STOCK TITAN

TransUnion (TRU) CEO awarded 59,331 shares after meeting performance goals

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TransUnion President and CEO Christopher A. Cartwright reported an equity award rather than an open‑market trade. He acquired 59,331 shares of Common Stock at $0.00 per share as a grant/award, earned upon meeting performance goals tied to performance share units granted on June 1, 2023. Following this award, he directly holds 591,290 shares of TransUnion common stock and indirectly holds 5,691 shares through a limited liability company. This filing reflects compensation-based share issuance, not a buy or sell transaction.

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Insider Cartwright Christopher A
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 59,331 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 591,290 shares (Direct, null); Common Stock — 5,691 shares (Indirect, By limited liability company)
Footnotes (1)
  1. [object Object]
Equity award shares 59,331 shares Common Stock grant/award, transaction code A, May 12, 2026
Award price per share $0.00 per share Grant/award acquisition of Common Stock
Direct holdings after award 591,290 shares Common Stock directly owned after Form 4 transaction
Indirect holdings 5,691 shares Common Stock held indirectly by limited liability company
Performance share grant date June 1, 2023 Original grant date of performance share units underlying award
performance share units financial
"performance share units granted on June 1, 2023"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
limited liability company financial
"nature_of_ownership: By limited liability company"
A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.
Common Stock financial
"Reflects shares of Common Stock earned upon the attainment of certain performance goals"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cartwright Christopher A

(Last)(First)(Middle)
C/O TRANSUNION
555 WEST ADAMS STREET

(Street)
CHICAGO ILLINOIS 60661

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TransUnion [ TRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026A(1)59,331A$0591,290D
Common Stock5,691IBy limited liability company
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of Common Stock earned upon the attainment of certain performance goals set forth in an award agreement for performance share units granted on June 1, 2023.
Remarks:
/s/ Rachel Mantz, by power of attorney05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did TransUnion (TRU) report for CEO Christopher Cartwright?

TransUnion reported that CEO Christopher Cartwright received 59,331 shares of Common Stock as an equity award. The shares were earned upon achieving performance goals linked to performance share units granted on June 1, 2023, and were not bought on the open market.

How many TransUnion (TRU) shares did the CEO acquire in this Form 4 filing?

Christopher Cartwright acquired 59,331 shares of TransUnion Common Stock in this filing. The shares were issued at $0.00 per share as a performance-based equity award, reflecting compensation rather than a cash purchase or sale in the market.

What are the CEO’s TransUnion (TRU) share holdings after this Form 4 transaction?

After this Form 4 award, CEO Christopher Cartwright directly holds 591,290 TransUnion shares. He also indirectly holds 5,691 additional shares through a limited liability company, giving investors a clearer view of his total reported equity position in the company.

Was the TransUnion (TRU) CEO transaction a market buy or sell of shares?

The transaction was not a market buy or sell. Instead, CEO Christopher Cartwright received 59,331 shares at $0.00 per share as a grant or award, earned for achieving performance goals in a prior performance share unit award from June 1, 2023.

What performance award is referenced in the TransUnion (TRU) CEO Form 4 footnote?

The footnote explains that the 59,331 shares were earned upon attaining performance goals in an award agreement for performance share units. These performance share units were originally granted to CEO Christopher Cartwright on June 1, 2023, and converted into Common Stock upon achievement.

How are some of the TransUnion (TRU) CEO’s shares held according to the Form 4?

The Form 4 notes that 5,691 TransUnion shares are held indirectly by a limited liability company. This reflects an indirect ownership structure, while 591,290 shares are reported as directly owned by CEO Christopher Cartwright after the equity award transaction.