STOCK TITAN

Director Michael Doak-linked entities boost TWFG (TWFG) stake with 46,880-share purchase

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TWFG, Inc. director Michael Doak reported a series of open‑market purchases of Class A Common Stock through entities associated with him. On May 22, 26 and 27, 2026, these entities bought a total of 46,880 shares at prices between $18.62 and $19.23 per share, increasing their indirect holdings to 668,398 shares. Separately, Doak holds 10,117 shares directly, which include 4,000 restricted stock units that vest in full on the first anniversary of their grant date, subject to his continued service as a director.

Positive

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Negative

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Insider DOAK MICHAEL
Role null
Bought 46,880 shs ($883K)
Type Security Shares Price Value
Purchase Class A Common Stock 24,880 $18.62 $463K
Purchase Class A Common Stock 11,000 $19.23 $212K
Purchase Class A Common Stock 11,000 $18.89 $208K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 668,398 shares (Indirect, See Footnote 2); Class A Common Stock — 10,117 shares (Direct, null)
Footnotes (1)
  1. Shares of Class A Common Stock reported herein include 4,000 restricted stock units ("RSUs") previously granted to the reporting person in his capacity as a director of the issuer. The RSUs vest in full on the first anniversary of their grant date, subject to his continued service as a director through the vesting date. 662,806 shares of Class A Common Stock reported herein are held directly by Griffin Highline Capital LLC. Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital LLC and has sole voting and dispositive power over the shares held by Griffin Highline Capital LLC. 5,592 shares of Class A Common Stock reported herein are directly held by Dallas Specialty Insurance Company, which is controlled by Griffin Highline Capital LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by either Griffin Highline Capital LLC or Dallas Specialty Insurance Company, except to the extent of his pecuniary interests therein.
Shares purchased 46,880 shares Open-market buys on May 22, 26, 27, 2026
Purchase prices $18.62–$19.23 per share Class A Common Stock, open-market transactions
Indirect holdings after transactions 668,398 shares Class A Common Stock held through associated entities
Direct holdings 10,117 shares Class A Common Stock held directly by Michael Doak
RSUs included in direct holdings 4,000 units Restricted stock units vesting on first anniversary of grant
Griffin Highline Capital LLC holdings 662,806 shares Class A Common Stock held by Griffin Highline Capital LLC
Dallas Specialty Insurance Company holdings 5,592 shares Class A Common Stock held by Dallas Specialty Insurance Company
restricted stock units financial
"Shares of Class A Common Stock reported herein include 4,000 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dispositive power financial
"has sole voting and dispositive power over the shares held"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
beneficial ownership financial
"Mr. Doak disclaims beneficial ownership of any units or shares owned"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
open-market purchase financial
"transaction_action":"open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DOAK MICHAEL

(Last)(First)(Middle)
10055 GROGANS MILL RD, SUITE 500

(Street)
THE WOODLANDS TEXAS 77380

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TWFG, Inc. [ TWFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10,117(1)D
Class A Common Stock05/22/2026P11,000A$18.89632,518(2)ISee Footnote 2
Class A Common Stock05/26/2026P11,000A$19.23643,518(2)ISee Footnote 2
Class A Common Stock05/27/2026P24,880A$18.62668,398(2)ISee Footnote 2
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock reported herein include 4,000 restricted stock units ("RSUs") previously granted to the reporting person in his capacity as a director of the issuer. The RSUs vest in full on the first anniversary of their grant date, subject to his continued service as a director through the vesting date.
2. 662,806 shares of Class A Common Stock reported herein are held directly by Griffin Highline Capital LLC. Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital LLC and has sole voting and dispositive power over the shares held by Griffin Highline Capital LLC. 5,592 shares of Class A Common Stock reported herein are directly held by Dallas Specialty Insurance Company, which is controlled by Griffin Highline Capital LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by either Griffin Highline Capital LLC or Dallas Specialty Insurance Company, except to the extent of his pecuniary interests therein.
Remarks:
/s/ Julie E. Benes, as Attorney-in-Fact for Michael Doak05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did TWFG (TWFG) report for Michael Doak?

TWFG reported that entities associated with director Michael Doak bought 46,880 Class A shares in open‑market transactions on May 22, 26 and 27, 2026, at prices between $18.62 and $19.23 per share.

How many TWFG shares does Michael Doak hold after these transactions?

After the reported purchases, entities associated with Michael Doak hold 668,398 Class A shares indirectly, while he holds an additional 10,117 shares directly. The direct holdings include 4,000 restricted stock units that vest on the first anniversary of their grant date.

At what prices did entities linked to Michael Doak buy TWFG shares?

The entities associated with Michael Doak purchased TWFG Class A Common Stock at prices of approximately $18.89, $19.23 and $18.62 per share across three trades. All transactions were reported as open‑market purchases of non‑derivative securities.

Are any of Michael Doak’s TWFG holdings in the form of restricted stock units?

Yes. Doak’s direct holdings include 4,000 restricted stock units (RSUs) previously granted in his role as a director. These RSUs vest in full on the first anniversary of their grant date, subject to his continued service on the board.

How are Michael Doak’s indirect TWFG shareholdings structured?

According to the disclosure, 662,806 shares are held by Griffin Highline Capital LLC and 5,592 shares by Dallas Specialty Insurance Company. Doak is a senior manager of Griffin Highline Capital LLC and has sole voting and dispositive power over these shares.