STOCK TITAN

[Form 4] 10x Genomics, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Serge Saxonov, who serves as Chief Executive Officer and a director of 10x Genomics, Inc. (TXG), reported a transaction on 08/22/2025 in which 9,348 shares of Class A common stock were sold at a price of $13.787 per share. The filing indicates the sale was made to cover tax withholding obligations related to the vesting of restricted stock units. After the reported transaction, the filing shows 945,892 shares held directly and additional indirect holdings reported as: 27, 89,825, 213,250, and 58,000 shares, each held via trusts for which the reporting person serves as trustee. The Form 4 was signed by an attorney-in-fact on 08/26/2025.

Serge Saxonov, amministratore delegato e membro del consiglio di amministrazione di 10x Genomics, Inc. (TXG), ha segnalato una operazione avvenuta il 22/08/2025 in cui sono state vendute 9.348 azioni di Classe A a $13,787 per azione. La comunicazione specifica che la vendita è stata effettuata per coprire le imposte dovute in relazione alla maturazione di unità azionarie vincolate (RSU). Dopo tale operazione, risultano 945.892 azioni detenute direttamente, oltre a partecipazioni indirette detenute tramite trust di cui il dichiarante è trustee, rispettivamente di 27, 89.825, 213.250 e 58.000 azioni. Il Modulo 4 è stato firmato da un procuratore il 26/08/2025.

Serge Saxonov, director ejecutivo y miembro del consejo de 10x Genomics, Inc. (TXG), informó una operación realizada el 22/08/2025 en la que se vendieron 9.348 acciones de Clase A a $13,787 por acción. El formulario indica que la venta se hizo para cubrir obligaciones fiscales derivadas del otorgamiento de unidades de acciones restringidas (RSU). Tras la transacción, constan 945.892 acciones en propiedad directa y tenencias indirectas adicionales a través de fideicomisos en los que el declarante actúa como fiduciario por 27, 89.825, 213.250 y 58.000 acciones, respectivamente. El Formulario 4 fue firmado por un apoderado el 26/08/2025.

세르게이 삭소노프(Serge Saxonov)는 10x Genomics, Inc.(TXG)의 최고경영자 겸 이사로서 2025년 8월 22일에 클래스 A 보통주 9,348주를 주당 $13.787에 매도한 거래를 보고했습니다. 신고서에는 해당 매도가 제한주식단위(RSU) 성과·베스팅에 따른 원천징수 세금 의무를 충당하기 위해 이루어졌다고 기재되어 있습니다. 보고된 거래 후 직접 보유 주식은 945,892주이며, 보고자(신고인)가 수탁자로 있는 트러스트를 통한 간접 보유분으로 27주, 89,825주, 213,250주, 58,000주가 각각 보고되어 있습니다. Form 4는 2025년 8월 26일에 대리인(법정대리인)에 의해 서명되었습니다.

Serge Saxonov, directeur général et administrateur de 10x Genomics, Inc. (TXG), a déclaré une opération datée du 22/08/2025 au cours de laquelle 9 348 actions de classe A ont été vendues au prix de 13,787 $ par action. Le dossier indique que la vente a été effectuée pour couvrir les obligations fiscales liées à la levée d'unités d'actions restreintes (RSU). Après la transaction déclarée, le dossier fait état de 945 892 actions détenues directement ainsi que de participations indirectes détenues via des trusts dont la personne déclarant est le fiduciaire, à savoir 27, 89 825, 213 250 et 58 000 actions. Le formulaire 4 a été signé par un mandataire le 26/08/2025.

Serge Saxonov, Chief Executive Officer und Direktor von 10x Genomics, Inc. (TXG), meldete eine Transaktion vom 22.08.2025, bei der 9.348 Aktien der Klasse A verkauft wurden zu einem Preis von $13,787 je Aktie. In der Meldung heißt es, der Verkauf diente der Deckung von steuerlichen Abzugsverpflichtungen im Zusammenhang mit der Vesting von Restricted Stock Units (RSU). Nach der gemeldeten Transaktion werden 945.892 direkt gehaltene Aktien sowie weitere indirekte Bestände über Trusts, bei denen die meldende Person als Trustee fungiert, mit 27, 89.825, 213.250 und 58.000 Aktien angegeben. Das Formular 4 wurde am 26.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Transparent disclosure of the insider sale and the reason: tax withholding for RSU vesting
  • Substantial retained ownership: 945,892 shares reported directly after the sale and additional indirect trust holdings
  • Indirect holdings documented with footnotes naming trusts and trustee role, aiding governance clarity
Negative
  • Insider sale reported, though explicitly for tax withholding, it reduces the reporting person's direct share count by 9,348
  • Limited context on whether other sales or planned transactions exist; the Form 4 covers only this specific disposition

Insights

TL;DR: Insider sold a small portion of holdings to cover RSU tax withholding; remaining direct and indirect holdings remain substantial.

The reported sale of 9,348 shares at $13.787 appears as a routine disposition to satisfy tax withholding from vested restricted stock units rather than a discretionary large-scale divestiture. The reported direct holding of 945,892 shares, together with multiple indirect trust holdings totaling material additional shares, means the reporting person continues to hold significant economic exposure to TXG. This filing does not provide information on broader trading patterns or scheduled plans; it documents a single, clearly explained transaction.

TL;DR: Filing shows compliant disclosure and use of trusts for indirect ownership; sale is explicitly for tax withholding.

The Form 4 discloses both direct and indirect beneficial ownership and provides footnotes identifying the trusts that hold indirect shares, which supports transparency in insider ownership reporting. The disposition is labeled as covering tax withholding from RSU vesting, a common and accepted practice. The signature by an attorney-in-fact is noted, and the filing includes the necessary explanatory footnotes for the reported holdings.

Serge Saxonov, amministratore delegato e membro del consiglio di amministrazione di 10x Genomics, Inc. (TXG), ha segnalato una operazione avvenuta il 22/08/2025 in cui sono state vendute 9.348 azioni di Classe A a $13,787 per azione. La comunicazione specifica che la vendita è stata effettuata per coprire le imposte dovute in relazione alla maturazione di unità azionarie vincolate (RSU). Dopo tale operazione, risultano 945.892 azioni detenute direttamente, oltre a partecipazioni indirette detenute tramite trust di cui il dichiarante è trustee, rispettivamente di 27, 89.825, 213.250 e 58.000 azioni. Il Modulo 4 è stato firmato da un procuratore il 26/08/2025.

Serge Saxonov, director ejecutivo y miembro del consejo de 10x Genomics, Inc. (TXG), informó una operación realizada el 22/08/2025 en la que se vendieron 9.348 acciones de Clase A a $13,787 por acción. El formulario indica que la venta se hizo para cubrir obligaciones fiscales derivadas del otorgamiento de unidades de acciones restringidas (RSU). Tras la transacción, constan 945.892 acciones en propiedad directa y tenencias indirectas adicionales a través de fideicomisos en los que el declarante actúa como fiduciario por 27, 89.825, 213.250 y 58.000 acciones, respectivamente. El Formulario 4 fue firmado por un apoderado el 26/08/2025.

세르게이 삭소노프(Serge Saxonov)는 10x Genomics, Inc.(TXG)의 최고경영자 겸 이사로서 2025년 8월 22일에 클래스 A 보통주 9,348주를 주당 $13.787에 매도한 거래를 보고했습니다. 신고서에는 해당 매도가 제한주식단위(RSU) 성과·베스팅에 따른 원천징수 세금 의무를 충당하기 위해 이루어졌다고 기재되어 있습니다. 보고된 거래 후 직접 보유 주식은 945,892주이며, 보고자(신고인)가 수탁자로 있는 트러스트를 통한 간접 보유분으로 27주, 89,825주, 213,250주, 58,000주가 각각 보고되어 있습니다. Form 4는 2025년 8월 26일에 대리인(법정대리인)에 의해 서명되었습니다.

Serge Saxonov, directeur général et administrateur de 10x Genomics, Inc. (TXG), a déclaré une opération datée du 22/08/2025 au cours de laquelle 9 348 actions de classe A ont été vendues au prix de 13,787 $ par action. Le dossier indique que la vente a été effectuée pour couvrir les obligations fiscales liées à la levée d'unités d'actions restreintes (RSU). Après la transaction déclarée, le dossier fait état de 945 892 actions détenues directement ainsi que de participations indirectes détenues via des trusts dont la personne déclarant est le fiduciaire, à savoir 27, 89 825, 213 250 et 58 000 actions. Le formulaire 4 a été signé par un mandataire le 26/08/2025.

Serge Saxonov, Chief Executive Officer und Direktor von 10x Genomics, Inc. (TXG), meldete eine Transaktion vom 22.08.2025, bei der 9.348 Aktien der Klasse A verkauft wurden zu einem Preis von $13,787 je Aktie. In der Meldung heißt es, der Verkauf diente der Deckung von steuerlichen Abzugsverpflichtungen im Zusammenhang mit der Vesting von Restricted Stock Units (RSU). Nach der gemeldeten Transaktion werden 945.892 direkt gehaltene Aktien sowie weitere indirekte Bestände über Trusts, bei denen die meldende Person als Trustee fungiert, mit 27, 89.825, 213.250 und 58.000 Aktien angegeben. Das Formular 4 wurde am 26.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saxonov Serge

(Last) (First) (Middle)
10X GENOMICS, INC.
6230 STONERIDGE MALL ROAD

(Street)
PLEASANTON CA 94588

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
10x Genomics, Inc. [ TXG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/22/2025 S(1) 9,348 D $13.787 945,892 D
Class A Common Stock 27 I See footnote(2)
Class A Common Stock 89,825 I See footnote(3)
Class A Common Stock 213,250 I See footnote(4)
Class A Common Stock 58,000 I See footnote(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
2. The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.
3. The shares are held by the Sirius Trust, for which the Reporting Person serves as trustee.
4. The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
5. The shares are held by the Y/S Pot Trust, for which the Reporting Person serves as trustee.
/s/ Eric S. Whitaker, as Attorney-in-Fact for Serge Saxonov 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Serge Saxonov sell according to the Form 4 for TXG?

The Form 4 reports sale of 9,348 shares of Class A common stock on 08/22/2025.

Why were the 9,348 shares sold in the TXG Form 4 filing?

The filing states the shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

At what price were the TXG shares sold in this reported transaction?

The shares were sold at a price of $13.787 per share.

How many TXG shares does Serge Saxonov beneficially own after the reported sale?

The Form 4 shows 945,892 shares held directly after the transaction, plus indirect holdings of 27, 89,825, 213,250, and 58,000 shares held via trusts.

Who signed the Form 4 for Serge Saxonov and when?

The Form 4 was signed by Eric S. Whitaker, as Attorney-in-Fact for Serge Saxonov on 08/26/2025.
10X Genomics, Inc.

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