William Rote sells 9,100 TVTX shares; 2,763 restricted shares vest (TVTX)

Rhea-AI Filing Summary

TVTX reported a Form 144 notice showing a sale of 9,100 shares by William E. Rote on 04/22/2026 for $355,719.00. The filing also lists 2,763 restricted shares scheduled for vesting on 05/04/2026 as compensation.

Insights

Corporate Governance Analyst

Insider filed a Form 144 reporting a recent sale and upcoming restricted‑stock vesting.

The filing records William E. Rote sold 9,100 shares on 04/22/2026 for $355,719.00. It separately lists 2,763 restricted shares vesting on 05/04/2026 as compensation.

Cash‑flow treatment and any trading plan are not shown here; subsequent disclosures could clarify whether the sale was routine or tied to compensation liquidity needs.

Key Figures

Shares sold: 9,100 shares Aggregate sale value: $355,719.00 Restricted shares vesting: 2,763 shares +1 more

4 metrics

Shares sold 9,100 shares sold on 04/22/2026 by William E. Rote

Aggregate sale value $355,719.00 proceeds reported for 9,100 shares on 04/22/2026

Restricted shares vesting 2,763 shares Restricted Stock Vesting on 05/04/2026 (compensation)

Form date (filing context) 05/06/2026 date shown near securities information header

Key Terms

Form 144, Restricted Stock Vesting, Issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 05/04/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer regulatory

"Restricted Stock Vesting | Issuer | ... | Compensation"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 09:37 AM Learn about SEC filing dates

FAQ

What does TVTX's Form 144 show about recent insider sales?

The filing shows William E. Rote sold 9,100 shares on 04/22/2026 for $355,719.00. It records the sale and provides the transaction date and aggregate value as reported in the Form 144 excerpt.

Does the Form 144 list any shares that will vest for TVTX insiders?

Yes. The filing lists 2,763 restricted shares set to vest on 05/04/2026 under a compensation entry. The line labels these as "Restricted Stock Vesting" with the issuer identified as the source of the shares.

Who executed the brokerage account listed on the Form 144 for TVTX?

The excerpt names Fidelity Brokerage Services LLC at an address in Smithfield, RI. This appears as the broker/depository line associated with the securities information on the Form 144 excerpt.

Does the Form 144 indicate whether the sale was part of a pre‑arranged plan?

The provided excerpt does not state whether the sale was executed under a pre‑arranged trading plan. The Form 144 lines shown include dates, share counts, and aggregate value but do not reference a Rule 10b5‑1 plan or similar arrangement.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2763	121433.85	92992905	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/04/2026	Restricted Stock Vesting	Issuer			2763	05/04/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
William E. Rote 3611 Valley Centre Drive Suite 300 San Diego CA 92130	Common	04/22/2026	9100	355719.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)