Two Harbors Investment Corp. filings document material-event reporting for an MSR-focused REIT that invests in mortgage servicing rights, residential mortgage-backed securities and other financial assets. The company’s recent 8-K disclosures cover operating and financial results, material agreements, shareholder voting matters, capital-structure information and governance matters.
The filing record frames the company’s public-company disclosures around its mortgage-related investment portfolio, REIT structure and financing profile. These documents record formal updates on reported results, governance actions and securities-related matters affecting the company’s capital structure.
Two Harbors Investment Corp. (TWO) is the issuer whose Series A, Series B and Series C fixed-to-floating rate cumulative redeemable preferred-stock classes are covered by a Form 25 notification submitted by New York Stock Exchange LLC for removal from listing and/or registration on that exchange. Their stated rates are 8.125%, 7.625% and 7.25%, respectively.
Two Harbors Investment Corp. (TWO) filed a Form 25 for the voluntary withdrawal of its 9.375% Senior Notes due 2030 from listing and registration on the New York Stock Exchange under Section 12(b). The form states that the issuer complied with the exchange’s rules and the requirements governing voluntary withdrawal.
TWO HARBORS INVESTMENT CORP. (TWO) has an initial insider ownership report for director Ronald Joseph Leonhardt Jr. The filing lists him as a director and does not report any current holdings of the company’s securities, and it shows no insider transactions or derivative positions at this time.
TWO HARBORS INVESTMENT CORP. (TWO) reported that Madhur Agarwal, the Chief Financial Officer, has filed an initial statement of beneficial ownership on a Form 3. The filing lists no reportable transactions and does not provide any specific share or derivative positions as of the filing date.
Two Harbors Investment Corp. (TWO) reports significant leadership changes, with the immediate departure on September 4, 2026 of five senior officers, including the Chief Financial Officer, Chief Investment Officer, Chief Legal Officer, Chief Risk Officer and Chief Administrative Officer. Chief Executive Officer William Greenberg is expected to terminate employment on October 2, 2026.
The company states that each of these departures constitutes, or is expected to constitute, a “Qualifying Termination” during a “Change of Control Period” under the Two Harbors Investment Corp. Severance Benefits Plan, as amended and restated effective December 16, 2025. Each departing officer has entered or is expected to enter into a separation and release agreement consistent with the plan.
On September 4, 2026, TWO appointed Madhur Agarwal, age 36, as Chief Financial Officer and principal financial officer, effective immediately. Agarwal will continue in his existing role as Chief Financial Officer of parent company CrossCountry Mortgage, LLC, and will not receive separate compensation from TWO in connection with this appointment.
TWO HARBORS INVESTMENT CORP. (TWO) reported insider equity transactions by Chief Executive Officer William Ross Greenberg in connection with the closing of a merger with CrossCountry Intermediate Holdco, LLC. Greenberg was deemed to receive 667,827 shares of common stock upon vesting of performance share units under the 2021 Equity Incentive Plan.
At the effective time of the merger, each share of TWO common stock was automatically cancelled and converted into the right to receive $12.00 in cash. In this context, 1,213,933 directly held shares, including restricted stock units and restricted stock awards, and 3,025 shares held by his spouse were reported as dispositions to the issuer at $12.00 per share, with the spouse-held position reduced to zero shares.
TWO HARBORS INVESTMENT CORP. (TWO) reported insider equity changes for Chief Administrative Officer Alecia Hanson tied to the closing of the merger with CrossCountry Intermediate Holdco, LLC. Hanson was deemed to receive 65,204 shares of common stock upon vesting of previously granted performance share units under the 2021 Equity Incentive Plan. At the merger Effective Time, a total of 143,171 shares of TWO common stock held for her benefit, including restricted stock units, were automatically cancelled and converted into the right to receive $12.00 in cash per share under the CCM Merger Agreement.
TWO HARBORS INVESTMENT CORP. (TWO) reported insider equity changes for Chief Legal Officer Rebecca B. Sandberg in connection with the closing of the CCM merger. Sandberg was deemed to receive 168,271 shares of common stock upon vesting of previously granted performance share units under the 2021 Equity Incentive Plan. At the merger effective time, 406,688 shares of TWO common stock held by her, including restricted stock units, were automatically cancelled and converted into the right to receive $12.00 in cash per share under the Agreement and Plan of Merger with CrossCountry Intermediate Holdco, LLC.
TWO HARBORS INVESTMENT CORP. (TWO) reported Form 4 transactions for Chief Risk Officer Robert Rush tied to the closing of the CCM Merger. Rush was deemed to receive 99,912 shares of common stock upon vesting of performance share units under the 2021 Equity Incentive Plan. At the merger’s effective time, 242,470 shares of TWO common stock were automatically cancelled and converted into the right to receive $12.00 in cash per share under the CCM Merger Agreement, with outstanding RSUs and PSUs similarly converted into cash rights based on the merger consideration.
TWO HARBORS INVESTMENT CORP. (TWO) reported that Chief Investment Officer Nicholas Letica had equity awards settle and shares cancelled in connection with the closing of the CCM Merger. On August 25, 2026, he was deemed to receive 297,105 shares of common stock upon vesting of performance share units granted under the 2021 Equity Incentive Plan. At the merger effective time, each outstanding share of TWO common stock, including these and restricted stock units, was automatically cancelled and converted into the right to receive $12.00 in cash per share under the CCM Merger Agreement, resulting in a disposition to the issuer of 615,339 shares.