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U.S. Antimony (UAMY) VP receives 22,955 RSUs and 40,054 options

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Form Type
4

Rhea-AI Filing Summary

United States Antimony Corp executive compensation update: VP and General Manager, BRZ, Jeffrey Russell Fink reported new equity awards tied to his role at the company. On January 15, 2026, he received restricted stock units covering 22,955 shares of common stock under the Amended & Restated 2023 Equity Incentive Plan. One-third, or 7,652 shares, will vest on January 15, 2027, and additional one-third portions will vest on January 18, 2028 and January 19, 2029, as long as he continues to serve the company.

He was also granted a stock option covering 40,054 shares of common stock at an exercise price of $8.29 per share. This option vests only if specified performance measures in the grant are achieved at any time during its 10-year term, again requiring continued service through any vesting date.

Positive

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Insider Fink Jeffrey Russell
Role VP, General Manager, BRZ
Type Security Shares Price Value
Grant/Award Common Stock 22,955 $0.00 --
Grant/Award Stock Option 40,054 $0.00 --
Holdings After Transaction: Common Stock — 0 shares (Direct); Stock Option — 0 shares (Direct)
Footnotes (1)
  1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 7,652 shares of the 22,955 total number of shares of the RSU award will vest on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 19, 2029, subject to the Reporting Person's continued service through each vesting date. Represents shares of Common Stock underlying a stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest upon meeting any of the performance measures specified in the grant at any time during the 10-year term of the award, subject to the Reporting Person's continued service through any vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fink Jeffrey Russell
(Last) (First) (Middle)
4438 W. LOVERS LANE, UNIT 100
(Street)
DALLAS TX 75209
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITED STATES ANTIMONY CORP [ UAMY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, General Manager, BRZ
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock(1) $0.00 01/15/2026 A 22,955(1) (1) (1) Common Stock 22,955 (1) 0(1) D
Stock Option(2) $8.29 01/15/2026 A 40,054(2) (2) (2) Common Stock 40,054 (2) 0(2) D
Explanation of Responses:
1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 7,652 shares of the 22,955 total number of shares of the RSU award will vest on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 19, 2029, subject to the Reporting Person's continued service through each vesting date.
2. Represents shares of Common Stock underlying a stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest upon meeting any of the performance measures specified in the grant at any time during the 10-year term of the award, subject to the Reporting Person's continued service through any vesting date.
/s/ Fink Jeffrey Russell 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UAMY executive Jeffrey Russell Fink report?

Jeffrey Russell Fink, VP and General Manager, BRZ of United States Antimony Corp (UAMY), reported grants of restricted stock units and a stock option on January 15, 2026 under the company’s Amended & Restated 2023 Equity Incentive Plan.

How many UAMY restricted stock units were granted to Jeffrey Russell Fink?

He received an award of 22,955 shares of UAMY common stock in the form of time-based vesting restricted stock units, with vesting spread over three future dates, subject to continued service.

What is the vesting schedule for the UAMY RSU grant to Jeffrey Russell Fink?

For the 22,955-share RSU award, 7,652 shares will vest on January 15, 2027, and additional one-third portions will vest on January 18, 2028 and January 19, 2029, if he continues in service through each date.

What stock option did UAMY grant to Jeffrey Russell Fink and at what price?

UAMY granted him a stock option covering 40,054 shares of common stock with an exercise price of $8.29 per share, under the Amended & Restated 2023 Equity Incentive Plan.

Are the UAMY stock options granted to Jeffrey Russell Fink time-based or performance-based?

The stock option for 40,054 shares is performance-based and will vest upon meeting specified performance measures at any time during its 10-year term, subject to his continued service.

Does the UAMY Form 4 indicate any indirect ownership or third-party entity for these awards?

The awards are reported as held directly by Jeffrey Russell Fink, with no nature of indirect ownership disclosed in the filing.