[144] Twin Disc, Incorporated SEC Filing

Rhea-AI Filing Summary

Twin Disc, Incorporated filed a Form 144 notifying a proposed sale of 15,000 common shares through R.W. Baird on NASDAQ with an approximate aggregate market value of $196,500. The notice lists 14,390,226 shares outstanding and an approximate sale date of 09/08/2025. The shares were acquired from the issuer as vested stock awards on 07/25/2008 (3,919 shares) and 07/26/2012 (11,081 shares), and payment was recorded as compensation. The filer reports no securities sold in the past three months and certifies they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider notice to sell a small stake; provides transparency but is unlikely to be materially market-moving.

The Form 144 notifies a proposed brokered sale of 15,000 common shares valued at about $196,500. Relative to the reported 14.39 million shares outstanding, this represents roughly 0.10% of the outstanding float, indicating the transaction is immaterial to capitalization and liquidity. The shares originated from long-held, vested stock awards (2008 and 2012), suggesting this is monetization of compensation rather than a new issuance or dilution event. No sales in the prior three months reduces the likelihood of an established disposal pattern.

Corporate Governance Expert

TL;DR: Filing complies with Rule 144 disclosure requirements and documents the insider's representation about material nonpublic information.

The filing fulfills procedural requirements by identifying broker, share counts, acquisition dates, and consideration type (compensation). The signer affirms lack of material nonpublic information, which is a standard but important attestation for compliance with trading rules. Given the age of the vested awards and the absence of recent sales, this appears to be routine insider liquidity rather than an indicator of governance or operational distress.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	R.W. Baird 777 East Wisconsin Avenue Milwaukee WI 53202	15000	196500.00	14390226	09/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/25/2008	Stock award vesting	Issuer			3919	07/25/2008	Compensation
Common	07/26/2012	Stock award vesting	Issuer			11081	07/26/2012	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Twin Disc's (TWIN) Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 15,000 common shares via R.W. Baird on NASDAQ with an aggregate market value of $196,500 and an approximate sale date of 09/08/2025.

How many shares does Twin Disc have outstanding per the Form 144?

The Form 144 lists 14,390,226 shares outstanding.

When and how were the shares being sold originally acquired?

The shares were acquired as vested stock awards from the issuer: 3,919 on 07/25/2008 and 11,081 on 07/26/2012, with payment characterized as compensation.

Has the filer sold any Twin Disc securities in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

Does the Form 144 state whether the filer has material nonpublic information?

By signing the notice, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.