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[Form 3] TTM Technologies Inc Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

TTM Technologies, Inc. (TTMI) filed an Initial Statement on Form 3 reporting that Roks Edwin is a Director and the company's President and CEO. The filing dated the reporting event 09/02/2025 and was signed by an attorney-in-fact on 09/04/2025. The report states no securities are beneficially owned by the reporting person and includes Exhibit 24 (Power of Attorney).

Positive
  • Roks Edwin is disclosed as both Director and President and CEO, clarifying leadership
  • The filing properly includes Exhibit 24 (Power of Attorney) and is signed by an attorney-in-fact
Negative
  • The report states no securities are beneficially owned by the CEO/Director, indicating no disclosed equity stake at filing

Insights

New CEO/Director listed; filing shows no personal holdings.

The Form 3 confirms Roks Edwin holds dual roles as Director and President and CEO, a material governance fact because it clarifies company leadership. The form also states no securities are beneficially owned, which is relevant to assessments of executive alignment with shareholders.

For investors, the meaningful items disclosed are the role and the absence of reported ownership; there are no option or derivative grants listed in this filing.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Roks Edwin

(Last) (First) (Middle)
200 EAST SANDPOINTE, SUITE 400

(Street)
SANTA ANA CA 92707

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025
3. Issuer Name and Ticker or Trading Symbol
TTM TECHNOLOGIES INC [ TTMI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Daniel J. Weber, Attorney-in-Fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does TTM Technologies' (TTMI) Form 3 filed on 09/02/2025 disclose?

The Form 3 discloses that Roks Edwin is a Director and the company's President and CEO and states no securities are beneficially owned by the reporting person.

Does the Form 3 for TTMI show any stock or option holdings for the reporting person?

No. The filing explicitly states no securities are beneficially owned and lists no non-derivative or derivative holdings.

Who signed the Form 3 for TTMI and when was it signed?

The Form 3 was signed by Daniel J. Weber, Attorney-in-Fact on 09/04/2025.

Is there any indication of derivative securities or option grants in the filing?

No. Table II for derivative securities contains no entries; the filing lists no exercisable or expiring derivative holdings.

What exhibits are attached to the Form 3 for TTMI?

The filing includes Exhibit 24, the Power of Attorney.
Ttm Technologies Inc

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7.22B
101.17M
1.82%
101.42%
3.6%
Electronic Components
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United States
SANTA ANA