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US Antimony (UAMY) installs interim CFO as Isaak starts temporary leave

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Form Type
8-K

Rhea-AI Filing Summary

United States Antimony Corporation announced that Chief Financial Officer Richard Isaak has begun a temporary personal leave of absence effective May 4, 2026. The company states the leave is strictly personal and unrelated to financial performance, accounting, internal controls, or financial reporting.

The Board appointed former financial consultant Shawn Winkler, age 50, as Interim Chief Financial Officer and principal financial officer, effective May 4, 2026. Winkler will receive a monthly cash stipend of $20,000 and a one-time grant of 100,000 stock purchase warrants with a strike price set at the April 27, 2026 closing share price.

Mr. Isaak is expected to return after the leave, currently anticipated to last at least two months. The company also reaffirmed plans to release financial results for the quarter ended March 31, 2026 on May 14, 2026, with Winkler leading the financial reporting process and upcoming earnings call.

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Insights

US Antimony installs experienced interim CFO while emphasizing continuity.

United States Antimony has its CFO, Richard Isaak, on temporary personal leave, explicitly stating the leave is not tied to financial performance, accounting practices, internal controls, or financial reporting. This framing seeks to limit concerns about financial integrity or restatement risk.

The Board named Shawn Winkler, a former financial consultant to the company with over two decades in corporate finance and capital markets, as Interim CFO. His compensation includes a monthly cash stipend of $20,000 and 100,000 stock purchase warrants, aligning part of his incentives with shareholders.

The company reiterates it remains on track to release Q1 results for the period ended March 31, 2026 on May 14, 2026. Actual impact on operations and market perception will depend on the smoothness of financial reporting under interim leadership and the timing of Isaak’s expected return after at least two months.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Isaak leave start date May 4, 2026 Effective date of CFO Richard Isaak’s personal leave
Winkler interim CFO start May 4, 2026 Effective appointment date as Interim CFO and principal financial officer
Interim CFO cash stipend $20,000 per month Monthly cash compensation during interim service
Warrant grant 100,000 stock purchase warrants One-time equity award to Interim CFO with strike at April 27, 2026 close
Minimum leave duration Two months Company’s current anticipation for Isaak’s temporary leave length
Q1 2026 results date May 14, 2026 Planned release date for quarter ended March 31, 2026
Interim CFO age 50 years Age of Interim Chief Financial Officer Shawn Winkler
M&A advisory history More than $10 billion M&A transactions advised by Winkler in natural resources sector
Interim Chief Financial Officer financial
"appointed Shawn Winkler, age 50, to serve as Interim Chief Financial Officer and principal financial officer"
An interim chief financial officer is a temporary leader responsible for managing a company's financial activities, such as budgeting, financial planning, and reporting, during a transitional period. Think of it as filling in for a key manager until a permanent replacement is found. For investors, this role is important because it ensures financial stability and clear guidance during times of change or uncertainty.
stock purchase warrants financial
"a one-time equity award of 100,000 stock purchase warrants with a strike price equal to the Company’s share price"
Regulation FD Disclosure regulatory
"Item 7.01 Regulation FD Disclosure On May 6, 2026, the Company issued a press release"
Regulation FD disclosure requires public companies to share important, market-moving information with everyone at the same time instead of tipping off analysts or large investors first. Think of it as making sure all players on a field hear the same announcement simultaneously; that fairness helps investors trust that stock prices reflect the same information and reduces the risk of sudden, unfair trading advantages or regulatory penalties for selective leaks.
forward-looking statements regulatory
"This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
emerging growth company regulatory
"or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
principal financial officer financial
"to serve as Interim Chief Financial Officer and principal financial officer of the Company"
The principal financial officer is the senior executive who runs a company's financial operations: preparing and certifying financial reports, managing accounting controls, budgets and cash flow, and advising on financial strategy. Investors care about this role because its competence affects how trustworthy the company’s numbers are, how well it manages risk and capital needs, and the credibility of forecasts—like the chief navigator steering a firm's financial course.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported) May 4, 2026

 

  UNITED STATES ANTIMONY CORPORATION  
  (Exact name of registrant as specified in its charter)  

 

Texas   001-08675   81-0305822

(State or other jurisdiction

of incorporation) 

 

(Commission

File No.)

