UAMY (UAMY) director receives new RSU and stock option awards

Q: What insider transactions did UAMY director Joseph Carrabba report on January 15, 2026?

Joseph A. Carrabba reported acquiring 6,635 shares of United States Antimony Corp. (UAMY) common stock at $0 as the first vesting tranche of a 19,903-share RSU award, and receiving a stock option for 12,259 shares at an exercise price of $8.29 per share.

Q: What are the terms of Joseph Carrabba’s restricted stock unit award at UAMY?

The RSU award covers 19,903 shares of UAMY common stock, granted on January 15, 2026. One-third, or 6,635 shares, vests on that date, with additional one-third portions vesting on January 15, 2027 and January 18, 2028, subject to his continued service.

Q: What are the vesting terms of Joseph Carrabba’s UAMY stock option grant?

The stock option covers 12,259 shares of UAMY common stock at an exercise price of $8.29 per share. It vests in three equal installments of 4,087 shares on January 15, 2027, January 18, 2028 and January 16, 2029, conditioned on continued service.

Q: Are the reported UAMY equity awards to Joseph Carrabba time-based or performance-based?

Both the 19,903-share RSU award and the 12,259-share stock option grant are described as time-based vesting awards, each subject to Joseph A. Carrabba’s continued service through the applicable vesting dates.

Q: Does the Form 4 indicate indirect ownership or entity-held UAMY shares for Joseph Carrabba?

The reported holdings are shown as direct (D) ownership, and the footnotes describe time-based vesting terms without attributing the shares to any separate trust, partnership, or other entity.

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Form Type

Rhea-AI Filing Summary

United States Antimony Corp. director Joseph A. Carrabba reported new equity awards and share ownership changes. On January 15, 2026, he acquired 6,635 shares of common stock at a price of $0, representing the first one-third tranche of a 19,903-share time-based restricted stock unit award under the Amended & Restated 2023 Equity Incentive Plan. After this transaction, he beneficially owned 112,702 shares of common stock directly.

On the same date, he was also granted a stock option covering 12,259 shares of common stock at an exercise price of $8.29 per share. The option is scheduled to vest in three equal installments of 4,087 shares each on January 15, 2027, January 18, 2028 and January 16, 2029, subject to his continued service through each vesting date.

Insider Trade Summary

Net Buyer: 6,635 shares

Net Buy 2 txns

Insider Carrabba Joseph A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option	12,259	$0.00	$0.00
Grant/Award	Common Stock	6,635	$0.00	$0.00

Holdings After Transaction: Stock Option — 0 shares (Direct); Common Stock — 112,702 shares (Direct)

Footnotes (2)

F1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 6,635 shares of the 19,903 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date.
F2. Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/23/2026 - 04:36 PM

FAQ

What insider transactions did UAMY director Joseph Carrabba report on January 15, 2026?

Joseph A. Carrabba reported acquiring 6,635 shares of United States Antimony Corp. (UAMY) common stock at $0 as the first vesting tranche of a 19,903-share RSU award, and receiving a stock option for 12,259 shares at an exercise price of $8.29 per share.

How many UAMY shares does Joseph Carrabba own after the reported Form 4 transactions?

Following the reported RSU vesting on January 15, 2026, Joseph A. Carrabba beneficially owned 112,702 shares of United States Antimony Corp. common stock directly.

What are the terms of Joseph Carrabba’s restricted stock unit award at UAMY?

The RSU award covers 19,903 shares of UAMY common stock, granted on January 15, 2026. One-third, or 6,635 shares, vests on that date, with additional one-third portions vesting on January 15, 2027 and January 18, 2028, subject to his continued service.

What are the vesting terms of Joseph Carrabba’s UAMY stock option grant?

The stock option covers 12,259 shares of UAMY common stock at an exercise price of $8.29 per share. It vests in three equal installments of 4,087 shares on January 15, 2027, January 18, 2028 and January 16, 2029, conditioned on continued service.

Are the reported UAMY equity awards to Joseph Carrabba time-based or performance-based?

Both the 19,903-share RSU award and the 12,259-share stock option grant are described as time-based vesting awards, each subject to Joseph A. Carrabba’s continued service through the applicable vesting dates.

Does the Form 4 indicate indirect ownership or entity-held UAMY shares for Joseph Carrabba?

The reported holdings are shown as direct (D) ownership, and the footnotes describe time-based vesting terms without attributing the shares to any separate trust, partnership, or other entity.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carrabba Joseph A

(Last)

(First)

(Middle)

4438 W. LOVERS LANE, UNIT 100

(Street)

DALLAS

75209

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNITED STATES ANTIMONY CORP [ UAMY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	01/15/2026⁽¹⁾		A		6,635	A	$0	112,702	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option⁽²⁾	$8.29	01/15/2026		A		12,259⁽²⁾		⁽²⁾	⁽²⁾	Common Stock	12,259	⁽²⁾	0⁽²⁾	D

Explanation of Responses:

1. Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 6,635 shares of the 19,903 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date.

2. Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date.

	/s/ Joseph Carrabba	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR