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Tortoise Energy Infrastructure (NYSE: TYG) appoints John Maxwell to board

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Tortoise Energy Infrastructure Corporation announced a planned board transition. As of July 1, 2026, director Alexandra Herger resigned and was succeeded by John Maxwell, age 63, who joined the Board and its Nominating and Governance Committee.

Maxwell has a long background in investment management and finance and holds the Chartered Financial Analyst designation. He has been nominated to stand for election to a full three-year term as a Class I director at the Company’s 2026 Annual Meeting and will receive director compensation consistent with the Company’s existing 2025 director compensation program.

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Effective resignation date July 1, 2026 Herger’s resignation and Maxwell’s appointment effective date
Notice of resignation date April 24, 2026 Date of Herger’s resignation letter to the Board
New director age 63 years Age of John Maxwell at time of appointment
Term length 3-year term Full Class I director term for which Maxwell is nominated
Director compensation reference year 2025 Year of director compensation elements governing Maxwell’s pay
Nominating and Governance Committee financial
"to serve as a member of the Nominating and Governance Committee of the Board of Directors"
A nominating and governance committee is a group of board members tasked with choosing and evaluating directors, planning leadership succession, and setting the company’s board-related rules and ethical standards. Think of it as the company’s hiring and rule-making panel for its top overseers. Its work matters to investors because it shapes who governs the company, how leadership transitions are handled, and whether the board can effectively oversee management and protect shareholder interests.
Chartered Financial Analyst (CFA) financial
"He has held the Chartered Financial Analyst (CFA) designation since 1998"
A chartered financial analyst (CFA) is a professional credential awarded to investment professionals who pass a series of rigorous exams and agree to a strict code of ethics. For investors, the CFA label is like a professional licence: it signals tested knowledge in analyzing investments, building and managing portfolios, and a commitment to ethical conduct, which can increase trust in someone’s investment advice or stewardship of funds.
independent trustee financial
"Mr. Maxwell also currently serves as an independent trustee for Tortoise Capital Series Trust"
Item 404(a) of SEC Regulation S-K regulatory
"he does not have a direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of SEC Regulation S-K"
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 1, 2026


Tortoise Energy Infrastructure Corporation
(Exact name of Registrant as Specified in Its Charter)


Maryland
811-21462
20-0384222
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)

5901 College Boulevard, Suite 400


Overland Park, KS
 
66211
(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (913) 981-1020

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange on which registered
Common Stock, par value $0.001 per share
 
TYG
 
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As previously disclosed, by letter dated April 24, 2026, Alexandra Herger advised the Board of Directors of Tortoise Energy Infrastructure Corporation (“TYG” or the “Company”) of her decision to resign as a director of TYG, effective as of July 1, 2026.

Effective July 1, 2026, in connection with the effective date of Ms. Herger’s resignation, the Board of Directors appointed John Maxwell, age 63, to succeed Ms. Herger as a director of the Company, and to serve as a member of the Nominating and Governance Committee of the Board of Directors.  Mr. Maxwell also has been nominated by the Board of Directors to stand for election to a full 3‑year term as a Class I director at the Company’s 2026 Annual Meeting.  Mr. Maxwell is not a party to any arrangement or understanding pursuant to which he was selected as a director of the Company and, apart from his appointment to serve as a director of the Company, Mr. Maxwell has no other relationship with the Company or its investment adviser, Tortoise Capital Advisors, L.L.C., and he does not have a direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of SEC Regulation S-K.

Prior to his retirement in 2021, Mr. Maxwell served as Lead Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (2006 – 2021); Analyst and Assistant Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (1998 – 2006); Consumer Staples Analyst, Fort Washington Investment Advisors (1995 – 1998); Financial Analyst, Procter & Gamble (1992 – 1995); Engineer in Charge of Construction, Camp David, White House Military Office (1986 – 1990); First Lieutenant, U.S. Army Reserves, Corps of Engineers. He has held the Chartered Financial Analyst (CFA) designation since 1998. Mr. Maxwell also currently serves as an independent trustee for Tortoise Capital Series Trust.

Similarly to other directors, Mr. Maxwell will be compensated for his service on the Board of Directors in accordance with the 2025 director compensation elements described under the heading “Director and Officer Compensation” in the Company’s proxy statement filed with the Securities and Exchange Commission (“SEC”) on July 10, 2025.


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




Tortoise Energy Infrastructure Corporation

 

Date:
July 1, 2026
By:
/s/ Matthew G.P. Sallee


 
Matthew G.P. Sallee


  Chief Executive Officer



FAQ

What board change did Tortoise Energy Infrastructure Corporation (TYG) disclose?

Tortoise Energy Infrastructure Corporation disclosed that director Alexandra Herger resigned effective July 1, 2026, and John Maxwell was appointed to succeed her on the Board and join the Nominating and Governance Committee.

Who is John Maxwell, the new director of Tortoise Energy Infrastructure Corporation (TYG)?

John Maxwell is a 63-year-old investment professional with prior roles as Lead Portfolio Manager and analyst at Delaware Ivy Investments and related firms, as well as earlier finance and engineering positions, and he has held the Chartered Financial Analyst designation since 1998.

When did Alexandra Herger resign from the Tortoise Energy Infrastructure Corporation (TYG) board?

Alexandra Herger informed the Board of her decision to resign by letter dated April 24, 2026, with her resignation effective as of July 1, 2026, prompting the Board to appoint John Maxwell as her successor on that effective date.

Will John Maxwell stand for election by Tortoise Energy Infrastructure Corporation (TYG) shareholders?

Yes. The Board has nominated John Maxwell to stand for election to a full three-year term as a Class I director at Tortoise Energy Infrastructure Corporation’s 2026 Annual Meeting, following his initial appointment effective July 1, 2026.

Does John Maxwell have other relationships with Tortoise Energy Infrastructure Corporation (TYG)?

Apart from serving as a director of Tortoise Energy Infrastructure Corporation and as an independent trustee for Tortoise Capital Series Trust, Maxwell has no other relationship with the Company or its adviser and no material interest in transactions requiring disclosure under Item 404(a) of Regulation S-K.

How will John Maxwell be compensated for his role at Tortoise Energy Infrastructure Corporation (TYG)?

John Maxwell will be compensated like other directors under the Company’s 2025 director compensation elements, as described under “Director and Officer Compensation” in the proxy statement filed with the SEC on July 10, 2025, rather than under a customized arrangement.

Filing Exhibits & Attachments

3 documents