STOCK TITAN

Tuya (NYSE: TUYA) CFO and COO Yang Yi reports 6.5M-share holding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Tuya Inc. director and executive officer Yang Yi (Alex), who serves as CFO and COO, filed an amended initial ownership report. The filing shows direct beneficial ownership of 6,500,000 Class A ordinary shares. The amendment reflects holdings only and does not report any new transactions.

Positive

  • None.

Negative

  • None.
Insider Yang Yi (Alex)
Role CFO, COO
Type Security Shares Price Value
holding Class A ordinary shares -- -- --
Holdings After Transaction: Class A ordinary shares — 6,500,000 shares (Direct, null)
Footnotes (1)
Direct Class A share holding 6,500,000 shares Total shares following reported holding entry
Buy transactions in filing 0 shares transactionSummary buyShares
Sell transactions in filing 0 shares transactionSummary sellShares
Holding entries 1 entry transactionSummary holdingEntries
Class A ordinary shares financial
"security_title": "Class A ordinary shares""
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Form 3/A regulatory
""form_type": "3/A" in the filing metadata"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
beneficial ownership financial
"initial ownership report for an insider’s beneficial ownership of shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yang Yi (Alex)

(Last)(First)(Middle)
HUACE CENTER, BUILDING A,
10/F, XIHU DISTRICT

(Street)
HANGZHOUCHINA310000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Tuya Inc. [ TUYA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CFO, COO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares6,500,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This Amendment No.1 to Form 3, or Form 3/A, is being filed to correct the type of securities beneficially owned reported in Table I of the original Form 3 filed on March 18, 2026. The correct type of securities beneficially owned is 6,500,000 Class A ordinary shares, not 6,500,000 American Depositary Shares. All other information remains unchanged.
/s/ Chunyan Yu, Attorney-in-Fact for Yang Yi (Alex)05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Tuya (TUYA) executive Yang Yi report in this amended Form 3?

Yang Yi reports direct beneficial ownership of 6,500,000 Class A ordinary shares of Tuya Inc. The amended Form 3/A updates his holdings disclosure and does not show any new purchases, sales, or derivative exercises in this filing.

Does the Tuya (TUYA) Form 3/A show any insider buying or selling by Yang Yi?

The Form 3/A does not show any buying or selling activity. It lists Yang Yi’s direct ownership of 6,500,000 Class A ordinary shares, with transaction fields indicating no buy or sell codes and a neutral net buy/sell direction.

How many Tuya (TUYA) shares does Yang Yi directly own according to this filing?

According to the amended filing, Yang Yi directly owns 6,500,000 Class A ordinary shares of Tuya Inc. This number is reported as the total shares following the reported holding entry and represents his direct ownership position in this share class.

What insider role does Yang Yi hold at Tuya (TUYA) in this Form 3/A?

The filing identifies Yang Yi as both a director and officer of Tuya Inc., serving as CFO and COO. His status as an executive and board member requires disclosure of his share ownership under the SEC’s beneficial ownership reporting rules.

Are any derivative securities reported for Yang Yi in the Tuya (TUYA) Form 3/A?

The derivative section in this Form 3/A shows no derivative positions for Yang Yi. The derivativeSummary is empty, and the transactionSummary reports zero derivative transactions, indicating only common equity holdings are disclosed here.