 

(IRS Employer

Identification Number)

 

4438 W. Lovers Lane, Unit 100, Dallas, TX   75209
(Address of principal executive officers)   (Zip Code)

 

Registrant’s telephone number, including area code: (406) 606-4117

  

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.01 par value   UAMY   NYSE
Common Stock, $0.01 par value   UAMY   NYSE Texas

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

(b) Temporary Leave of Absence of Chief Financial Officer

 

On May 4, 2026, United States Antimony Corporation (the "Company") announced that Richard Isaak, the Company's Chief Financial Officer and principal financial officer, will commence a personal leave of absence effective immediately. During the leave, Mr. Isaak will not perform the duties of Chief Financial Officer or principal financial officer. Mr. Isaak is expected to return to his role following the conclusion of the leave, although the duration of the leave has not been determined.

 

(c) Appointment of Interim Chief Financial Officer

 

In connection with Richard Isaak's leave of absence, the Board of Directors of the Company appointed Shawn Winkler, age 50, to serve as Interim Chief Financial Officer and principal financial officer of the Company, effective May 4, 2026.

 

Shawn Winkler brings more than two decades of corporate finance, capital markets, and executive leadership experience to his role as Interim Chief Financial Officer. He most recently served as Chief Financial Officer of Burrow Global, a Texas-based full-service engineering, procurement, and construction firm serving the energy industry.

 

Prior to his CFO tenure, Mr. Winkler spent 15 years as an investment banker at BMO Capital Markets and Deutsche Bank Securities, advising public and private clients in the natural resources sector on more than $10 billion of M&A transactions. He led capital raises across the full capital structure including IPOs, follow-on equity, high-yield and convertible notes, bank and institutional loans, and acquisition financing.

 

Mr. Winkler holds an MBA from Rice University's Jones Graduate School of Management, where he was named a Jones Scholar, and a Bachelor of Arts in Economics, Managerial Studies, and Policy Studies, also from Rice University. There are no arrangements or understandings between Mr. Winkler and any other persons pursuant to which he was appointed as Interim Chief Financial Officer. There are no family relationships between Mr. Winkler and any director or executive officer of the Company, and there are no transactions between Mr. Winkler and the Company that would be reportable under Item 404(a) of Regulation S-K.

 

In connection with his appointment as Interim Chief Financial Officer, Mr. Winkler will receive a monthly cash stipend of $20,000 during the period of his service in the interim role and a one-time equity award of 100,000 stock purchase warrants with a strike price equal to the Company’s share price as of market close on April 27, 2026.

 

Item 7.01 Regulation FD Disclosure

 

On May 6, 2026, the Company issued a press release announcing Richard Isaak's leave of absence and the appointment of Shawn Winkler as Interim Chief Financial Officer.

 

A copy of the Press Release is attached as Exhibit 99.1 and is hereby incorporated by reference into this Item 7.01. The information contained in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for any purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended, regardless of any general incorporation language in such filing, except to the extent expressly stated in such filing.

 

 

 

Cautionary Note Regarding Forward-Looking Statements

 

This Current Report on Form 8-K, including the Press Release, contains forward-looking statements, including statements regarding Mr. Isaak's expected return, the timing of the Company's Q1 earnings release, and the Company's financial reporting process. Forward-looking statements reflect management's current knowledge, assumptions, judgment, and expectations regarding future performance or events. Although management believes that the expectations reflected in such statements are reasonable, they give no assurance that such expectations will prove to be correct, and you should be aware that actual events or results may differ materially from those contained in the forward- looking statements. Words such as “will,” “expect,” “intend,” “plan,” “potential,” “possible,” “goals,” “accelerate,” “continue,” and similar expressions identify forward-looking statements.

 

Forward-looking statements are subject to a number of risks and uncertainties including, but not limited to, those described in the Company’s filings on Form 10-K, Form 10-Q, and Form 8-K with the United States Securities and Exchange Commission.

