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TransUnion (TRU) CEO receives 79,567 RSUs and 43,356-share tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TransUnion President and CEO Christopher A. Cartwright reported equity compensation and related tax withholding transactions in company common stock. He received a grant of 79,567 restricted stock units, which vest ratably with 33% on August 27, 2027, 33% on August 27, 2028, and 34% on August 27, 2029. In a separate move, 43,356 shares of common stock were withheld by the company at $78.55 per share to cover tax liabilities tied to performance share units granted on February 28, 2023. After these transactions, Cartwright directly held 531,959 shares of TransUnion common stock, and an additional 5,691 shares were held indirectly through a limited liability company.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cartwright Christopher A

(Last) (First) (Middle)
C/O TRANSUNION
555 WEST ADAMS STREET

(Street)
CHICAGO IL 60661

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TransUnion [ TRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 A(1) 79,567 A $0 575,315 D
Common Stock 02/27/2026 F(2) 43,356 D $78.55 531,959 D
Common Stock 5,691 I By limited liability company
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units that vest ratably as follows: 33% on August 27, 2027; 33% on August 27, 2028; and 34% on August 27, 2029.
2. Reflects shares of Common Stock withheld by the Company in payment of tax liability incident to the vesting of performance share units granted on February 28, 2023.
Remarks:
/s/ Rachel Mantz, by power of attorney 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TransUnion (TRU) CEO Christopher Cartwright report?

Christopher Cartwright reported an equity grant and a tax-related share disposition. He received 79,567 restricted stock units and had 43,356 shares withheld by TransUnion to satisfy tax liabilities tied to previously granted performance share units.

How many TransUnion (TRU) restricted stock units were granted to the CEO?

The CEO received a grant of 79,567 restricted stock units. These units vest over three years, with 33% vesting on August 27, 2027, 33% on August 27, 2028, and the remaining 34% vesting on August 27, 2029.

Why were 43,356 TransUnion (TRU) shares disposed of in this Form 4?

The 43,356 shares were withheld by TransUnion to cover tax liabilities. This withholding was incident to the vesting of performance share units that were originally granted to Christopher Cartwright on February 28, 2023, rather than an open-market sale.

What is Christopher Cartwright’s TransUnion (TRU) share ownership after these transactions?

After the reported transactions, Christopher Cartwright directly owned 531,959 shares of TransUnion common stock. In addition, 5,691 shares were held indirectly through a limited liability company, reflecting both direct and indirect ownership positions.

How do the new restricted stock units for TransUnion (TRU) CEO vest over time?

The 79,567 restricted stock units vest in three tranches over roughly three years. Vesting occurs 33% on August 27, 2027, another 33% on August 27, 2028, and the final 34% on August 27, 2029, subject to continued service.

Were the TransUnion (TRU) CEO’s Form 4 transactions open-market buys or sells?

The transactions were not open-market trades. One entry reflects a grant or award of restricted stock units, and the other is a tax-withholding disposition where TransUnion withheld shares to satisfy tax obligations on vesting performance share units.
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