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Twin Disc (TWIN) CEO John Batten granted 30,000 common shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Twin Disc, Inc. President and CEO John H. Batten, who is also a director and 10% owner, reported acquiring common stock through grants or awards on February 11, 2026.

He received three acquisitions of 10,000 common shares each at prices of $18.5303, $18.5788, and $18.6673. Following these transactions, he directly held 485,434 common shares. Additional indirect holdings included 2,457.2354 shares in a 401(k) and substantial positions as trustee of several Batten family trusts, with individual trust holdings of 185,019, 211,156, 115,456, 114,976, and 106,744 common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H

(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 02/11/2026 A 10,000 D $18.5303 485,434 D
COMMON STOCK 2,457.2354 I 401(k)
COMMON STOCK 02/11/2026 A 10,000 D $18.5788 185,019 I As Trustee(1)
COMMON STOCK 02/11/2026 A 10,000 D $18.6673 211,156 I As Trustee(2)
COMMON STOCK 115,456 I As Trustee(3)
COMMON STOCK 114,976 I As Trustee(4)
COMMON STOCK 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Twin Disc (TWIN) report for John H. Batten?

Twin Disc reported that John H. Batten acquired common stock through grants or awards. On February 11, 2026, he received three awards of 10,000 common shares each, reflecting non‑open‑market acquisitions rather than traditional stock purchases or sales.

How many Twin Disc (TWIN) shares did John H. Batten acquire and at what prices?

John H. Batten acquired three blocks of 10,000 Twin Disc common shares. The reported grant or award prices were $18.5303, $18.5788, and $18.6673 per share, all on February 11, 2026, according to the Form 4 insider transaction details.

What are John H. Batten’s direct Twin Disc (TWIN) share holdings after the Form 4?

After the reported transactions, John H. Batten directly held 485,434 Twin Disc common shares. This figure reflects his direct ownership only, separate from additional indirect holdings in a 401(k) plan and multiple family trusts where he serves as trustee.

What indirect Twin Disc (TWIN) holdings does John H. Batten report as trustee?

John H. Batten reports significant indirect holdings as trustee of several Batten family trusts. Individual trust positions include 185,019, 211,156, 115,456, 114,976, and 106,744 Twin Disc common shares, in addition to 2,457.2354 shares held indirectly through a 401(k) plan.

What roles does John H. Batten hold at Twin Disc (TWIN) in this Form 4?

In this Form 4, John H. Batten is identified as President and CEO of Twin Disc, as well as a director and a 10% owner. These roles highlight his executive leadership position and significant ownership stake in the company’s common equity.

Are the Twin Disc (TWIN) insider acquisitions classified as buys or awards?

The insider acquisitions are classified as grants or awards, not open‑market buys. Each transaction uses code “A” for “grant, award, or other acquisition,” indicating stock was awarded rather than purchased in public trading, based on the Form 4 transaction coding.
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259.88M
11.20M
22.32%
62.61%
0.41%
Specialty Industrial Machinery
General Industrial Machinery & Equipment
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United States
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