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Executive equity grants at U.S. Antimony (NYSE: UAMY) detailed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

United States Antimony Corp. reported new equity awards to director and executive officer Lloyd Bardswich, who serves as Dir, EVP & Chief Mining Eng. On January 15, 2026, he received time-based restricted stock units covering 73,086 shares of common stock under the company’s Amended & Restated 2023 Equity Incentive Plan.

One-third of this RSU award, or 24,362 shares, will vest on January 15, 2026, with additional one-third portions vesting on January 15, 2027 and January 18, 2028, subject to continued service. On the same date, he was also granted stock options on 92,440 shares of common stock at an exercise price of $8.29 per share, which vest upon meeting specified performance measures during the 10-year term, also conditional on continued service.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bardswich Lloyd

(Last) (First) (Middle)
4438 W. LOVERS LANE, UNIT 100

(Street)
DALLAS TX 75209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITED STATES ANTIMONY CORP [ UAMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Dir, EVP & Chief Mining Eng
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock(1) $0.00 01/15/2026 A 73,086(1) (1) (1) Common Stock 73,086 (1) 0(1) D
Stock Option(2) $8.29 01/15/2026 A 92,440(2) (2) (2) Common Stock 92,440 (2) 0(2) D
Explanation of Responses:
1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 24,362 shares of the 73,086 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date.
2. Represents shares of Common Stock underlying a stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest upon meeting any of the performance measures specified in the grant at any time during the 10-year term of the award, subject to the Reporting Person's continued service through any vesting date.
/s/ Joe Bardswich 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did UAMY report for Lloyd Bardswich?

United States Antimony reported equity awards to Lloyd Bardswich on January 15, 2026. He received 73,086 restricted stock units and stock options on 92,440 shares, both granted under the Amended & Restated 2023 Equity Incentive Plan, subject to future vesting conditions and continued service.

How many UAMY restricted stock units were granted in this Form 4 filing?

The filing shows a grant of 73,086 time-based restricted stock units. One-third, or 24,362 shares, vests on January 15, 2026, with additional one-third portions vesting on January 15, 2027 and January 18, 2028, provided Lloyd Bardswich remains in service through each vesting date.

What are the vesting terms of the UAMY stock options granted to Lloyd Bardswich?

The stock option award covers 92,440 shares of common stock at an exercise price of $8.29 per share. It vests upon achieving specified performance measures at any time during its 10-year term, and requires Lloyd Bardswich’s continued service through any vesting date.

What role does Lloyd Bardswich hold at United States Antimony (UAMY)?

Lloyd Bardswich is reported as a director and officer of United States Antimony. His officer title is Dir, EVP & Chief Mining Eng, indicating both board-level responsibility and a senior executive role overseeing mining engineering activities for the company.

Under which plan were the UAMY RSU and option grants made?

Both the restricted stock unit and stock option awards were granted under United States Antimony’s Amended & Restated 2023 Equity Incentive Plan. This plan provides equity-based compensation, such as RSUs and options, subject to vesting schedules and performance conditions described in the filing.

When do the UAMY restricted stock units granted to Bardswich fully vest?

The RSU award vests in three equal installments over roughly two years. One-third of the 73,086 units vests on January 15, 2026, another third on January 15, 2027, and the final third on January 18, 2028, assuming continued service throughout.
United States Antimony

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Other Industrial Metals & Mining
Primary Smelting & Refining of Nonferrous Metals
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United States
DALLAS