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TransUnion (TRU) director Charles Gottdiener awarded 3,034 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GOTTDIENER CHARLES E reported acquisition or exercise transactions in this Form 4 filing.

TransUnion director Charles E. Gottdiener received a grant of 3,034 shares of common stock as restricted stock compensation. The award was granted at no cash cost per share and will vest on the first anniversary of the grant date. Following this grant, he directly holds 13,123 TransUnion shares. This is a routine equity incentive meant to align the director’s interests with other shareholders over the next year.

Positive

  • None.

Negative

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Insider GOTTDIENER CHARLES E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 3,034 $0.00 --
Holdings After Transaction: Common Stock — 13,123 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 3,034 shares Director equity award on grant date
Grant price per share $0.00 per share Stated transaction price for the award
Total shares after transaction 13,123 shares Director’s direct holdings following grant
Vesting schedule Vests on first anniversary Restricted stock vesting condition from footnote
restricted stock financial
"Represents a grant of restricted stock that vests on the first anniversary"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
grant financial
"Represents a grant of restricted stock that vests on the first anniversary"
vests financial
"restricted stock that vests on the first anniversary of the date of grant"
Form 4 regulatory
"The award was recorded as an acquisition under a Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOTTDIENER CHARLES E

(Last)(First)(Middle)
C/O TRANSUNION
555 WEST ADAMS STREET

(Street)
CHICAGO ILLINOIS 60661

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TransUnion [ TRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026A(1)3,034A$013,123D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock that vests on the first anniversary of the date of grant.
Remarks:
/s/ Rachel Mantz, by power of attorney05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TransUnion (TRU) report for Charles E. Gottdiener?

TransUnion reported that director Charles E. Gottdiener received a grant of 3,034 shares of common stock as restricted stock. The award was recorded as an acquisition under a Form 4 filing and reflects routine equity-based director compensation.

How many TransUnion (TRU) shares did Charles E. Gottdiener receive in this grant?

Charles E. Gottdiener received 3,034 shares of TransUnion common stock. These shares were granted as restricted stock, meaning they are subject to vesting conditions rather than being fully transferable immediately upon grant.

At what price were the new TransUnion (TRU) shares granted to Charles E. Gottdiener?

The 3,034 TransUnion shares were granted at a stated price of $0.00 per share. This indicates a compensation-related stock award rather than a market purchase, consistent with typical director equity incentives at public companies.

When do Charles E. Gottdiener’s new TransUnion (TRU) restricted shares vest?

The restricted stock grant to Charles E. Gottdiener vests on the first anniversary of the grant date. Until vesting, the shares are subject to restrictions, which encourages continued board service and alignment with long-term shareholder interests.

How many TransUnion (TRU) shares does Charles E. Gottdiener own after this transaction?

After the restricted stock grant, Charles E. Gottdiener directly holds 13,123 shares of TransUnion common stock. This total includes the newly granted 3,034 restricted shares, which will vest in full one year after the grant date.

Is the TransUnion (TRU) Form 4 transaction a purchase or compensation grant?

The Form 4 transaction is a compensation grant, not an open-market purchase. It is coded as an “A” transaction, reflecting a grant or award acquisition of restricted stock provided to Charles E. Gottdiener as part of his director compensation.