Welcome to our dedicated page for Taiwan Fund SEC filings (Ticker: TWN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Taiwan Fund, Inc. filings document governance and shareholder-voting matters for a closed-end investment company invested primarily in Taiwan-listed equities. Proxy materials cover annual meeting procedures, director elections, stockholder voting mechanics, and proposals affecting the Fund’s classification or fundamental investment policies.
The Fund’s regulatory record is centered on formal disclosure for its public closed-end fund structure, including board oversight, stockholder meeting materials, voting results, and governance matters tied to its NYSE-listed shares and investment-company status.
Taiwan Fund, Inc. director Shelley E. Rigger reported an open-market sale of 134 shares of the Taiwan Fund on May 19, 2026 at an average price of $88.82 per share. After this transaction, the director directly holds 166 shares of the fund.
City of London Investment Management Company Limited reports beneficial ownership of 2,240,059 shares (39.6%) of Taiwan Fund Inc. The holdings are owned directly by City of London Funds and certain segregated accounts for which CLIM exercises voting and dispositive power. One segregated account is known to hold >5% voting or dividend rights.
Taiwan Fund Inc/The ownership disclosure: Lazard Asset Management LLC reports beneficial ownership of 923,807 shares of the Fund, representing 16.3% of the equity class (CUSIP 874036106) as of 03/31/2026. The filing lists sole voting power and sole dispositive power over all 923,807 shares. The filing is signed by Kyle DiGangi on 05/15/2026.
Taiwan Fund, Inc. director William C. Kirby reported an open-market purchase of 50,686.9 shares of the fund at a price of $64.90 per share. After this transaction, he directly holds 2,886 shares of Taiwan Fund, Inc.
The Taiwan Fund, Inc. is asking stockholders to vote at its April 7, 2026 annual meeting on two key items: electing four incumbent independent directors and reclassifying the fund from “diversified” to “non-diversified” under the Investment Company Act.
Reclassification would remove the 5% single-issuer limit for most assets and allow more concentrated positions in fewer Taiwanese issuers, while the fund remains subject to tax diversification rules. This could increase performance upside but also heightens exposure to adverse events at individual companies or sectors. The Board unanimously recommends voting “FOR” both proposals, and 5,792,289 common shares are entitled to vote as of February 17, 2026.
City of London Investment Management Company Limited reported beneficial ownership of 2,252,935 shares of Taiwan Fund Inc., representing 38.0% of the common stock as of December 31, 2025. City of London has sole power to vote and dispose of these shares, with no shared voting or dispositive power.
The shares are owned by various City of London-managed funds and segregated accounts, for which it provides investment advisory services. One segregated account is known to have the right to receive dividends or sale proceeds for more than 5% of the shares. The holding is certified as being in the ordinary course of business and not for the purpose of changing or influencing control of Taiwan Fund Inc.
The Taiwan Fund, Inc. is asking stockholders to elect four incumbent independent directors and to approve reclassifying the fund from “diversified” to “non-diversified” under the Investment Company Act of 1940. The Board unanimously recommends voting FOR both proposals.
Becoming non-diversified would let the adviser concentrate more assets in fewer issuers it views as highest conviction, while the fund would still observe tax diversification rules to remain a regulated investment company. The proxy also describes the Board’s structure, committee responsibilities, director compensation and major beneficial owners.
Allspring Global Investments Holdings, LLC has filed an amended Schedule 13G reporting a significant passive ownership stake in Taiwan Fund Inc. The firm reports beneficial ownership of 511,375 Mutual Fund SH, representing 8.6% of the class identified by CUSIP 874036106. Allspring reports sole voting power over 504,375 shares and sole dispositive power over 511,375 shares, with no shared voting or dispositive power.
The filing explains that the securities are owned of record by clients of one or more Allspring investment advisers, and those clients are entitled to dividends and sale proceeds. No individual client is said to hold more than five percent of the class. Allspring certifies the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
Public Employees Retirement System of Ohio (OPERS) filed Amendment No. 1 to Schedule 13D for Taiwan Fund Inc. (TWN), reporting beneficial ownership of 296,919 shares, representing 4.9% of the class. OPERS reports sole voting and dispositive power over 296,919 shares.
The filing states the position moved below 5% on 9/24/25. The stake is held for investment purposes, and OPERS may buy or sell shares over time. Shares were transacted in the open market using client assets under management. The filer indicates no present plans or intentions regarding the actions listed in Item 4(b)-(j). The date of the event is 10/28/2025.
Allspring Global Investments Holdings, LLC reported beneficial ownership of 624,055 shares of Taiwan Fund Inc/The/MD (class: Mutual Fund SH, CUSIP 874036106), representing 10.3% of the class as of 09/30/2025. The filer indicates sole voting power over 617,055 shares and sole dispositive power over the full 624,055 shares. The holdings are recorded as owned for clients of investment-adviser subsidiaries identified in Exhibit A, and no single client is reported to hold more than 5% of the class. The statement certifies these shares were acquired and are held in the ordinary course of business and not for the purpose of changing control.