TVTX (NASDAQ: TVTX) Rule 144 filing shows $409k planned stock sale

Rhea-AI Filing Summary

A Rule 144 notice covers a planned sale of 12,446 shares of common stock of the issuer on 02/03/2026 through Fidelity Brokerage Services LLC on the NASDAQ, with an aggregate market value of $409,100.02. The filing reports that 89,472,327 shares of this class were outstanding.

The seller, William E. Rote, acquired these 12,446 shares on 02/02/2026 via restricted stock vesting from the issuer as compensation. The notice also discloses that he sold 60,000 common shares on 12/24/2025 for gross proceeds of $2,406,178.52.

Insights

Equity markets & insider-transactions analyst

Rule 144 filing details a compensation-related stock sale that is limited in size relative to shares outstanding.

This notice describes planned resale of 12,446 common shares with an aggregate market value of $409,100.02. The shares were acquired via restricted stock vesting on 02/02/2026 as compensation from the issuer, then scheduled for sale the next day on NASDAQ.

The filing also notes a prior sale of 60,000 shares on 12/24/2025 for gross proceeds of $2,406,178.52. Shares outstanding for this class were 89,472,327, which provides context for the scale of these transactions. Overall, this appears as a routine Rule 144 liquidity event rather than a transformative company development.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	12446	409100.02	89472327	02/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/02/2026	Restricted Stock Vesting	Issuer			12446	02/02/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
William E. Rote 3611 Valley Centre Drive Suite 300 San Diego CA 92130	Common	12/24/2025	60000	2406178.52

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the TVTX Rule 144 notice disclose about planned share sales?

The notice discloses a planned sale of 12,446 common shares on 02/03/2026 through Fidelity Brokerage Services LLC on the NASDAQ, with an aggregate market value of $409,100.02, under Rule 144 resale provisions.

How were the 12,446 TVTX shares in the Rule 144 filing acquired?

The 12,446 common shares were acquired on 02/02/2026 via restricted stock vesting from the issuer, recorded as compensation. This means they were not bought for cash in the market but granted as part of an equity compensation arrangement.

Who is selling TVTX shares under this Rule 144 notice and in what amount?

The person for whose account the securities will be sold is William E. Rote. He plans to sell 12,446 shares of common stock and previously sold 60,000 shares on 12/24/2025 for $2,406,178.52 in gross proceeds.

What prior TVTX stock sales are disclosed in the last three months?

The filing reports that William E. Rote sold 60,000 common shares on 12/24/2025, generating $2,406,178.52 in gross proceeds. This transaction is listed in the section covering securities sold during the past three months.

How many TVTX shares are outstanding compared with the Rule 144 sale amount?

For the class being sold, the filing states there were 89,472,327 common shares outstanding. The Rule 144 notice covers a planned sale of 12,446 shares, giving investors context on the scale of this resale relative to the total shares outstanding.

On which exchange and through which broker will the TVTX shares be sold?

The planned sale of 12,446 common shares is to be executed through Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI 02917, with the securities listed for trading on the NASDAQ exchange.