STOCK TITAN

TETRA TECHNOLOGIES (TTI) CFO vests 137,654 RSUs, surrenders 54,167 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TETRA TECHNOLOGIES Sr. Vice President & CFO Elijio V. Serrano exercised restricted stock units and settled related taxes in shares. On March 14, 2026, 137,654 restricted stock units vested and converted into 137,654 shares of common stock on a one-for-one basis. To cover tax withholding on this vesting, 54,167 shares of common stock were surrendered back to the company at $8.22 per share, resulting in a non-market, tax-related disposition rather than an open-market sale. After these transactions, Serrano directly holds 1,635,895 shares of common stock, and there is no remaining unvested portion of this restricted stock unit award.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU vesting with tax withholding, no open-market trading signal.

The transactions show Elijio V. Serrano, Sr. Vice President & CFO of TETRA TECHNOLOGIES INC, receiving equity through compensation rather than making discretionary market trades. He exercised 137,654 restricted stock units that vested into an equal number of common shares.

Of these, 54,167 shares were surrendered at $8.22 per share to satisfy tax withholding obligations, a mechanistic step coded as an F transaction, not an open-market sale. This left him with 1,635,895 directly held common shares after the filings.

The filing indicates there is no remaining unvested portion of this specific restricted stock unit award, and derivativeSummary is empty, suggesting all units from this grant are now fully vested and converted. Overall, this pattern aligns with standard executive compensation practices and carries limited informational value about Serrano’s view on the stock.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SERRANO ELIJIO V

(Last) (First) (Middle)
10000 ENERGY DRIVE
SUITE 600

(Street)
SPRING TX 77389

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TETRA TECHNOLOGIES INC [ TTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President & CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/14/2026 M(1) 137,654 A $0.00 1,690,062 D
Common Stock 03/14/2026 F(2) 54,167 D $8.22 1,635,895 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 03/14/2026 M(1) 137,654 (3) (3) Common Stock 137,654 $0.00 0.00 D
Explanation of Responses:
1. Represents vested shares of restricted stock units granted on March 14, 2025. Restricted stock units convert into common stock on a one-for-one basis.
2. Reflects units surrendered to the Issuer for tax withholding purposes upon the vesting of the restricted stock unit granted on March 14, 2025.
3. There is no remaining unvested portion of this restricted stock unit award.
Remarks:
Kimberly M. O'Brien, attorney in fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TETRA TECHNOLOGIES (TTI) CFO Elijio Serrano report?

Elijio Serrano reported vesting and exercise of 137,654 restricted stock units into common shares, plus surrender of 54,167 shares for tax withholding. These entries reflect equity compensation and tax settlement, not open-market buying or selling activity in TETRA TECHNOLOGIES stock.

How many TETRA TECHNOLOGIES (TTI) RSUs vested for the CFO in this Form 4?

137,654 restricted stock units vested and converted into 137,654 shares of TETRA TECHNOLOGIES common stock. The footnotes state the RSUs convert on a one-for-one basis and there is no remaining unvested portion of this particular restricted stock unit award after the transaction.

Did the TETRA TECHNOLOGIES (TTI) CFO sell shares on the open market?

The filing shows no open-market sale. Instead, 54,167 shares of common stock were surrendered to the company at $8.22 per share to satisfy tax withholding obligations triggered by RSU vesting, a routine non-market disposition rather than a discretionary sale into the market.

What is Elijio Serrano’s TETRA TECHNOLOGIES (TTI) share ownership after this Form 4?

After the reported transactions, Elijio Serrano directly holds 1,635,895 shares of TETRA TECHNOLOGIES common stock. This total reflects the RSU vesting, conversion into shares, and subsequent surrender of 54,167 shares for tax withholding obligations linked to the March 14, 2025 restricted stock unit grant.

What does the tax withholding transaction mean in the TETRA TECHNOLOGIES (TTI) Form 4?

The F-code transaction represents 54,167 shares surrendered to TETRA TECHNOLOGIES at $8.22 per share to cover tax liabilities from RSU vesting. This is a standard mechanism for executives to satisfy payroll taxes and does not indicate an open-market sale or discretionary trading decision.

Are there any unvested RSUs remaining for the TETRA TECHNOLOGIES (TTI) CFO from this grant?

No. A footnote states there is no remaining unvested portion of the restricted stock unit award granted on March 14, 2025. All units from that grant vested and converted into common stock in the reported transaction, leaving no outstanding RSUs from this specific award.
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