 

All forward-looking statements are expressly qualified in their entirety by this cautionary notice. You should not rely upon any forward-looking statements as predictions of future events. The Company undertakes no obligation to revise or update any forward-looking statements made in this Current Report on Form 8-K to reflect events or circumstances after the date hereof, to reflect new information or the occurrence of unanticipated events, to update the reasons why actual results could differ materially from those anticipated in the forward-looking statements, in each case, except as required by law.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
No.
  Description
99.1  Press Release issued by United States Antimony Corporation dated May 6, 2026
104  Cover Page Interactive Data File (embedded with the inline XBRL document)

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      UNITED STATES ANTIMONY CORPORATION
         
Dated:  May 6, 2026   By: /s/ Gary C. Evans
      Gary C. Evans
      Chairman and Chief Executive Officer

 

 

Exhibit 99.1

 

 

United States Antimony Announces

 

Shawn Winkler Appointed as Interim Chief Financial Officer

 

“The Critical Minerals and ZEO Company”

~ Antimony, Cobalt, Tungsten, and Zeolite ~

 

DALLAS, TX / ACCESS Newswire / May 6, 2026 / United States Antimony Corporation

 

(“USAC,” “US Antimony,” or the “Company”), (NYSE: UAMY) (NYSE Texas: UAMY), a leading producer and processor of antimony, zeolite, and other critical minerals, and the only fully integrated antimony company in the world outside of China and Russia, today announced that Richard Isaak, the Company’s Senior Vice President and Chief Financial Officer, has commenced a temporary personal leave of absence effective May 4, 2026. The Board of Directors has appointed Shawn Winkler, the Company’s prior Financial Consultant, to serve as Interim Chief Financial

Officer during Mr. Isaak’s absence, effective May 4, 2026.

 

Mr. Isaak’s leave is strictly personal related and has nothing to do with the Company’s financial performance, accounting practices, internal controls, or any matter involving the Company’s financial reporting. Mr. Isaak is expected to return to his role following the conclusion of the leave, currently anticipated for a minimum of two months.

 

The Company confirms that it remains on track to release First Quarter ending March 31, 2026 financial results on May 14, 2026, as previously announced. Mr. Winkler has worked closely with Mr. Isaak throughout 2026 along with the other members of the finance team and is fully prepared to lead the Company’s financial reporting process and upcoming earnings call.

 

Shawn Winkler brings more than two decades of corporate finance, capital markets, and executive leadership experience to his role as Interim Chief Financial Officer. He most recently served as Chief Financial Officer of Burrow Global, a Texas-based full-service engineering, procurement, and construction firm serving the energy industry.

 

Prior to his CFO tenure, Mr. Winkler spent 15 years as an investment banker at BMO Capital Markets and Deutsche Bank Securities, advising public and private clients in the natural resources sector on more than $10 billion of M&A transactions. He led capital raises across the full capital structure including IPOs, follow-on equity, high-yield and convertible notes, bank and institutional loans, and acquisition financing associated with clients of the banks were he was employed.

 

 

 

Mr. Winkler holds an MBA from Rice University's Jones Graduate School of Management, where he was named a Jones Scholar, and a Bachelor of Arts in Economics, Managerial Studies, and Policy Studies, also from Rice University.

 

“Mr. Winkler is a seasoned finance leader who has been part of our team for six months serving as an independent contractor,” said Gary C. Evans, Chairman and CEO of US Antimony. “We are confident in his ability to take the lead of our ever growing financial team during this period. I have personally known Shawn for approximately twenty years as he served as my prior commercial banker at both Deutsche Bank and BMO Capital Markets. The entire Company joins me in sending Mr. Isaak our best wishes. When I hired Rick in July 2023, neither one of us could have ever anticipated the incredible growth trajectory this company would be on over the last few years. He is an extremely talented individual and deserves some time to recharge his batteries.”

