What is Yong Siew Wai’s role and relationship to Trio-Tech International (TRT)?

Yong Siew Wai is identified as a Director, an Officer with the title CHAIRMAN AND CEO, and a 10% Owner of Trio-Tech International.

Was the Trio-Tech International (TRT) stock option grant to Yong Siew Wai a direct or indirect holding?

The filing classifies the ownership form of the derivative securities as Direct (D), with no separate nature of indirect beneficial ownership disclosed.

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