Tuya director Claire Zhang reports share holdings
Tuya Inc. director Zhang Yan (Claire) reports her equity holdings in an amended Form 3.
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Form Type
3/A
Rhea-AI Filing Summary
Tuya Inc. director Zhang Yan (Claire) reports her equity holdings in an amended Form 3. She directly holds 25,000 Class A ordinary shares and 79,483 American Depositary Shares (ADSs), where each ADS represents one Class A share. Her ADS position includes 60,733 ADSs currently beneficially owned plus restricted stock units that may vest between 2026 and 2027. She also holds fully vested stock options exercisable for 15,000 and 25,800 Class A shares, respectively, at an exercise price of $0.00005 per share, with expirations in 2031 and 2032.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Zhang Yan (Claire)
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | American Depositary Shares | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
Holdings After Transaction:
Options — 40,800 contracts (Direct);
American Depositary Shares — 79,483 shares (Direct);
Class A ordinary shares — 25,000 shares (Direct)
Footnotes (6)
- F1. Each American Depositary Share ("ADS") represents one (1) Class A ordinary share, with a par value of US$0.00005 per share, of Tuya Inc. (the "Issuer").
- F2. The amount of ADSs include (i) 60,733 ADSs beneficially owned, (ii) 12,500 restricted stock units granted to the reporting person on June 27, 2023 and will vest in equal annual installments on June 27, 2026 and June 27, 2027, and (iii) 6,250 restricted stock units granted to the reporting person on December 14, 2022 and will vest on December 26, 2026. These restricted stock units represent a contingent right to receive one ADS following vesting.
- F3. Each option is exercisable for one ADS or one Class A ordinary share.
- F4. This Stock Option is fully vested.
- F5. This Stock Option is fully vested.
- F6. The exercise price for these options is US$0.00005 per Class A ordinary share.
Key Figures
Class A ordinary shares held: 25,000 shares
American Depositary Shares held: 79,483 ADSs
Beneficially owned ADSs: 60,733 ADSs
+5 more
8 metrics
Class A ordinary shares held
25,000 shares
Direct holdings reported by director Zhang Yan
American Depositary Shares held
79,483 ADSs
Total ADS position including RSUs
Beneficially owned ADSs
60,733 ADSs
Portion of ADS total currently beneficially owned
Restricted stock units grant 2023
12,500 RSUs
Vest in equal installments on June 27, 2026 and June 27, 2027
Restricted stock units grant 2022
6,250 RSUs
Vest on December 26, 2026
Options (first grant) underlying shares
15,000 shares
Options exercisable for Class A shares or ADSs, fully vested
Options (second grant) underlying shares
25,800 shares
Options exercisable for Class A shares or ADSs, fully vested
Option exercise price
$0.00005 per share
Exercise price for options over Class A ordinary shares
Key Terms
American Depositary Share, restricted stock units, beneficially owned, exercise price, +1 more
5 terms
restricted stock units financial
"restricted stock units granted to the reporting person on June 27, 2023 and will vest"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficially owned financial
"The amount of ADSs include (i) 60,733 ADSs beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
exercise price financial
"The exercise price for these options is US$0.00005 per Class A ordinary share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
fully vested financial
"This Stock Option is fully vested."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity holdings does Tuya (TUYA) director Zhang Yan report in this Form 3/A?
She reports 25,000 Class A ordinary shares, 79,483 ADSs, and options over 40,800 Class A shares. The ADS total combines currently owned ADSs and restricted stock units that may convert into ADSs after vesting.
What stock options does Tuya (TUYA) director Zhang Yan hold according to the filing?
She holds fully vested options over 15,000 and 25,800 Class A ordinary shares. Each option is exercisable for one ADS or one Class A share at an exercise price of $0.00005 per share, expiring in 2031 and 2032.
How are restricted stock units treated in Tuya (TUYA) director Zhang Yan’s holdings?
Her ADS total includes 12,500 RSUs granted in 2023 and 6,250 RSUs granted in 2022. These restricted stock units give a contingent right to receive one ADS each after they vest on specified dates in 2026 and 2027.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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