 

About USAC:

 

United States Antimony Corporation and its subsidiaries in the U.S., Mexico, and Canada

 

("USAC," “U.S. Antimony,” the "Company," "Our," "Us," or "We") sell antimony, zeolite, and precious metals primarily in the U.S., Mexico, and Canada. The Company mines, purchases, and processes ore primarily into antimony oxide, antimony metal, antimony trisulfide, and precious metals at its facilities located in Montana and Mexico. Antimony oxide is used to form a flame-retardant system for plastics, rubber, fiberglass, textile goods, paints, coatings, and paper, as a color fastener in paint, and as a phosphorescent agent in fluorescent light bulbs. Antimony metal is used in bearings, storage batteries, and ordnance. Antimony trisulfide is used as a primer in ammunition. The Company also recovers precious metals, primarily gold and silver, at its Montana facility from third party ore. At its Bear River Zeolite (“BRZ”) facility located in Idaho, the Company mines and processes zeolite, a group of industrial minerals used in water filtration, sewage treatment, nuclear waste and other environmental cleanup, odor control, gas separation, animal nutrition, soil amendment and fertilizer, and other miscellaneous applications. Beginning in 2024 and continuing in 2025, the Company acquired mining claims, real properties (patented claims) and leases located in Alaska, Montana, and Ontario, Canada in an effort to reduce the cost of third-party antimony ore purchases and to expand its product offerings.

 

Learn more about United States Antimony Corporation at www.usantimony.com.

 

Forward-Looking Statements:

 

This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including, without limitation, statements regarding Mr. Isaak's expected return, the timing of the Company's Q1 earnings release, and the Company's financial reporting process. These statements are based on current expectations, estimates, forecasts, and projections about the industries in which the Company operates, as well as management’s beliefs and assumptions. Words such as “anticipates,” “expects,” “intends,” “plans,” “believes,” “seeks,” “estimates,” “may,” “will,” “should,” “could,” and variations of these words or similar expressions are intended to identify such forward-looking statements.

 

 

 

Forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from those indicated in such statements, including, but not limited to: fluctuations in the market prices and demand for antimony and zeolite; changes in domestic and global economic conditions; operational risks inherent in mining and mineral processing; geological or metallurgical conditions; availability and cost of energy, equipment, transportation, and labor; the Company’s ability to maintain or obtain permits, licenses, and regulatory approvals; changes in environmental and mining laws or regulations; competitive factors; the impact of geopolitical developments; and the effects of weather, natural disasters, or health pandemics on operations and supply chains. Additional information regarding risk factors that could cause actual results to differ materially is included in the Company’s filings with the U.S. Securities and

 

Exchange Commission, including its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q.

 

The Company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise, except as required by law. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof.

 

Investor Relations Contact: Media Relations Contact:
   
Jonathan Miller, VP, Investor Relations Anthony D. Andora
4438 W. Lovers Lane, Unit 100 Edge Consulting, Inc.
Dallas, Texas 75209 1560 Market Street, Ste. 701
E-Mail: Jmiller@usantimony.com Denver, Colorado 80202
Phone: 406-606-4117 E-Mail: Anthony@EdgeConsultingSolutions.com
  Phone: 720-317-8927

 

 

FAQ

Why did United States Antimony (UAMY) CFO Richard Isaak take a leave?

United States Antimony states CFO Richard Isaak began a temporary personal leave of absence on May 4, 2026. The company emphasizes the leave is strictly personal and not related to its financial performance, accounting practices, internal controls, or any matter involving its financial reporting.

Who is the new Interim CFO of United States Antimony (UAMY)?

The Board appointed Shawn Winkler as Interim Chief Financial Officer and principal financial officer effective May 4, 2026. Winkler previously served as a financial consultant to the company and has more than two decades of corporate finance, capital markets, and executive leadership experience in energy and natural resources.

How is Interim CFO Shawn Winkler being compensated at UAMY?

As Interim CFO, Shawn Winkler will receive a monthly cash stipend of $20,000 during his interim service. He will also receive a one-time equity award of 100,000 stock purchase warrants with a strike price equal to United States Antimony’s share price at market close on April 27, 2026.

Is United States Antimony (UAMY) changing its Q1 2026 earnings release timing?

United States Antimony confirms it remains on track to release financial results for the first quarter ended March 31, 2026 on May 14, 2026. The company notes that Interim CFO Shawn Winkler will lead its financial reporting process and participate in the upcoming earnings call as planned.

How long is UAMY CFO Richard Isaak expected to be on leave?

The company states that Richard Isaak’s temporary personal leave is expected to conclude with his return after a minimum of two months. An exact end date has not been fixed, but management indicates Isaak is expected to resume his Chief Financial Officer role following the leave’s conclusion.

Filing Exhibits & Attachments

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